Form NSAR-A DBX ETF Trust For: Feb 28
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003800 0 062 A003800 N 066 A003800 Y 066 B003800 N 066 C003800 Y 066 D003800 N 066 E003800 N 066 F003800 N 066 G003800 N 067 003800 N 068 A003800 N 068 B003800 N 069 003800 Y 070 A013800 Y 070 A023800 N 070 B013800 Y 070 B023800 N 070 C013800 Y 070 C023800 N 070 D013800 Y 070 D023800 N 070 E013800 Y 070 E023800 N 070 F013800 Y 070 F023800 N 070 G013800 Y 070 G023800 N 070 H013800 Y 070 H023800 N 070 I013800 Y 070 I023800 N 070 J013800 Y 070 J023800 N 070 K013800 Y 070 K023800 Y 070 L013800 Y 070 L023800 N 070 M013800 Y PAGE 18 070 M023800 N 070 N013800 Y 070 N023800 Y 070 O013800 Y 070 O023800 N 070 P013800 Y 070 P023800 N 070 Q013800 Y 070 Q023800 N 070 R013800 Y 070 R023800 N 071 A003800 2914 071 B003800 4755 071 C003800 8415 071 D003800 35 072 A003800 6 072 B003800 0 072 C003800 76 072 E003800 4 072 F003800 13 072 L003800 0 072 M003800 0 072 R003800 0 072 S003800 0 072 W003800 0 072 X003800 13 072 Y003800 0 072 Z003800 67 072AA003800 198 072BB003800 0 072CC013800 38 072CC023800 0 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Bank 015 B003907 S 015 C013907 Brussels 015 D013907 Belgium 015 E043907 X 015 A003908 BNP Paribas Securities Services 015 B003908 S 015 C013908 Athens 015 D013908 Greece 015 E043908 X 015 A003909 Hongkong and Shanghai Banking Corporation 015 B003909 S 015 C013909 Kowloon 015 D013909 Hong Kong 015 E043909 X 015 A003910 Citibank Europe PLC, Hungarian Branch PAGE 20 015 B003910 S 015 C013910 Budapest 015 D013910 Hungary 015 E043910 X 015 A003911 HSBC, Jarkarta 015 B003911 S 015 C013911 Jarkata 015 D013911 Indonesia 015 E043911 X 015 A003912 Deutsche Bank (Malaysia) Berhad 015 B003912 S 015 C013912 Kuala Lumpur 015 D013912 Malaysia 015 E043912 X 015 A003913 Citibanamex 015 B003913 S 015 C013913 Mexico City 015 D013913 Mexico 015 E043913 X 015 A003914 Citibank N.A., Sucursal de Lima 015 B003914 S 015 C013914 Lima 015 D013914 Peru 015 E043914 X 015 A003915 Deutsche Bank AG, Manila Branch 015 B003915 S 015 C013915 Makati City 015 D013915 Phillipines 015 E043915 X 015 A003916 Bank Polska Kasa Opieki S.A. 015 B003916 S 015 C013916 Warsaw 015 D013916 Poland 015 E043916 X 015 A003917 HSBC Bank Middle East Limited, Doha 015 B003917 S 015 C013917 Doha 015 D013917 Qatar 015 E043917 X 015 A003918 Standard Bank of South Africa, Johannesburg 015 B003918 S 015 C013918 Johannesburg 015 D013918 South Africa 015 E043918 X 015 A003919 HSBC Bank (Taiwan Limited) 015 B003919 S 015 C013919 Taipei 015 D013919 Taiwan 015 E043919 X 015 A003920 Hongkong and Shanghai Banking Corporation 015 B003920 S PAGE 21 015 C013920 Bangkok 015 D013920 Thailand 015 E043920 X 015 A003921 HSBC Bank Middle East limited, Dubai 015 B003921 S 015 C013921 Dubai 015 D013921 United Arab Emirates 015 E043921 X 015 A003922 The Bank of New York Mellon, London 015 B003922 S 015 C013922 London 015 D013922 United Kingdom 015 E043922 X 015 A003923 The Bank of New York Mellon 015 B003923 C 015 C013923 New York 015 C023923 NY 015 C033923 10286 015 E013923 X 015 A003924 Citibank A.S., Turkey 015 B003924 S 015 C013924 Istanbul 015 D013924 Turkey 015 E043924 X 015 A003925 Deutsche Bank AG, Jakarta 015 B003925 S 015 C013925 Jakarta 015 D013925 Indonesia 015 E043925 X 015 A003926 PJSC ROSBANK 015 B003926 S 015 C013926 Moscow 015 D013926 Russia 015 E043926 X 015 A003927 CIBC Mellon Trust Company 015 B003927 S 015 C013927 Toronto 015 D013927 Canada 015 E043927 X 015 A003928 Banco Bilbao Vizcaya Argentaria 015 B003928 S 015 C013928 Madrid 015 D013928 Spain 015 E043928 X 015 A003929 Bank Hapoalim B.M. 015 B003929 S 015 C013929 Tel Aviv 015 D013929 Israel 015 E043929 X 015 A003930 BNP Paribas Securities Services 015 B003930 S PAGE 22 015 C013930 Paris 015 D013930 France 015 E043930 X 015 A003931 Citibank International Limited 015 B003931 S 015 C013931 Porto 015 D013931 Portugal 015 E043931 X 015 A003932 Credit Suisse (Switzerland) Ltd 015 B003932 S 015 C013932 Zurich 015 D013932 Switzerland 015 E043932 X 015 A003933 DBS Bank Ltd, Singapore 015 B003933 S 015 C013933 Jurong Gateway 015 D013933 Singapore 015 E043933 X 015 A003934 HSBC Bank Australia Limited 015 B003934 S 015 C013934 Parramatta 015 D013934 Australia 015 E043934 X 015 A003935 HSBC Bank Egypt 015 B003935 S 015 C013935 Cairo 015 D013935 Egypt 015 E043935 X 015 A003936 HSBC Mumbai 015 B003936 S 015 C013936 Mumbai 015 D013936 India 015 E043936 X 015 A003937 HSBC New Zealand 015 B003937 S 015 C013937 Auckland 015 D013937 New Zealand 015 E043937 X 015 A003938 NATIONAL BANK OF BELGIUM 015 B003938 S 015 C013938 Brussels 015 D013938 Belgium 015 E043938 X 015 A003939 Skandinaviska Enskilda Banken AB 015 B003939 S 015 C013939 Copenhagen 015 D013939 Denmark 015 E043939 X 015 A003940 Skandinaviska Enskilda Banken AB 015 B003940 S 015 C013940 Oslo PAGE 23 015 D013940 Norway 015 E043940 X 015 A003941 Skandinaviska Enskilda Banken 015 B003941 S 015 C013941 Helsinki 015 D013941 Finland 015 E043941 X 015 A003942 Skandinaviska Enskilda Banken 015 B003942 S 015 C013942 Stockholm 015 D013942 Stockholm 015 E043942 X 015 A003943 The Bank of New York Mellon SA/NV 015 B003943 S 015 C013943 Milan 015 D013943 Italy 015 E043943 X 015 A003944 The Bank of New York Mellon SA/NV 015 B003944 S 015 C013944 Amsterdam 015 D013944 Netherlands 015 E043944 X 015 A003945 The Bank of New York Mellon SA/NV 015 B003945 S 015 C013945 Frankfurt 015 D013945 Germany 015 E043945 X 015 A003946 The Bank of Tokyo Mitsubishi UFJ Ltd, Tokyo 015 B003946 S 015 C013946 Tokyo 015 D013946 Japan 015 E043946 X 015 A003947 UniCredit Bank Austria AG 015 B003947 S 015 C013947 Vienna 015 D013947 Austria 015 E043947 X 024 003900 Y 025 A003901 Barclays Capital, Inc. 025 B003901 06-1031656 025 C003901 E 025 D003901 11 025 A003902 Citigroup Global Markets, Inc. 025 B003902 52-1568099 025 C003902 E 025 D003902 1 028 B013900 0 028 B043900 4315 028 C043900 1421 028 E013900 0 028 F013900 0 PAGE 24 028 G013900 0 028 G043900 5736 045 003900 Y 046 003900 N 047 003900 Y 048 003900 0.500 049 003900 N 050 003900 N 051 003900 N 052 003900 N 053 A003900 N 055 A003900 Y 055 B003900 N 056 003900 N 057 003900 N 058 A003900 N 059 003900 Y 060 A003900 N 060 B003900 N 061 003900 0 062 A003900 N 066 A003900 Y 066 B003900 N 066 C003900 Y 066 D003900 N 066 E003900 N 066 F003900 N 066 G003900 N 067 003900 N 068 A003900 N 068 B003900 Y 069 003900 Y 070 A013900 Y 070 A023900 N 070 B013900 Y 070 B023900 N 070 C013900 Y 070 C023900 N 070 D013900 Y 070 D023900 N 070 E013900 Y 070 E023900 N 070 F013900 Y 070 F023900 Y 070 G013900 Y 070 G023900 N 070 H013900 Y 070 H023900 N 070 I013900 Y 070 I023900 N 070 J013900 Y PAGE 25 070 J023900 Y 070 K013900 Y 070 K023900 Y 070 L013900 Y 070 L023900 Y 070 M013900 Y 070 M023900 Y 070 N013900 Y 070 N023900 Y 070 O013900 Y 070 O023900 N 070 P013900 Y 070 P023900 N 070 Q013900 Y 070 Q023900 N 070 R013900 Y 070 R023900 N 071 A003900 3742 071 B003900 5639 071 C003900 8646 071 D003900 43 072 A003900 6 072 B003900 0 072 C003900 92 072 E003900 0 072 F003900 22 072 L003900 0 072 M003900 0 072 R003900 0 072 S003900 0 072 W003900 0 072 X003900 22 072 Y003900 0 072 Z003900 70 072AA003900 752 072BB003900 0 072CC013900 0 072CC023900 355 072DD013900 256 072EE003900 192 073 A013900 0.6651 073 B003900 0.7680 074 A003900 8 074 B003900 0 074 C003900 0 074 D003900 0 074 E003900 263 074 F003900 7088 074 G003900 0 074 I003900 156 074 J003900 0 PAGE 26 074 K003900 0 074 L003900 16 074 M003900 0 074 N003900 7531 074 O003900 0 074 P003900 3 074 R043900 156 074 T003900 7372 074 U013900 250 074 V013900 29.49 074 X003900 429 075 A003900 0 075 B003900 9060 015 A004001 Banco de Chile 015 B004001 S 015 C014001 Santiago 015 D014001 Chile 015 E044001 X 015 A004002 Bank Hapoalim B.M. 015 B004002 S 015 C014002 Tel Aviv 015 D014002 Israel 015 E044002 X 015 A004003 Bank Polska Kasa Opieki S.A. 015 B004003 S 015 C014003 Warsaw 015 D014003 Poland 015 E044003 X 015 A004004 CIBC Mellon Trust Company 015 B004004 S 015 C014004 Toronto 015 D014004 Canada 015 E044004 X 015 A004005 Citbank Europe plc 015 B004005 S 015 C014005 Prague 015 D014005 Czech Republic 015 E044005 X 015 A004006 Citibanamex 015 B004006 S 015 C014006 Mexico City 015 D014006 Mexico 015 E044006 X 015 A004007 Citibank Europe plc 015 B004007 S 015 C014007 Bratislava 015 D014007 Slovak 015 E044007 X 015 A004008 Citibank International Limited 015 B004008 S 015 C014008 Porto PAGE 27 015 D014008 Portugal 015 E044008 X 015 A004009 Credit Suisse (Switzerland) Ltd 015 B004009 S 015 C014009 Zurich 015 D014009 Switzerland 015 E044009 X 015 A004010 DBS Bank Ltd, Singapore 015 B004010 S 015 C014010 Jurong Gateway 015 D014010 Singapore 015 E044010 X 015 A004011 Deutsche Bank (Malaysia) Berhad 015 B004011 S 015 C014011 Kuala Lumpur 015 D014011 Malaysia 015 E044011 X 015 A004012 Euroclear Bank 015 B004012 S 015 C014012 Brussels 015 D014012 Belgium 015 E044012 X 015 A004013 Hongkong and Shanghai Banking Corporation 015 B004013 S 015 C014013 Bangkok 015 D014013 Thailand 015 E044013 X 015 A004014 Hongkong and Shanghai Banking Corporation 015 B004014 S 015 C014014 Seoul 015 D014014 South Korea 015 E044014 X 015 A004015 Hongkong and Shanghai Banking Corporation 015 B004015 S 015 C014015 Kowloon 015 D014015 Hong Kong 015 E044015 X 015 A004016 HSBC Bank Australia Limited 015 B004016 S 015 C014016 Parramatta 015 D014016 Australia 015 E044016 X 015 A004017 HSBC Bank Bermuda Limited, Hamilton 015 B004017 S 015 C014017 Hamilton 015 D014017 Bermuda 015 E044017 X 015 A004018 Landsbankinn hf. 015 B004018 S 015 C014018 Reykjavik 015 D014018 Iceland PAGE 28 015 E044018 X 015 A004019 The Bank of New York Mellon SA/NV 015 B004019 S 015 C014019 Milan 015 D014019 Italy 015 E044019 X 015 A004020 HSBC New Zealand 015 B004020 S 015 C014020 Auckland 015 D014020 New Zealand 015 E044020 X 015 A004021 Santander Securities Services S.A 015 B004021 S 015 C014021 Madrid 015 D014021 Spain 015 E044021 X 015 A004022 SEB Pank AS, Tallinn 015 B004022 S 015 C014022 Tallinn 015 D014022 Estonia 015 E044022 X 015 A004023 Skandinaviska Enskilda Banken AB 015 B004023 S 015 C014023 Copenhagen 015 D014023 Denmark 015 E044023 X 015 A004024 Skandinaviska Enskilda Banken AB 015 B004024 S 015 C014024 Oslo 015 D014024 Norway 015 E044024 X 015 A004025 Skandinaviska Enskilda Banken 015 B004025 S 015 C014025 Helsinki 015 D014025 Finland 015 E044025 X 015 A004026 Skandinaviska Enskilda Banken 015 B004026 S 015 C014026 Stockholm 015 D014026 Sweden 015 E044026 X 015 A004027 Standard Bank of South Africa 015 B004027 S 015 C014027 Johannesburg 015 D014027 South Africa 015 E044027 X 015 A004028 The Bank of New York Mellon SA/NV 015 B004028 S 015 C014028 Amsterdam 015 D014028 Netherlands 015 E044028 X PAGE 29 015 A004029 The Bank of New York Mellon SA/NV 015 B004029 S 015 C014029 Frankfurt 015 D014029 Germany 015 E044029 X 015 A004030 The Bank of New York Mellon, London 015 B004030 S 015 C014030 London 015 D014030 United Kingdom 015 E044030 X 015 A004031 The Bank of New York Mellon 015 B004031 C 015 C014031 New York 015 C024031 NY 015 C034031 10286 015 E014031 X 015 A004032 UniCredit Bank Austria AG 015 B004032 S 015 C014032 Vienna 015 D014032 Austria 015 E044032 X 015 A004033 The Bank of Tokyo Mitsubishi UFJ Ltd, Tokyo 015 B004033 S 015 C014033 Tokyo 015 D014033 Japan 015 E044033 X 015 A004034 NATIONAL BANK OF BELGIUM 015 B004034 S 015 C014034 Brussels 015 D014034 Belgium 015 E044034 X 024 004000 Y 025 A004001 Barclays Capital, Inc. 025 B004001 06-1031656 025 C004001 D 025 D004001 74 025 A004002 CREDIT SUISSE SECURITIES (USA) LLC 025 B004002 13-5659485 025 C004002 D 025 D004002 54 028 A014000 0 028 B014000 0 028 G014000 0 045 004000 Y 046 004000 N 047 004000 Y 048 004000 0.300 049 004000 N 050 004000 N 051 004000 N 052 004000 N PAGE 30 053 A004000 N 055 A004000 Y 055 B004000 N 056 004000 N 057 004000 N 058 A004000 N 059 004000 Y 060 A004000 N 060 B004000 N 061 004000 0 062 A004000 Y 062 P004000 96.8 062 Q004000 0.0 062 R004000 0.4 063 B004000 6.6 064 A004000 N 064 B004000 N 066 A004000 N 066 B004000 066 C004000 066 D004000 066 E004000 066 F004000 066 G004000 067 004000 N 068 A004000 N 068 B004000 Y 069 004000 Y 070 A014000 Y 070 A024000 N 070 B014000 Y 070 B024000 N 070 C014000 Y 070 C024000 N 070 D014000 Y 070 D024000 N 070 E014000 Y 070 E024000 N 070 F014000 Y 070 F024000 N 070 G014000 Y 070 G024000 N 070 H014000 Y 070 H024000 N 070 I014000 Y 070 I024000 N 070 J014000 Y 070 J024000 N 070 K014000 Y 070 K024000 N 070 L014000 Y PAGE 31 070 L024000 Y 070 M014000 Y 070 M024000 Y 070 N014000 Y 070 N024000 N 070 O014000 Y 070 O024000 N 070 P014000 Y 070 P024000 N 070 Q014000 Y 070 Q024000 N 070 R014000 Y 070 R024000 N 071 A004000 659 071 B004000 873 071 C004000 4939 071 D004000 13 072 A004000 6 072 B004000 24 072 C004000 0 072 F004000 8 072 L004000 0 072 M004000 0 072 R004000 0 072 S004000 0 072 W004000 0 072 X004000 8 072 Y004000 0 072 Z004000 16 072AA004000 0 072BB004000 138 072CC014000 143 072CC024000 0 072DD014000 92 072EE004000 0 073 A014000 0.9249 073 B004000 0.0000 074 A004000 4 074 B004000 0 074 C004000 0 074 D004000 4830 074 E004000 0 074 F004000 0 074 I004000 0 074 J004000 82 074 K004000 0 074 L004000 62 074 M004000 132 074 N004000 5110 074 O004000 125 074 P004000 1 PAGE 32 074 R044000 14 074 T004000 4970 074 U014000 100 074 V014000 49.70 074 X004000 162 075 A004000 0 075 B004000 5010 015 A004101 AS SEB Banka, Riga 015 B004101 S 015 C014101 Riga 015 D014101 Latvia 015 E044101 X 015 A004102 Banco de Chile 015 B004102 S 015 C014102 Santiago 015 D014102 Chile 015 E044102 X 015 A004103 Bank Hapoalim B.M. 015 B004103 S 015 C014103 Tel Aviv 015 D014103 Israel 015 E044103 X 015 A004104 Bank Polska Kasa Opieki S.A. 015 B004104 S 015 C014104 Warsaw 015 D014104 Poland 015 E044104 X 015 A004105 CIBC Mellon Trust Company 015 B004105 S 015 C014105 Toronto 015 D014105 Canada 015 E044105 X 015 A004106 Citbank Europe plc 015 B004106 S 015 C014106 Prague 015 D014106 Czech Republic 015 E044106 X 015 A004107 Citibanamex 015 B004107 S 015 C014107 Mexico City 015 D014107 Mexico 015 E044107 X 015 A004108 Citibank Europe plc 015 B004108 S 015 C014108 Bratislava 015 D014108 Slovak 015 E044108 X 015 A004109 Credit Suisse (Switzerland) Ltd 015 B004109 S 015 C014109 Zurich 015 D014109 Switzerland PAGE 33 015 E044109 X 015 A004110 DBS Bank Ltd, Singapore 015 B004110 S 015 C014110 Jurong Gateway 015 D014110 Singapore 015 E044110 X 015 A004111 Deutsche Bank (Malaysia) Berhad 015 B004111 S 015 C014111 Kuala Lumpur 015 D014111 Malaysia 015 E044111 X 015 A004112 Euroclear Bank 015 B004112 S 015 C014112 Brussels 015 D014112 Belgium 015 E044112 X 015 A004113 Hongkong and Shanghai Banking Corporation 015 B004113 S 015 C014113 Bangkok 015 D014113 Thailand 015 E044113 X 015 A004114 Hongkong and Shanghai Banking Corporation 015 B004114 S 015 C014114 Seoul 015 D014114 South Korea 015 E044114 X 015 A004115 Hongkong and Shanghai Banking Corporation 015 B004115 S 015 C014115 Kowloon 015 D014115 Hong Kong 015 E044115 X 015 A004116 HSBC Bank Australia Limited 015 B004116 S 015 C014116 Parramatta 015 D014116 Australia 015 E044116 X 015 A004117 The Bank of New York Mellon SA/NV 015 B004117 S 015 C014117 Milan 015 D014117 Italy 015 E044117 X 015 A004118 HSBC New Zealand 015 B004118 S 015 C014118 Auckland 015 D014118 New Zealand 015 E044118 X 015 A004119 PJSC ROSBANK 015 B004119 S 015 C014119 Moscow 015 D014119 Russia 015 E044119 X PAGE 34 015 A004120 Santander Securities Services S.A 015 B004120 S 015 C014120 Madrid 015 D014120 Spain 015 E044120 X 015 A004121 Skandinaviska Enskilda Banken AB 015 B004121 S 015 C014121 Copenhagen 015 D014121 Denmark 015 E044121 X 015 A004122 Skandinaviska Enskilda Banken AB 015 B004122 S 015 C014122 Oslo 015 D014122 Norway 015 E044122 X 015 A004123 Skandinaviska Enskilda Banken 015 B004123 S 015 C014123 Helsinki 015 D014123 Finland 015 E044123 X 015 A004124 Skandinaviska Enskilda Banken 015 B004124 S 015 C014124 Stockholm 015 D014124 Sweden 015 E044124 X 015 A004125 Standard Bank of South Africa 015 B004125 S 015 C014125 Johannesburg 015 D014125 South Africa 015 E044125 X 015 A004126 The Bank of New York Mellon SA/NV 015 B004126 S 015 C014126 Amsterdam 015 D014126 Netherlands 015 E044126 X 015 A004127 The Bank of New York Mellon SA/NV 015 B004127 S 015 C014127 Frankfurt 015 D014127 Germany 015 E044127 X 015 A004128 The Bank of New York Mellon, London 015 B004128 S 015 C014128 London 015 D014128 United Kingdom 015 E044128 X 015 A004129 The Bank of New York Mellon 015 B004129 C 015 C014129 New York 015 C024129 NY 015 C034129 10286 015 E014129 X PAGE 35 015 A004130 The Bank of Tokyo Mitsubishi UFJ Ltd, Tokyo 015 B004130 S 015 C014130 Tokyo 015 D014130 Japan 015 E044130 X 015 A004131 UniCredit Bank Austria AG 015 B004131 S 015 C014131 Vienna 015 D014131 Austria 015 E044131 X 015 A004132 UniCredit Banka Slovenia d.d. 015 B004132 S 015 C014132 Ljubljana 015 D014132 Slovenia 015 E044132 X 015 A004133 NATIONAL BANK OF BELGIUM 015 B004133 S 015 C014133 Brussels 015 D014133 Belgium 015 E044133 X 015 A004134 AB SEB bankas, Vilnius 015 B004134 S 015 C014134 Vilnius 015 D014134 Lithuania 015 E044134 X 015 A004135 Citibank Europe plc 015 B004135 S 015 C014135 Budapest 015 D014135 Hungary 015 E044135 X 024 004100 N 028 B014100 0 028 G014100 0 045 004100 Y 046 004100 N 047 004100 Y 048 004100 0.250 049 004100 N 050 004100 N 051 004100 N 052 004100 N 053 A004100 N 055 A004100 Y 055 B004100 N 056 004100 N 057 004100 N 058 A004100 N 059 004100 Y 060 A004100 N 060 B004100 N 061 004100 0 PAGE 36 062 A004100 Y 062 Q004100 96.0 063 B004100 10.0 064 A004100 N 064 B004100 N 066 A004100 N 066 B004100 066 C004100 066 D004100 066 E004100 066 F004100 066 G004100 067 004100 N 068 A004100 N 068 B004100 Y 069 004100 Y 070 A014100 Y 070 A024100 N 070 B014100 Y 070 B024100 N 070 C014100 Y 070 C024100 N 070 D014100 Y 070 D024100 N 070 E014100 Y 070 E024100 N 070 F014100 Y 070 F024100 N 070 G014100 Y 070 G024100 N 070 H014100 Y 070 H024100 N 070 I014100 Y 070 I024100 N 070 J014100 Y 070 J024100 Y 070 K014100 Y 070 K024100 N 070 L014100 Y 070 L024100 Y 070 M014100 Y 070 M024100 Y 070 N014100 Y 070 N024100 N 070 O014100 Y 070 O024100 N 070 P014100 Y 070 P024100 N 070 Q014100 Y 070 Q024100 N 070 R014100 Y PAGE 37 070 R024100 N 071 A004100 653 071 B004100 774 071 C004100 4816 071 D004100 14 072 A004100 6 072 B004100 22 072 C004100 0 072 F004100 6 072 L004100 0 072 M004100 0 072 R004100 0 072 S004100 0 072 W004100 0 072 X004100 6 072 Y004100 0 072 Z004100 16 072AA004100 0 072BB004100 135 072CC014100 118 072CC024100 0 072DD014100 42 072EE004100 0 073 A014100 0.4185 073 B004100 0.0000 074 A004100 83 074 B004100 0 074 C004100 0 074 D004100 4658 074 E004100 0 074 F004100 0 074 I004100 0 074 J004100 72 074 K004100 0 074 L004100 48 074 M004100 97 074 N004100 4958 074 O004100 67 074 P004100 1 074 R044100 35 074 T004100 4855 074 U014100 100 074 V014100 48.55 074 X004100 216 075 A004100 0 075 B004100 4872 015 A004201 Euroclear Bank 015 B004201 S 015 C014201 Brussels 015 D014201 Belgium 015 E044201 X PAGE 38 015 A004202 The Bank of New York Mellon 015 B004202 C 015 C014202 New York 015 C024202 NY 015 C034202 10286 015 E014202 X 024 004200 Y 025 A004201 JEFFERIES LLC 025 B004201 95-2622900 025 C004201 D 025 D004201 2204 028 A014200 0 028 A044200 0 028 B014200 61521 028 B044200 0 028 C014200 106413 028 C044200 10044 028 D014200 141493 028 D044200 0 028 E014200 162545 028 E044200 0 028 F014200 180074 028 F044200 19970 028 G014200 652046 028 G044200 30014 045 004200 Y 046 004200 N 047 004200 Y 048 004200 0.200 049 004200 N 050 004200 N 051 004200 N 052 004200 N 053 A004200 Y 053 B004200 Y 053 C004200 N 055 A004200 N 055 B004200 N 056 004200 N 057 004200 N 058 A004200 N 059 004200 Y 060 A004200 N 060 B004200 N 061 004200 0 062 A004200 Y 062 P004200 98.0 062 R004200 6.0 063 B004200 2.8 064 A004200 N 064 B004200 N PAGE 39 066 A004200 N 066 B004200 066 C004200 066 D004200 066 E004200 066 F004200 066 G004200 067 004200 N 068 A004200 N 068 B004200 N 069 004200 Y 070 A014200 Y 070 A024200 N 070 B014200 Y 070 B024200 N 070 C014200 Y 070 C024200 N 070 D014200 Y 070 D024200 N 070 E014200 Y 070 E024200 N 070 F014200 Y 070 F024200 N 070 G014200 Y 070 G024200 N 070 H014200 Y 070 H024200 N 070 I014200 Y 070 I024200 N 070 J014200 Y 070 J024200 Y 070 K014200 Y 070 K024200 Y 070 L014200 Y 070 L024200 Y 070 M014200 Y 070 M024200 N 070 N014200 Y 070 N024200 Y 070 O014200 Y 070 O024200 N 070 P014200 Y 070 P024200 N 070 Q014200 Y 070 Q024200 N 070 R014200 Y 070 R024200 N 071 A004200 87320 071 B004200 73563 071 C004200 436870 071 D004200 17 PAGE 40 072 A004200 6 072 B004200 12243 072 C004200 0 072 E004200 161 072 F004200 444 072 L004200 0 072 M004200 0 072 R004200 0 072 S004200 0 072 W004200 1 072 X004200 445 072 Y004200 7 072 Z004200 11966 072AA004200 0 072BB004200 457 072CC014200 0 072CC024200 13621 072DD014200 9683 072EE004200 0 073 A014200 1.3283 073 B004200 0.0000 074 A004200 11518 074 B004200 0 074 C004200 0 074 D004200 813567 074 E004200 0 074 F004200 0 074 I004200 50059 074 J004200 11654 074 K004200 0 074 L004200 28387 074 M004200 0 074 N004200 915185 074 O004200 34558 074 P004200 119 074 R044200 50059 074 T004200 830449 074 U014200 16600 074 V014200 50.03 074 X004200 184416 075 B004200 440288 015 A004301 The Bank of New York Mellon 015 B004301 C 015 C014301 New York 015 C024301 NY 015 C034301 10286 015 E014301 X 024 004300 Y 025 A004301 JEFFERIES LLC 025 B004301 95-2622900 025 C004301 D PAGE 41 025 D004301 127 028 E014300 27503 028 F014300 4942 028 G014300 32445 045 004300 Y 046 004300 N 047 004300 Y 048 004300 0.200 049 004300 N 050 004300 N 051 004300 N 052 004300 N 053 A004300 N 055 A004300 N 055 B004300 N 056 004300 N 057 004300 N 058 A004300 N 059 004300 Y 060 A004300 N 060 B004300 N 061 004300 0 062 A004300 Y 062 P004300 96.7 062 R004300 5.7 063 B004300 1.7 064 A004300 N 064 B004300 N 066 A004300 N 066 B004300 066 C004300 066 D004300 066 E004300 066 F004300 066 G004300 067 004300 N 068 A004300 N 068 B004300 N 069 004300 Y 070 A014300 Y 070 A024300 N 070 B014300 Y 070 B024300 N 070 C014300 Y 070 C024300 N 070 D014300 Y 070 D024300 N 070 E014300 Y 070 E024300 N 070 F014300 Y 070 F024300 N PAGE 42 070 G014300 Y 070 G024300 N 070 H014300 Y 070 H024300 N 070 I014300 Y 070 I024300 N 070 J014300 Y 070 J024300 Y 070 K014300 Y 070 K024300 Y 070 L014300 Y 070 L024300 Y 070 M014300 Y 070 M024300 N 070 N014300 Y 070 N024300 Y 070 O014300 Y 070 O024300 N 070 P014300 Y 070 P024300 N 070 Q014300 Y 070 Q024300 N 070 R014300 Y 070 R024300 N 071 A004300 4800 071 B004300 2497 071 C004300 23252 071 D004300 11 072 A004300 2 072 B004300 207 072 C004300 0 072 E004300 2 072 F004300 7 072 L004300 0 072 M004300 0 072 R004300 0 072 S004300 0 072 W004300 0 072 X004300 7 072 Y004300 0 072 Z004300 202 072AA004300 2 072BB004300 0 072CC014300 0 072CC024300 242 072DD014300 118 072EE004300 0 073 A014300 0.2139 073 B004300 0.0000 074 A004300 505 074 B004300 0 PAGE 43 074 C004300 0 074 D004300 31231 074 E004300 0 074 F004300 0 074 I004300 1841 074 J004300 825 074 K004300 0 074 L004300 557 074 M004300 0 074 N004300 34959 074 O004300 825 074 P004300 5 074 R044300 1841 074 T004300 32288 074 U014300 650 074 V014300 49.67 074 X004300 3852 075 B004300 24943 015 A004401 Euroclear Bank 015 B004401 S 015 C014401 Brussels 015 D014401 Belgium 015 E044401 X 015 A004402 The Bank of New York Mellon 015 B004402 C 015 C014402 New York 015 C024402 NY 015 C034402 10286 015 E014402 X 024 004400 N 028 E014400 115062 028 F014400 17256 028 G014400 132318 045 004400 Y 046 004400 N 047 004400 Y 048 004400 0.250 049 004400 N 050 004400 N 051 004400 N 052 004400 N 053 A004400 N 055 A004400 N 055 B004400 N 056 004400 N 057 004400 N 058 A004400 N 059 004400 Y 060 A004400 N 060 B004400 N 061 004400 0 PAGE 44 062 A004400 Y 062 P004400 95.5 062 R004400 1.5 063 B004400 2.7 064 A004400 N 064 B004400 N 066 A004400 N 066 B004400 066 C004400 066 D004400 066 E004400 066 F004400 066 G004400 067 004400 N 068 A004400 N 068 B004400 N 069 004400 Y 070 A014400 Y 070 A024400 N 070 B014400 Y 070 B024400 N 070 C014400 Y 070 C024400 N 070 D014400 Y 070 D024400 N 070 E014400 Y 070 E024400 N 070 F014400 Y 070 F024400 N 070 G014400 Y 070 G024400 N 070 H014400 Y 070 H024400 N 070 I014400 Y 070 I024400 N 070 J014400 Y 070 J024400 Y 070 K014400 Y 070 K024400 Y 070 L014400 Y 070 L024400 Y 070 M014400 Y 070 M024400 N 070 N014400 N 070 N024400 Y 070 O014400 Y 070 O024400 N 070 P014400 Y 070 P024400 N 070 Q014400 Y 070 Q024400 N PAGE 45 070 R014400 Y 070 R024400 N 071 A004400 16334 071 B004400 18028 071 C004400 81476 071 D004400 20 072 A004400 2 072 B004400 643 072 C004400 0 072 F004400 35 072 L004400 0 072 M004400 0 072 R004400 0 072 S004400 0 072 W004400 0 072 X004400 35 072 Y004400 0 072 Z004400 608 072AA004400 0 072BB004400 156 072CC014400 0 072CC024400 1722 072DD014400 354 072EE004400 0 073 A014400 0.1541 073 B004400 0.0000 074 A004400 4468 074 B004400 0 074 C004400 0 074 D004400 124794 074 E004400 0 074 F004400 0 074 I004400 1999 074 J004400 7591 074 K004400 0 074 L004400 1835 074 M004400 0 074 N004400 140687 074 O004400 7971 074 P004400 23 074 R044400 1999 074 T004400 130694 074 U014400 2650 074 V014400 49.32 074 X004400 9 075 B004400 85078 015 A004501 Euroclear Bank 015 B004501 S 015 C014501 Brussels 015 D014501 Belgium 015 E044501 X PAGE 46 015 A004502 The Bank of New York Mellon 015 B004502 C 015 C014502 New York 015 C024502 NY 015 C034502 10286 015 E014502 X 024 004500 Y 025 A004501 JEFFERIES LLC 025 B004501 95-2622900 025 C004501 D 025 D004501 655 028 E014500 117709 028 F014500 22152 028 G014500 139861 045 004500 Y 046 004500 N 047 004500 Y 048 004500 0.350 049 004500 N 050 004500 N 051 004500 N 052 004500 N 053 A004500 N 055 A004500 N 055 B004500 N 056 004500 N 057 004500 N 058 A004500 N 059 004500 Y 060 A004500 N 060 B004500 N 061 004500 0 062 A004500 Y 062 P004500 97.2 062 R004500 7.4 063 B004500 2.8 064 A004500 N 064 B004500 N 066 A004500 N 066 B004500 066 C004500 066 D004500 066 E004500 066 F004500 066 G004500 067 004500 N 068 A004500 N 068 B004500 N 069 004500 Y 070 A014500 Y 070 A024500 N PAGE 47 070 B014500 Y 070 B024500 N 070 C014500 Y 070 C024500 N 070 D014500 Y 070 D024500 N 070 E014500 Y 070 E024500 N 070 F014500 Y 070 F024500 N 070 G014500 Y 070 G024500 N 070 H014500 Y 070 H024500 N 070 I014500 Y 070 I024500 N 070 J014500 Y 070 J024500 Y 070 K014500 Y 070 K024500 Y 070 L014500 Y 070 L024500 Y 070 M014500 Y 070 M024500 N 070 N014500 Y 070 N024500 Y 070 O014500 Y 070 O024500 N 070 P014500 Y 070 P024500 N 070 Q014500 Y 070 Q024500 N 070 R014500 Y 070 R024500 N 071 A004500 13387 071 B004500 10792 071 C004500 85198 071 D004500 13 072 A004500 2 072 B004500 1029 072 C004500 0 072 E004500 15 072 F004500 52 072 L004500 0 072 M004500 0 072 R004500 0 072 S004500 0 072 W004500 0 072 X004500 52 072 Y004500 0 072 Z004500 992 PAGE 48 072AA004500 0 072BB004500 127 072CC014500 0 072CC024500 2162 072DD014500 563 072EE004500 0 073 A014500 0.2394 073 B004500 0.0000 074 A004500 1603 074 B004500 0 074 C004500 0 074 D004500 134140 074 E004500 0 074 F004500 0 074 I004500 10200 074 J004500 3316 074 K004500 0 074 L004500 2533 074 M004500 0 074 N004500 151792 074 O004500 3556 074 P004500 34 074 R044500 10200 074 T004500 138002 074 U014500 2800 074 V014500 49.29 074 X004500 11 075 B004500 88466 SIGNATURE Michael Gilligan TITLE CFO
AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT THIS AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT ("Amendment") is made effective as of the 8th day of March 2018 (the "Effective Date"), by and between THE BANK OF NEW YORK MELLON ("Bank") and DBX ETF TRUST (the "Client"), with respect to each of the funds identified on Attachment 1 thereto, as amended, modified or supplemented from time to time (each a "Lender" and collectively the "Lenders"). WHEREAS, the Client and Bank have entered into a certain Securities Lending Authorization Agreement dated as of April 29, 2015 (as amended, modified or supplemented from time to time, the "Agreement"); and WHEREAS, the Client and Bank desire to amend the Agreement in certain respects as hereinafter provided: NOW, THEREFORE, the parties hereto, each intending to be legally bound, do hereby agree as follows: 1. The Agreement is hereby amended by deleting paragraph 11 of Article I therefrom in its entirety and substituting in lieu thereof the following: "Collateral" shall mean Cash Collateral, securities issued or guaranteed by the United States Government or its agencies or instrumentalities and such other forms as may be agreed upon by Bank and Lender from time to time in writing. 2. The Agreement is hereby amended by deleting paragraph 20 of Article I therefrom in its entirety and substituting in lieu thereof the following: "Market Value" shall mean (a) with respect to Cash Collateral, its amount as of the time of receipt thereof by Bank, unadjusted for any subsequent increases or decreases in value as a result of any investment thereof by Bank, and (b) with respect to Securities and/or Non-Cash Collateral, the price of such Securities and/or Non-Cash Collateral at the time the determination of Market Value is made as quoted by a pricing information source used by Bank in the ordinary course of business, plus accrued but unpaid interest, if any, on the particular Security and/or Non-Cash Collateral. 3. The Agreement is hereby amended by adding the following new definitions to Article I, inserted in alphabetical order: "Non-Cash Collateral" shall mean Collateral other than Cash Collateral. "Securities Loan Fee" shall mean the amount payable by a Borrower to Bank pursuant to the Securities Borrowing Agreement in connection with Loans collateralized by Collateral other than Cash Collateral. 4. The Agreement is hereby amended by adding the following as a new sub-section (vi) to Article IV, Section 1: (vi) collecting applicable Securities Loan Fees and crediting the same to the Collateral Account; 5. The Agreement is hereby amended by deleting the first sentence of Article IV, Section 2, paragraph (b) therefrom in its entirety and substituting in lieu thereof the following: Any (i) losses of principal or other diminution of value from investing and reinvesting Cash Collateral; or (ii) market decline or other diminution of value of any Non-Cash Collateral (in any case whether realized or unrealized, collectively, "Principal Losses") shall be at Lender's risk and for Lender's account. 6. The Agreement is hereby amended by deleting Section 4, Article IV therefrom and substituting in lieu thereof the following: 7. Securities Loan Fee. Bank shall receive any applicable Securities Loan Fees paid by Borrowers and credit all such amounts received to the Collateral Account. Except as expressly amended hereby, all of the provisions of the Agreement shall continue in full force and effect; and are hereby ratified and confirmed in all respects. Upon the effectiveness of this Amendment, all references in the Agreement to "this Agreement" (and all indirect references such as "herein", "hereby", "hereunder" and "hereof") shall be deemed to refer to the Agreement as amended by this Amendment. IN WITNESS WHEREOF, the parties have executed this Amendment as of the date set forth above. THE BANK OF NEW YORK MELLON By: /s/ David J. Dinardo Name: David J. Dinardo Title: Managing Director, COO By: /s/ Todd Levy Name: Todd Levy Title: Director DBX ETF TRUST By: /s/ Fiona Bassett Name: Fiona Bassett Title: Managing Director By: /s/ Freddi Klassen Name: Freddi Klassen Title: CEO, President
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