TRI-1 Holding(s) in Company 2017 (2)
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E-mailSALEM, NH -- (Marketwired) -- 08/31/17 -- ProPhotonix Limited (OTC PINK: STKR) (AIM: PPIX)
(OTC: STKR; AIM: PPIX)
TR-1: Standard form for notification of major holdings
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NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible)(i)
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1a. Identity of the issuer or the
underlying issuer of existing shares
to which voting rights are PROPHOTONIX LTD
attached(ii):
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1b. Please indicate if the issuer is a non-UK issuer (please mark with an
"X" if appropriate)
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Non-UK issuer X
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2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
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An acquisition or disposal of voting rights X
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify)(iii):
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3. Details of person subject to the notification obligation(iv)
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Name GRESHAM HOUSE STRATEGIC PLC
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City and country of registered office
(if applicable) LONDON, UK
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4. Full name of shareholder(s) (if different from 3.)(v)
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Name
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City and country of registered office
(if applicable)
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5. Date on which the threshold was
crossed or reached(vi): 31 AUGUST 2017
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6. Date on which issuer notified
(DD/MM/YYYY): 31 AUGUST 2017
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7. Total positions of person(s) subject to the notification obligation
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% of voting
rights
% of voting rights through Total of Total number of
attached to shares financial both in % voting rights
(total of 8. A) instruments (8.A + 8.B)of issuer(vii)
(total of 8.B
1 + 8.B 2)
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Resulting
situation on the
date on which 5.4% 5.4% 4,933,492
threshold was
crossed or reached
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Position of
previous
notification (if
applicable)
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8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
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A: Voting rights attached to shares
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Class/type
of
shares
ISIN code Number of voting rights(ix) % of voting rights
(if
possible)
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Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of (Art 9 of (Art 10 of
2004/109/EC) (DTR5.1) Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.2.1) (DTR5.1) (DTR5.2.1)
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4,933,492 5.4%
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SUBTOTAL 8.
A 4,933,492 5.4%
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
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Number of voting rights that
Type of Expiration Exercise/ may be acquired if the % of voting
financial date(x) Conversion instrument is rights
instrument Period(xi) exercised/converted.
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SUBTOTAL 8.
B 1
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B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
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Type of Exercise/ Physical or
financial Expiration Conversion cash Number of % of voting
instrument date(x) Period(xi) settlement(xii)voting rights rights
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SUBTOTAL 8.B.2
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9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
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Person subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the X
(underlying) issuer(xiii)
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Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
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% of voting rights
% of voting rights through financial Total of both
if it equals or is instruments if it if it equals or
Name(xv) higher than the equals or is higher is higher than
notifiable threshold than the notifiable the notifiable
threshold threshold
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GRESHAM HOUSE
STRATEGIC PLC 5.4% 5.4%
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10. In case of proxy voting, please identify:
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Name of the proxy holder
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The number and % of voting rights held
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The date until which the voting rights
will be held
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11. Additional information(xvi)
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GRAHAM BIRD 020 3372 2807
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Place of completion LONDON
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Date of completion 31/08/2017
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Contacts: RNS Customer Services 0044-207797-4400 [email protected] http://www.rns.com
Source: ProPhotonix Limited
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