Compliance Science Reaches Milestone 600th Client

Venture Capital Firm Adopts Compliance Risk and Employee Personal Trading Management Technology

NEW YORK--(BUSINESS WIRE)-- Compliance Science, a leading provider of governance, risk management and compliance solutions, today announced the firm’s 600th client.

Established in 2003, Compliance Science has been providing financial and professional services firms with industry-leading web-based regulatory compliance technology and services for over a decade. Compliance Science built their client base by combining innovative technology with unparalleled governance, risk management and compliance industry expertise and customer service.

“This milestone is a tribute to the hard work and dedication of our entire team in helping compliance and risk officers monitor and manage their firms’ code of ethics and employee misconduct policies,” said Mitchel Kraskin, CEO and founder of Compliance Science. “We see insider trading in headlines all too often. Our automated tools have been proven to protect our clients’ reputations from these non-compliant employee activities.”

Compliance Science’s flagship product, the Personal Trading Control Center™, allows companies to organize, supervise, and archive all employee personal trading activity, effectively safeguarding against insider trading and employee misconduct.

About Compliance Science

Compliance Science provides governance, risk management and compliance solutions to the financial services and professional services community. Led by pioneers in the GRC space, Compliance Science uses web-based corporate compliance technology that leverages a robust data network and innovative forensic analytics to monitor employee risk and automate code of ethics compliance. Clients include RIAs, broker-dealers, private equity firms, hedge funds, banks, pension plans, public companies and professional services firms – all of whom rely upon Compliance Science to help protect them from the specter of reputational damage and revenue loss from non-compliant activities. www.complysci.com

View source version on businesswire.com: http://www.businesswire.com/news/home/20150623005899/en/

Cognito
Jon Brubaker
+1-646-395-6300
[email protected]

Source: Compliance Science

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