Prospera Financial Services COO Tarah Williams Elected to FINRA Committee

Williams to Serve on South Region District 6 Committee

DALLAS, Jan. 27, 2026 /PRNewswire/ -- Prospera Financial Services, Inc. ("Prospera"), a boutique wealth management firm supporting a nationwide network of independent advisors, announced that its President and COO, Tarah Williams, has been elected to a three-year term on the Financial Industry Regulatory Authority (FINRA) South Region District 6 Committee.

FINRA held its annual elections and its Board of Governors (FINRA Board) appointed several individuals to fill vacancies on the Small Firm Advisory Committee, Regional Committees and the National Adjudicatory Council (NAC). Williams was one of two individuals elected to the South Region District 6 Committee.

"I'm honored to serve on a FINRA Regional Committee and contribute a fresh perspective shaped by today's evolving wealth management landscape," Williams said. "I look forward to supporting open dialogue that helps strengthen our industry and the regulatory framework that guides it."

FINRA committees engage with the organization on rule proposals, regulatory initiatives and industry issues. This allows FINRA to better understand, adapt and support the industry.

Prospera effectively balances sophistication and individualized client care through a 2.5:1 advisor-to-home-office ratio commitment and leadership that prioritizes advisor feedback. The firm has more than $28 billion in assets under management.

About Prospera Financial Services
Founded in 1982, Prospera Financial Services, Member FINRA, SIPC and a registered investment advisory, offers the flexibility and resources only found at some of the nation's largest broker-dealers. Headquartered in Dallas, Texas, Prospera was named Broker-Dealer of the Year by Investment Advisor Magazine in 2009, 2010, 2012, 2014, 2015, 2018 and 2019. Prospera is an eight-time winner and 12-time finalist for Wealth Management's Industry Awards as well as a four-time ThinkAdvisor Luminaries award winner. The firm supports independent financial advisors nationwide. For more information about Prospera, visit www.joinprospera.com.

Securities and advisory services offered through Prospera Financial Services, member FINRA, SIPC.

Media Contacts
Donald C. Cutler or Lorene Yue
Haven Tower Group LLC
424 317 4864 or 424 317 4854
[email protected] or [email protected]

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SOURCE Prospera Financial Services