Form 8.3 - [Scapa Group plc 25-03-2021] - (CGWL)
- Wall Street rebounds after two-day decline; Netflix slides
- Netflix (NFLX) Plunges Following Q1 Sub Miss, But One Analyst Sees Chance to Turn Bullish
- Oil prices drop on U.S. crude build, COVID-19 surge in India
- Intuitive Surgical (ISRG) Q1 Beat Prompts Two Street Upgrades
- U.S. dollar losses bounce after Canada tips toward higher rates
Get inside Wall Street with StreetInsider Premium. Claim your 1-week free trial here.
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
|(a) Full name of discloser:||CANACCORD GENUITY WEALTH LIMITED (for Discretionary Clients)|
|(b) Owner or controller of interests and short positions disclosed, if different from 1(a):|
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
|(c) Name of offeror/offeree in relation to whose relevant securities this form relates:|
Use a separate form for each offeror/offeree
|SCAPA GROUP PLC|
|(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:||N/A|
|(e) Date position held/dealing undertaken:|
For an opening position disclosure, state the latest practicable date prior to the disclosure
|25 MARCH 2021|
|(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?|
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
|Class of relevant security:||ORDINARY 5p|
| ||Interests||Short positions|
|(1) Relevant securities owned and/or controlled:||2,774,328||1.4767|
|(2) Cash-settled derivatives:|
|(3) Stock-settled derivatives (including options) and agreements to purchase/sell:|
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
|Class of relevant security in relation to which subscription right exists:|
|Details, including nature of the rights concerned and relevant percentages:|
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
|Class of relevant security||Purchase/sale||Number of securities||Price per unit|
(b) Cash-settled derivative transactions
|Class of relevant security||Product description|
|Nature of dealing|
e.g. opening/closing a long/short position, increasing/reducing a long/short position
|Number of reference securities||Price per unit|
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
|Class of relevant security||Product description e.g. call option||Writing, purchasing, selling, varying etc.||Number of securities to which option relates||Exercise price per unit||Type|
e.g. American, European etc.
|Expiry date||Option money paid/ received per unit|
|Class of relevant security||Product description|
e.g. call option
|Exercising/ exercised against||Number of securities||Exercise price per unit|
(d) Other dealings (including subscribing for new securities)
|Class of relevant security||Nature of dealing|
e.g. subscription, conversion
|Details||Price per unit (if applicable)|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:|
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
(b) Agreements, arrangements or understandings relating to options or derivatives
|Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:|
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state “none”
|Is a Supplemental Form 8 (Open Positions) attached?||NO|
|Date of disclosure:||26 MARCH 2021|
|Contact name:||MARK ELLIOTT|
|Telephone number:||01253 376539|
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Serious News for Serious Traders! Try StreetInsider.com Premium Free!
You May Also Be Interested In
- UiPath (PATH) IPO Opens 17% Higher
- Live Oak Mobility Acquisition Corp. Announces the Separate Trading of its Class A Common Stock and Warrants, Commencing April 22, 2021
- DoubleVerify Holdings Inc. (DV) Prices 13.33M Share IPO at $27/Sh
Create E-mail Alert Related CategoriesGlobe Newswire, Press Releases
Related EntitiesCanaccord Genuity, Definitive Agreement
Sign up for StreetInsider Free!
Receive full access to all new and archived articles, unlimited portfolio tracking, e-mail alerts, custom newswires and RSS feeds - and more!