FINRA Fines Morgan Stanley (MS) $1M Amid 'Excessive Markups, Markdowns' on Bonds

November 10, 2011 10:50 AM EST
Bloomberg reporting FINRA has fined Morgan Stanley (NYSE: MS) $1 million over bond violations, cites "excessive markups and markdowns." FINRA has ordered Morgan Stanley to pay restitution of $371,000.


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