Notable Holders of GOLD FIELDS LTD ADR (GFI)
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* Does Not Fully Represent All Holders
| Fund | Title | Shares | % Owned | Source |
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| BlackRock Group LTD | SPONSORED ADR | 41,909,269 | 5.46% | 13F |
| Van Eck | SPONSORED ADR | 40,104,990 | 5.22% | 13F |
| RWC ASSET ADVISORS (US) LLC | SPONSORED ADR | 10,420,206 | 1.36% | 13F |
| DIMENSIONAL FUND ADVISORS LP | SPONSORED ADR | 9,201,072 | 1.20% | 13F |
| Orbis Allan Gray Ltd | SPONSORED ADR | 8,687,951 | 1.13% | 13F |
| RENAISSANCE TECHNOLOGIES LLC | SPONSORED ADR | 6,560,884 | 0.85% | 13F |
| Invesco Ltd. | SPONSORED ADR | 5,383,804 | 0.70% | 13F |
| MACKENZIE FINANCIAL CORP | SPONSORED ADR | 3,809,925 | 0.50% | 13F |
| PIONEER INVESTMENT MANAGEMENT INC | SPONSORED ADR | 3,389,982 | 0.44% | 13F |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | SPONSORED ADR | 3,275,997 | 0.43% | 13F |
| LAZARD ASSET MANAGEMENT LLC | CommonStock ADR | 3,006,167 | 0.39% | 13F |
| RWC Asset Management LLP | SPONSORED ADR | 2,934,451 | 0.38% | 13F |
| BlackRock Institutional Trust Company, N.A. | SPONSORED ADR | 2,830,949 | 0.37% | 13F |
| BAMCO INC /NY/ | SPONSORED ADR | 2,806,181 | 0.37% | 13F |
| SCHRODER INVESTMENT MANAGEMENT GROUP | SPONSORED ADR | 2,792,571 | 0.36% | 13F |
| OPPENHEIMER FUNDS INC | SPONSORED ADR | 2,700,000 | 0.35% | 13F |
| Amundi | SPONSORED ADR | 2,510,664 | 0.33% | 13F |
| SPROTT INC. | SPONSORED ADR | 2,424,986 | 0.32% | 13F |
| Fidelity Investments | SPONSORED ADR | 2,303,347 | 0.30% | 13F |
| BALYASNY ASSET MANAGEMENT LLC | SPONSORED ADR | 2,296,730 | 0.30% | 13F |
| Russell Investments Group, Ltd. | Common Stock | 2,252,901 | 0.29% | 13F |
| BlackRock Japan Co. Ltd | SPONSORED ADR | 2,073,431 | 0.27% | 13F |
| VICTORY CAPITAL MANAGEMENT INC | ADR | 2,008,458 | 0.26% | 13F |
| USS Investment Management Ltd | SPONSORED ADR | 1,882,616 | 0.25% | 13F |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | SPONSORED ADR | 1,830,336 | 0.24% | 13F |
| Man Group plc | SPONSORED ADR | 1,718,207 | 0.22% | 13F |
| Emerald Acquisition Ltd. | Common Stocks | 1,667,598 | 0.22% | 13F |
| NATIONAL BANK OF CANADA /FI/ | SPONSORED ADR | 1,613,073 | 0.21% | 13F |
| STATE STREET CORP | SPONSORED ADR | 1,523,551 | 0.20% | 13F |
| Mirae Asset Global Investments Co., Ltd. | SPONSORED ADR | 1,520,786 | 0.20% | 13F |
| Susquehanna International Group, LLP (CALL) | SPONSORED ADR | 1,499,100 | 0.20% | 13F |
| JANE STREET GROUP, LLC | SPONSORED ADR | 1,445,070 | 0.19% | 13F |
| TWO SIGMA INVESTMENTS LLC | SPONSORED ADR | 1,419,611 | 0.18% | 13F |
| TWO SIGMA ADVISERS, LLC | SPONSORED ADR | 1,383,500 | 0.18% | 13F |
| MILLENNIUM MANAGEMENT LLC | SPONSORED ADR | 1,307,368 | 0.17% | 13F |
| DEUTSCHE BANK AG\ | SPONSORED ADR | 1,272,869 | 0.17% | 13F |
| GROUP ONE TRADING, L.P. (CALL) | SPONSORED ADR | 1,133,100 | 0.15% | 13F |
| Goldman Sachs Asset Management, L.P. | CMN | 1,129,278 | 0.15% | 13F |
| Allspring Global Investments Holdings, LLC | SPONSORED ADR | 1,113,731 | 0.15% | 13F |
| PARAMETRIC PORTFOLIO ASSOCIATES | ADR | 941,751 | 0.12% | 13F |
| Aperio Group, LLC | SPONSORED ADR | 931,748 | 0.12% | 13F |
| Ashmore Group plc | ADR | 904,871 | 0.12% | 13F |
| HRT FINANCIAL LLC | SPONSORED ADR | 816,904 | 0.11% | 13F |
| CGM TRUST | COMMON | 800,000 | 0.10% | 13F |
| FIRST TRUST ADVISORS LP | SPONSORED ADR | 778,117 | 0.10% | 13F |
| Majedie Asset Management Ltd | SPONSORED ADR | 727,266 | 0.09% | 13F |
| Robeco Institutional Asset Management B.V. | SPONSORED ADR | 708,006 | 0.09% | 13F |
| Cubist Systematic Strategies, LLC | SPONSORED ADR | 698,041 | 0.09% | 13F |
| Qube Research & Technologies Ltd | SPONSORED ADR | 679,425 | 0.09% | 13F |
| Perpetual Ltd | SPONSORED ADR | 673,696 | 0.09% | 13F |
| ASA Gold & Precious Metals Ltd | COM | 670,423 | 0.09% | 13F |
| Euro Pacific Asset Management, LLC | SPONSORED ADR | 644,847 | 0.08% | 13F |
| SIMPLEX TRADING, LLC (CALL) | CALL | 640,100 | 0.08% | 13F |
| ALPS ADVISORS INC | SPONSORED ADR | 617,636 | 0.08% | 13F |
| Vontobel Holding Ltd. | SPONSORED ADR | 608,809 | 0.08% | 13F |
| Merk Investments LLC | SPONSORED ADR | 600,000 | 0.08% | 13F |
| ROYCE & ASSOCIATES LLC | SPONSORED ADR | 536,500 | 0.07% | 13F |
| Assenagon Asset Management S.A. | SPONSORED ADR | 519,686 | 0.07% | 13F |
| COMMONWEALTH EQUITY SERVICES, LLC. | SPONSORED ADR | 513,342 | 0.07% | 13F |
| PEAK6 Investments LLC (CALL) | SPONSORED ADR | 508,300 | 0.07% | 13F |
| Airain ltd | Com | 479,709 | 0.06% | 13F |
| ORRELL CAPITAL MANAGEMENT INC | SPONSORED ADR | 463,500 | 0.06% | 13F |
| CI INVESTMENTS INC. | SPONSORED ADR | 459,605 | 0.06% | 13F |
| Anchor Bolt Capital, LP | SPONSORED ADR | 449,614 | 0.06% | 13F |
| GUGGENHEIM CAPITAL LLC | SPONSORED ADR | 441,992 | 0.06% | 13F |
| TD ASSET MANAGEMENT INC | SPONSORED ADR | 440,350 | 0.06% | 13F |
| UBS AG | SPONSORED ADR | 428,105 | 0.06% | 13F |
| BARCLAYS PLC | ADR | 416,298 | 0.05% | 13F |
| APG All Pensions Group NV | SPONSORED ADR | 404,300 | 0.05% | 13F |
| GABELLI FUNDS LLC | DEPOSITORY RECEI | 396,500 | 0.05% | 13F |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | ADR-EMG MKT | 385,643 | 0.05% | 13F |
| SEI INVESTMENTS CO | SPONSORED ADR | 365,274 | 0.05% | 13F |
| PORTOLA GROUP INC /CA | COM | 362,782 | 0.05% | 13F |
| WELLS FARGO & CO/MN | SPONSORED ADR | 360,486 | 0.05% | 13F |
| Twin Tree Management, LP (PUT) | PUT | 360,400 | 0.05% | 13F |
| BNP PARIBAS ARBITRAGE, SA | Equity | 334,375 | 0.04% | 13F |
| Grantham, Mayo, Van Otterloo & Co. LLC | SPONSORED ADR | 330,478 | 0.04% | 13F |
| Centiva Capital, LP | SPONSORED ADR | 322,072 | 0.04% | 13F |
| SG Americas Securities, LLC | COM | 314,483 | 0.04% | 13F |
| Parallax Volatility Advisers, LLC (CALL) | SPONSORED ADR | 308,300 | 0.04% | 13F |
| BI Asset Management Fondsmaeglerselskab A/S | SPONSORED ADR | 308,140 | 0.04% | 13F |
| HENDERSON GROUP PLC | SPONSORED ADR | 302,702 | 0.04% | 13F |
| Crestline Management, LP | SPONSORED ADR | 302,486 | 0.04% | 13F |
| Liontrust Investment Partners LLP | Equity ADR | 296,773 | 0.04% | 13F |
| CHANNING GLOBAL ADVISORS, LLC | ADR | 270,937 | 0.04% | 13F |
| TORONTO DOMINION BANK | COM | 250,000 | 0.03% | 13F |
| BANK OF MONTREAL /CAN/ | SPONSORED ADR | 231,812 | 0.03% | 13F |
| Leucadia National (CALL) | SPONSORED ADR | 225,000 | 0.03% | 13F |
| THRIVENT FINANCIAL FOR LUTHERANS | SPONSORED ADR | 192,866 | 0.03% | 13F |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | SPONSORED ADR | 186,851 | 0.02% | 13F |
| D. E. Shaw & Co., INC. | SPONSORED ADR | 179,258 | 0.02% | 13F |
| WOLVERINE TRADING, LLC (CALL) | SPONSORED ADR | 177,600 | 0.02% | 13F |
| AGF INVESTMENTS INC. | ADR | 175,729 | 0.02% | 13F |
| NORTHERN TRUST CO OF CONNECTICUT | SPONSORED ADR | 171,177 | 0.02% | 13F |
| Ronit Capital LLP | SPONSORED ADR | 170,000 | 0.02% | 13F |
| RUSSELL FRANK CO/ | Common Stocks | 167,139 | 0.02% | 13F |
| B. Metzler seel. Sohn & Co. AG | SPONSORED ADR | 155,138 | 0.02% | 13F |
| UBS Group AG | SPONSORED ADR | 153,919 | 0.02% | 13F |
| CIBC Global Asset Management Inc | SPONSORED ADR | 151,876 | 0.02% | 13F |
| COHEN & STEERS INC | ADR | 151,485 | 0.02% | 13F |
| Integrated Wealth Concepts LLC | Common Stock | 144,746 | 0.02% | 13F |
| DekaBank Deutsche Girozentrale | SPONSORED ADR | 130,400 | 0.02% | 13F |
| NORTHERN TRUST CORP | COM | 129,062 | 0.02% | 13F |
| Mitsubishi UFJ Trust & Banking Corp | SPONSORED ADR | 127,422 | 0.02% | 13F |
| EDMOND DE ROTHSCHILD HOLDING S.A. | SPONSORED ADR | 115,000 | 0.01% | 13F |
| Claraphi Advisory Network, LLC | SPONSORED ADR | 113,748 | 0.01% | 13F |
| Range Financial Group LLC | SPONSORED ADR | 110,884 | 0.01% | 13F |
| MANUFACTURERES LIFE INSURANCE CO | SPONSORED ADR | 107,703 | 0.01% | 13F |
| HighTower Advisors, LLC | SPONSORED ADR | 105,874 | 0.01% | 13F |
| Y-Intercept (Hong Kong) Ltd | SPONSORED ADR | 101,519 | 0.01% | 13F |
| MIRABELLA FINANCIAL SERVICES LLP | SPONSORED ADR | 99,900 | 0.01% | 13F |
| Quantitative Investment Management, LLC | COM | 96,526 | 0.01% | 13F |
| Grey Street Capital, LLC | SPONSORED ADR | 93,000 | 0.01% | 13F |
| PROFUND ADVISORS LLC | SPONSORED ADR | 92,126 | 0.01% | 13F |
| del Rey Global Investors, LLC | ADR | 89,717 | 0.01% | 13F |
| SOCIETE GENERALE | COM | 87,975 | 0.01% | 13F |
| FRONTIER INVESTMENT MGMT CO | COM | 86,500 | 0.01% | 13F |
| Livingston Group Asset Management | SPONSORED ADR | 79,433 | 0.01% | 13F |
| Quantbot Technologies LLC | SPONSORED ADR | 76,968 | 0.01% | 13F |
