Ratings by Rochdale Securities

Date CompanySymbol Type Rating
(Past)
Start $ End $ % Chg. Details
10/22/2012 M&T Bank MTB Upgrade Undervalued
(Fairly Valued)
103.70 105.94 2.16% Details
10/22/2012 First Republic Bank FRC Upgrade Undervalued
(Fairly Valued)
33.75 39.74 17.75% Details
10/22/2012 Capital One Financial COF Upgrade Undervalued
(Fairly Valued)
60.75 60.83 0.13% Details
9/18/2012 Bank of New York Mellon BK Upgrade Undervalued
(Fairly Valued)
23.71 30.44 28.38% Details
9/17/2012 Evercore Partners EVR Upgrade Fairly Valued
(Overvalued)
26.91 41.41 53.88% Details
8/21/2012 Jefferies Group JEF Upgrade Undervalued
(Fairly Valued)
13.77 21.72 57.73% Details
8/1/2012 UBS AG UBS Downgrade Fairly Valued
(Undervalued)
10.60 18.55 75% Details
7/23/2012 Credit Suisse CS Downgrade Fairly Valued
(Undervalued)
16.97 30.26 78.31% Details
7/20/2012 KeyCorp KEY Upgrade Undervalued
(Fairly Valued)
7.91 10.80 36.54% Details
6/28/2012 Lazard LAZ Downgrade Overvalued
(Fairly Valued)
25.50 34.42 34.98% Details
6/27/2012 Evercore Partners EVR Downgrade Overvalued
(Fairly Valued)
22.12 26.91 21.65% Details
6/26/2012 KeyCorp KEY Downgrade Fairly Valued
(Undervalued)
7.46 7.91 6.03% Details
6/20/2012 Credit Suisse CS Downgrade
(Fairly Valued)
19.30 16.97 -12.07% Details
6/19/2012 Jefferies Group JEF Downgrade Fairly Valued
(Undervalued)
13.45 13.77 2.38% Details
4/24/2012 Regions Financial RF Upgrade Undervalued
(N/A)
6.26 9.05 44.57% Details
4/20/2012 Capital One Financial COF Upgrade Undervalued
(N/A)
54.63 60.75 11.2% Details
3/16/2012 State Street STT Upgrade Undervalued
(N/A)
45.84 65.16 42.15% Details
2/29/2012 JPMorgan JPM Maintain Undervalued
(N/A)
      Details
2/13/2012 SunTrust Banks STI Upgrade Undervalued
(N/A)
22.03 31.88 44.71% Details
1/25/2012 Bank of New York Mellon BK Downgrade Fairly Valued
(N/A)
20.88 23.71 13.55% Details
1/23/2012 State Street STT Downgrade Fairly Valued
(N/A)
41.50 45.84 10.46% Details
12/6/2011 Northern Trust NTRS Upgrade Undervalued
(N/A)
39.98 58.27 45.75% Details
11/15/2011 Credit Suisse CS Downgrade Fairly Valued
(N/A)
24.19 19.30 -20.21% Details
11/7/2011 KeyCorp KEY Upgrade Undervalued
(N/A)
7.33 7.46 1.77% Details
10/28/2011 Goldman Sachs GS Upgrade Undervalued
(N/A)
116.40 158.18 35.89% Details
10/24/2011 SunTrust Banks STI Downgrade Fairly Valued
(N/A)
18.57 22.03 18.63% Details
10/21/2011 PNC Financial PNC Upgrade Undervalued
(N/A)
53.10 71.51 34.67% Details
9/15/2011 Evercore Partners EVR Downgrade Fairly Valued
(N/A)
24.59 22.12 -10.04% Details
9/15/2011 Greenhill GHL Downgrade Fairly Valued
(N/A)
32.16 49.84 54.98% Details
8/31/2011 Jefferies Group JEF Downgrade Fairly Valued
(N/A)
16.31 13.45 -17.54% Details
8/10/2011 Goldman Sachs GS Upgrade Fairly Valued
(N/A)
122.73 116.40 -5.16% Details
7/28/2011 UBS AG UBS Downgrade Fairly Valued
(N/A)
16.19 10.60 -34.53% Details
7/26/2011 Regions Financial RF Upgrade Fairly Valued
(N/A)
6.45 6.25 -3.1% Details
7/26/2011 BB&T Capital BBT Upgrade Undervalued
(N/A)
26.18 32.55 24.33% Details
7/5/2011 M&T Bank MTB New Coverage Fairly Valued
(N/A)
89.03 103.70 16.48% Details
6/29/2011 Capital One Financial COF New Coverage Fairly Valued
(N/A)
51.42 54.63 6.24% Details
6/23/2011 KeyCorp KEY New Coverage Fairly Valued
(N/A)
8.18 7.33 -10.39% Details
6/20/2011 PNC Financial PNC Downgrade Fairly Valued
(N/A)
57.79 53.10 -8.12% Details
6/14/2011 Greenhill GHL Upgrade Undervalued
(N/A)
51.61 32.16 -37.69% Details
6/6/2011 Wells Fargo WFC Downgrade Overvalued
(N/A)
26.86 39.88 48.47% Details
5/12/2011 Goldman Sachs GS Downgrade Overvalued
(N/A)
147.88 125.18 -15.35% Details
4/28/2011 Lazard LAZ Downgrade Fairly Valued
(N/A)
41.03 25.50 -37.85% Details
4/27/2011 UBS AG UBS Upgrade Undervalued
(N/A)
19.74 16.19 -17.98% Details
4/25/2011 Northern Trust NTRS Downgrade Fairly Valued
(N/A)
49.38 39.98 -19.04% Details
4/25/2011 Greenhill GHL Downgrade Fairly Valued
(N/A)
60.92 51.61 -15.28% Details
4/25/2011 BB&T Capital BBT Downgrade Fairly Valued
(N/A)
25.98 26.18 0.77% Details
4/21/2011 Wells Fargo WFC Downgrade Fairly Valued
(N/A)
28.83 26.86 -6.83% Details
4/19/2011 Goldman Sachs GS Downgrade Fairly Valued
(N/A)
153.78 147.88 -3.84% Details
3/21/2011 Credit Suisse CS Downgrade Fairly Valued
(N/A)
41.92 24.19 -42.29% Details
3/16/2011 Comerica CMA Upgrade Undervalued
(N/A)
37.56 39.88 6.18% Details
2/16/2011 Regions Financial RF Downgrade Overvalued
(N/A)
7.84 6.45 -17.73% Details
1/27/2011 SunTrust Banks STI Upgrade Undervalued
(N/A)
29.31 18.57 -36.64% Details
1/14/2011 Comerica CMA Downgrade Fairly Valued
(N/A)
42.01 37.56 -10.59% Details
10/27/2010 Greenhill GHL Upgrade Undervalued
(N/A)
75.10 60.92 -18.88% Details
7/27/2010 Credit Suisse CS Upgrade Undervalued
(N/A)
43.16 41.92 -2.87% Details
7/26/2010 Greenhill & Co GHL Downgrade Fairly Valued
(N/A)
67.86 75.10 10.67% Details
7/22/2010 Wells Fargo WFC Upgrade Undervalued
(N/A)
26.06 28.83 10.63% Details
7/22/2010 Staples SPLS Upgrade Undervalued
(N/A)
19.39 14.51 -25.17% Details