Notable Holders of PDL BioPharma, Inc. (PDLI)

  |   Expand Research on PDLI   |   * Does Not Fully Represent All Holders
Fund Title Shares % Owned Source
UBS GLOBAL ASSET MANAGEMENT AMERICAS INC CONV BD US 35,700,000 22.23% 13F
OAKTREE CAPITAL MANAGEMENT LP CV SR UNSEC NT 12,791,000 7.96% 13F
RENAISSANCE TECHNOLOGIES LLC COM 12,565,654 7.82% 13F
VANGUARD GROUP INC COM 11,399,443 7.10% 13F
ZAZOVE ASSOCIATES LLC NOTE 4.000 2/0 8,340,000 5.19% 13F
ACADIAN ASSET MANAGEMENT LLC COM 6,235,824 3.88% 13F
BlackRock Fund Advisors COM 5,996,693 3.73% 13F
BlackRock Institutional Trust Company, N.A. COM 5,173,024 3.22% 13F
MACKENZIE FINANCIAL CORP COM 5,061,825 3.15% 13F
STATE STREET CORP Common equity shares 3,747,570 2.33% 13F
DIMENSIONAL FUND ADVISORS LP COM 3,679,215 2.29% 13F
Bank of New York Mellon CORP COM 3,407,024 2.12% 13F
Emerald Acquisition Ltd. Common Stocks 3,008,441 1.87% 13F
Robeco Institutional Asset Management B.V. COM 3,007,676 1.87% 13F
Invesco Ltd. COM 2,898,520 1.80% 13F
NORTHERN TRUST CORP COM 2,875,245 1.79% 13F
Grantham, Mayo, Van Otterloo & Co. LLC COM 2,853,102 1.78% 13F
RUSSELL FRANK CO/ Common Stocks 2,670,761 1.66% 13F
Gotham Asset Management, LLC COM 2,293,523 1.43% 13F
AQR CAPITAL MANAGEMENT LLC COM 2,248,913 1.40% 13F
IG INVESTMENT MANAGEMENT LTD COM 2,237,200 1.39% 13F
PARAMETRIC PORTFOLIO ASSOCIATES Common Stock 2,134,981 1.33% 13F
CANADA PENSION PLAN INVESTMENT BOARD Common Stock 2,132,600 1.33% 13F
BARCLAYS PLC BOND 2,000,000 1.25% 13F
SCHWAB CHARLES INVESTMENT MANAGEMENT INC COM 1,658,774 1.03% 13F
GEODE CAPITAL MANAGEMENT LLC COM 1,599,491 1.00% 13F
Connor, Clark & Lunn Investment Management Ltd. COM 1,416,875 0.88% 13F
Skandinaviska Enskilda Banken AB (publ) COM 1,363,400 0.85% 13F
Advisors Asset Management, Inc. COM 1,355,242 0.84% 13F
Goldman Sachs Asset Management, L.P. CMN 1,342,806 0.84% 13F
Wellington COM 1,332,504 0.83% 13F
GSA CAPITAL PARTNERS LLP COM 1,322,151 0.82% 13F
QS Investors, LLC COM 1,222,251 0.76% 13F
TWO SIGMA INVESTMENTS LLC COM 1,123,893 0.70% 13F
TWO SIGMA ADVISERS, LLC COM 1,055,112 0.66% 13F
PUTNAM INVESTMENT MANAGEMENT LLC 1,049,774 0.65% 13F
Numeric Investors LLC COM 1,042,640 0.65% 13F
FEDERATED INVESTORS INC /PA/ COM 972,933 0.61% 13F
PRUDENTIAL FINANCIAL INC COM 929,864 0.58% 13F
JACOBS LEVY EQUITY MANAGEMENT INC COM 836,862 0.52% 13F
Fidelity Investments COM 812,000 0.51% 13F
ROYAL BANK OF CANADA \ COM 779,125 0.49% 13F
BlackRock Investment Management, LLC COM 687,978 0.43% 13F
TIAA CREF INVESTMENT MANAGEMENT LLC CS 668,990 0.42% 13F
D. E. Shaw & Co., INC. COM 656,598 0.41% 13F
OLD MUTUAL ASSET MANAGERS UK LTD COM 632,495 0.39% 13F
SPARK LP /DE COM 625,200 0.39% 13F
GUGGENHEIM CAPITAL LLC COM 602,297 0.38% 13F
MILLENNIUM MANAGEMENT LLC COM 593,778 0.37% 13F
TFS CAPITAL LLC COM 592,849 0.37% 13F
SYSTEMATIC FINANCIAL MANAGEMENT LP COM 591,495 0.37% 13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM COM 534,100 0.33% 13F
BRIDGEWAY CAPITAL MANAGEMENT INC COM 478,400 0.30% 13F
MADISON SQUARE INVESTORS LLC. COM 477,200 0.30% 13F
WELLS FARGO & CO/MN COM 446,085 0.28% 13F
A.R.T. Advisors, LLC COM 432,031 0.27% 13F
DIAM Co., Ltd. Com 431,141 0.27% 13F
DEUTSCHE BANK AG\ COM 422,224 0.26% 13F
ARROWSTREET CAPITAL LIMITED PARTNERSHIP COM 415,858 0.26% 13F
AMERICAN INTERNATIONAL GROUP INC COM 394,049 0.25% 13F
DIAM International Ltd. COM 392,808 0.24% 13F
BLACKROCK ADVISORS LLC COM 374,748 0.23% 13F
Allianz Asset Management AG COM 371,169 0.23% 13F
ALPS ADVISORS INC Common Stock 368,094 0.23% 13F
Eqis Capital Management, Inc. PDLI 347,925 0.22% 13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM COMMON STOCK 346,476 0.22% 13F
CREDIT SUISSE AG/ COM 333,591 0.21% 13F
Aperio Group, LLC COMMON 327,762 0.20% 13F
BlackRock Group LTD COM 316,369 0.20% 13F
AXA COM 306,400 0.19% 13F
BANK OF AMERICA CORP /DE/ COM 301,906 0.19% 13F
ALLIANCEBERNSTEIN L.P. COM 299,722 0.19% 13F
BARROW HANLEY MEWHINNEY & STRAUSS LLC COM 297,175 0.19% 13F
Ativo Capital Management LLC COM 274,065 0.17% 13F
RBF Capital, LLC COM 273,976 0.17% 13F
TEACHERS ADVISORS INC CS 255,824 0.16% 13F
Swiss National Bank COM 247,200 0.15% 13F
JPMORGAN CHASE & CO COMMON 240,939 0.15% 13F
STRS OHIO COM 234,400 0.15% 13F
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD COM 225,695 0.14% 13F
HSBC HOLDINGS PLC COM 222,831 0.14% 13F
SCHRODER INVESTMENT MANAGEMENT GROUP COM 214,879 0.13% 13F
RHUMBLINE ADVISERS COM 213,205 0.13% 13F
WOLVERINE ASSET MANAGEMENT LLC (PUT) COM 204,500 0.13% 13F
CLINTON GROUP INC COM 203,669 0.13% 13F
LEGAL & GENERAL GROUP PLC COM 201,737 0.13% 13F
NATCAN INVESTMENT MANAGEMENT INC COM 194,700 0.12% 13F
Spark Investment Management LLC COM 179,700 0.11% 13F
Susquehanna International Group, LLP (CALL) COM 173,900 0.11% 13F
Virtus ETF Advisers LLC COM 173,837 0.11% 13F
FIRST QUADRANT L P/CA COMMON 171,600 0.11% 13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. COM 163,100 0.10% 13F
LPL Financial LLC COM 162,415 0.10% 13F
NEW YORK STATE COMMON RETIREMENT FUND Common Stock 155,100 0.10% 13F
ProShare Advisors LLC COM 144,626 0.09% 13F
SECOR Capital Advisors, LP COM 141,264 0.09% 13F
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM COM 141,207 0.09% 13F
Alambic Investment Management, L.P. COM 140,300 0.09% 13F
BlackRock Inc. COM 137,450 0.09% 13F
Pacad Investment Ltd. COM 132,715 0.08% 13F
ClariVest Asset Management LLC COM 130,252 0.08% 13F
State of New Jersey Common Pension Fund D COM 125,000 0.08% 13F
State of New Jersey Common Pension Fund A COM 125,000 0.08% 13F
METROPOLITAN LIFE INSURANCE CO/NY COM 115,462 0.07% 13F
MANUFACTURERES LIFE INSURANCE CO COM 113,643 0.07% 13F
Nationwide Fund Advisors COMMON STOCK 108,953 0.07% 13F
Convergence Investment Partners, LLC COM 107,980 0.07% 13F
Advisor Group, Inc. COM 105,066 0.07% 13F
DekaBank Deutsche Girozentrale COM 97,400 0.06% 13F
ING INVESTMENT MANAGEMENT CO COM 91,630 0.06% 13F
Airain ltd Com 87,024 0.05% 13F
Catalyst Capital Advisors LLC COM 80,000 0.05% 13F
MEEDER ASSET MANAGEMENT INC Common Stock 79,817 0.05% 13F
Quotient Investors, LLC Com 76,000 0.05% 13F
ING INVESTMENT MANAGEMENT LLC COM 71,377 0.04% 13F
FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. COM 71,074 0.04% 13F
PEAK6 Investments, L.P. (PUT) COM 70,000 0.04% 13F
ADAMS EXPRESS CO COM 69,200 0.04% 13F
MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC COM 66,732 0.04% 13F
BAIRD ROBERT W & CO INC /WI/ COMMON 66,712 0.04% 13F
Zebra Capital Management, LLC Common Stock 66,608 0.04% 13F
J.Safra Asset Management (Europe) Ltd EQUITY 65,595 0.04% 13F
Commonwealth Equity Services, Inc COM 65,550 0.04% 13F
Acrospire Investment Management LLC CMN 65,341 0.04% 13F
BABSON CAPITAL MANAGEMENT LLC COM 64,400 0.04% 13F
Crow Point Partners, LLC Equity 64,210 0.04% 13F
RODNEY SQUARE MANAGEMENT CORP COMMON 61,899 0.04% 13F
CITIGROUP INC COM 61,381 0.04% 13F
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO COM 57,000 0.04% 13F
VIRGINIA RETIREMENT SYSTEMS ET AL COM 52,400 0.03% 13F
VIRGINIA RETIREMENT SYSTEM COM 52,400 0.03% 13F
Citadel Cmn 52,228 0.03% 13F
Corestates Capital Advisors, LLC COM 45,834 0.03% 13F
Nuveen Fund Advisors, Inc. COM 45,742 0.03% 13F
BALYASNY ASSET MANAGEMENT LLC Common Stock 45,432 0.03% 13F
UBS Group AG COM 44,829 0.03% 13F
Creative Planning COM 42,850 0.03% 13F
Manulife Asset Management (North America) Ltd COM 40,280 0.03% 13F
WOLVERINE TRADING, LLC (CALL) COM 39,900 0.02% 13F
Dynamic Capital Management Ltd COM 38,056 0.02% 13F
FRANKLIN STREET ADVISORS INC /NC COM 37,500 0.02% 13F
BNP Paribas Investment Partners S.A. COM 37,058 0.02% 13F
POLARIS EQUITY MANAGEMENT INC COMMON 36,570 0.02% 13F
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO COM 36,100 0.02% 13F
TWO SIGMA SECURITIES, LLC COM 36,084 0.02% 13F
VSR Financial Services, Inc. COM 36,000 0.02% 13F
Janney Montgomery Scott LLC Common Stock 35,904 0.02% 13F
Cambridge Investment Research Advisors, Inc. INC COM 35,311 0.02% 13F
Quantitative Investment Management, LLC COM 35,200 0.02% 13F
Charles Schwab Bank COM 34,200 0.02% 13F
Ifrah Financial Services, Inc. COM 33,643 0.02% 13F
Man Investments LTD COM 33,334 0.02% 13F
Cubist Systematic Strategies, LLC COM 32,310 0.02% 13F
GROUP ONE TRADING, L.P. (PUT) COM 32,200 0.02% 13F
Dynamic Technology Lab Pte Ltd COM 32,160 0.02% 13F
UBS AG COM 32,132 0.02% 13F
WealthTrust Axiom LLC COM 30,000 0.02% 13F
SPRINGBOK CAPITAL MANAGEMENT, LLC COM 29,800 0.02% 13F
SIMPLEX TRADING, LLC COM 29,241 0.02% 13F
Traynor Capital Management, Inc. COM 28,534 0.02% 13F
PRINCIPAL FINANCIAL GROUP INC COM 28,302 0.02% 13F
SUNTRUST BANKS INC COM 26,335 0.02% 13F
Financial Network COM 25,560 0.02% 13F
MARATHON CAPITAL MANAGEMENT COM 25,000 0.02% 13F
Bowling Portfolio Management LLC COM 23,235 0.01% 13F
Voleon Capital Management LP COMMON 23,200 0.01% 13F
Spot Trading L.L.C (PUT) COM 23,100 0.01% 13F
BANCORPSOUTH INC COM 21,800 0.01% 13F
TEACHER RETIREMENT SYSTEM OF TEXAS COM 21,455 0.01% 13F
O'SHAUGHNESSY ASSET MANAGEMENT, LLC COMMON 19,570 0.01% 13F
AMALGAMATED BANK COM 18,031 0.01% 13F
Ada Investment Management, LP COM 17,945 0.01% 13F
KNIGHT CAPITAL GROUP, INC. COM 16,452 0.01% 13F
GREAT WEST LIFE ASSURANCE CO /CAN/ COM 16,167 0.01% 13F
Multi-Financial Securities Corp COM 16,000 0.01% 13F
NOTTINGHAM ADVISORS, INC. COM 15,935 0.01% 13F
Zurcher Kantonalbank (Zurich Cantonalbank) COM 15,827 0.01% 13F
Lombard Odier Asset Management (Europe) Ltd COM 14,677 0.01% 13F
Tradeworx Inc. COM 14,655 0.01% 13F
OPPENHEIMER & CO INC COM 14,563 0.01% 13F
SANDERS MORRIS HARRIS INC. COM 14,132 0.01% 13F
BURNEY CO/ COM 13,934 0.01% 13F
HARTFORD INVESTMENT MANAGEMENT CO COM 13,800 0.01% 13F
Private Advisor Group, LLC COM 13,064 0.01% 13F
Summit Investment Advisors, Inc. COM 12,664 0.01% 13F
LADENBURG THALMANN FINANCIAL SERVICES INC COM 12,613 0.01% 13F
DENVER INVESTMENT ADVISORS LLC COMMON 12,275 0.01% 13F
BOSTON FINANCIAL MANGEMENT INC /MA COM 11,953 0.01% 13F
BOOTHBAY FUND MANAGEMENT, LLC COM 11,952 0.01% 13F
Cutler Group LP COM 11,910 0.01% 13F
Raymond James Financial Services Advisors, Inc. COM 11,636 0.01% 13F
Fruth Investment Management COM 11,600 0.01% 13F
BMO FINANCIAL CORP COM 11,160 0.01% 13F
J.P. Turner & Co Capital Mnagement, LLC COM 11,110 0.01% 13F
Nuveen Asset Management, LLC COM 10,613 0.01% 13F
BNP PARIBAS ARBITRAGE, SA STOCK 10,326 0.01% 13F
PNC FINANCIAL SERVICES GROUP INC COM 9,791 0.01% 13F
LSV ASSET MANAGEMENT COM 9,400 0.01% 13F
Advanced Investment Partners, LLC COM 8,982 0.01% 13F
MetLife Securities, Inc COM 8,678 0.01% 13F
ENTERPRISE FINANCIAL SERVICES CORP COMMON STOCK 7,614 0.00% 13F
ENVESTNET ASSET MANAGEMENT INC COM 7,088 0.00% 13F
Evercore Wealth Management, LLC COM 7,081 0.00% 13F
BlackRock Japan Co. Ltd COM 4,242 0.00% 13F
COMMUNITY BANK SYSTEM INC COMMON STOCK 4,000 0.00% 13F
Financial Architects, Inc COM 3,500 0.00% 13F
NEW ENGLAND SECURITIES CORP /MA/ Common Stock 3,340 0.00% 13F
First Eagle Investment Management, LLC COM 2,800 0.00% 13F
Compagnie Lombard, Odier SCA COM 2,720 0.00% 13F
THOMPSON SIEGEL & WALMSLEY LLC COM 2,000 0.00% 13F
NISA INVESTMENT ADVISORS L L C COM 2,000 0.00% 13F
HERNDON CAPITAL MANAGEMENT COMMON STOCK 1,850 0.00% 13F
IFP Advisors, Inc Stock 1,581 0.00% 13F
US BANCORP \DE\ COMMON STOCK 1,209 0.00% 13F
Ironwood Wealth Management, llc COM 1,150 0.00% 13F
Cribstone Capital Management, LLC CS 1,000 0.00% 13F
Tower Research Capital LLC COM 958 0.00% 13F
Weaver C. Barksdale & Associates, Inc. COMMON 739 0.00% 13F
WFG Advisors, LP COM 654 0.00% 13F
SEI INVESTMENTS CO COM 572 0.00% 13F
EDELMAN FINANCIAL GROUP INC. COM 546 0.00% 13F
PIEDMONT INVESTMENT ADVISORS LLC COM 524 0.00% 13F
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA COMMON STOCK 500 0.00% 13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO COM 424 0.00% 13F
GLENMEDE TRUST CO NA COMMON 393 0.00% 13F
DENALI ADVISORS LLC COM 330 0.00% 13F
BOSTON PRIVATE BANK & TRUST CO COMMON STOCK 318 0.00% 13F
Winfield Associates, Inc. Stock 300 0.00% 13F
JFS WEALTH ADVISORS, LLC COM 250 0.00% 13F
QUADRANT CAPITAL GROUP LLC COM 222 0.00% 13F
TCI Wealth Advisors, Inc. COM 180 0.00% 13F
BRONFMAN E.L. ROTHSCHILD, L.P. COM 138 0.00% 13F
Clearbridge Advisors, LLC COM 101 0.00% 13F
WHITTIER TRUST CO OF NEVADA INC US SMALL AND MID-CAP EQUITIES 80 0.00% 13F
WHITTIER TRUST CO US SMALL AND MID-CAP EQUITIES 20 0.00% 13F
AXA FINANCIAL INC COM 0 0.00% 13F