Notable Holders of PDL BioPharma, Inc. (PDLI)

  |   Expand Research on PDLI   |   * Does Not Fully Represent All Holders
Fund Title Shares % Owned Source
Highbridge Capital BOND 39,714,000 28.36% 13F
UBS GLOBAL ASSET MANAGEMENT AMERICAS INC CONV BD US 38,000,000 27.13% 13F
AMERIPRISE FINANCIAL INC CONV BND 19,480,000 13.91% 13F
ZAZOVE ASSOCIATES LLC NOTE 4.000 2/0 ADDED 19,120,000 13.65% 13F
Bank of New York Mellon CORP COM 15,344,867 10.96% 13F
RENAISSANCE TECHNOLOGIES LLC COM 11,859,184 8.47% 13F
BlackRock Fund Advisors COM 11,511,495 8.22% 13F
VANGUARD GROUP INC COM 9,957,477 7.11% 13F
SCHRODER INVESTMENT MANAGEMENT GROUP COM 8,797,040 6.28% 13F
ACADIAN ASSET MANAGEMENT LLC COM 6,487,012 4.63% 13F
BlackRock Institutional Trust Company, N.A. COM 4,653,109 3.32% 13F
GUARDIAN LIFE INSURANCE CO OF AMERICA NOTE 4,598,000 3.28% 13F
PUTNAM INVESTMENTS LLC CONV. NOTE 3,810,000 2.72% 13F
Advisors Asset Management, Inc. COM 3,675,485 2.62% 13F
STATE STREET CORP Common equity shares 3,661,399 2.61% 13F
Invesco Ltd. COMMON 3,249,417 2.32% 13F
DIMENSIONAL FUND ADVISORS LP COM 2,722,123 1.94% 13F
WELLS FARGO & CO/MN COM 2,685,688 1.92% 13F
NORTHERN TRUST CORP COM 2,638,947 1.88% 13F
BANK OF AMERICA CORP /DE/ COM 2,636,319 1.88% 13F
RUSSELL FRANK CO/ Common Stocks 2,105,449 1.50% 13F
ARONSON & JOHNSON & ORTIZ, LP COM 2,056,500 1.47% 13F
LSV ASSET MANAGEMENT COM 1,972,083 1.41% 13F
Numeric Investors LLC COMM 1,708,830 1.22% 13F
Gotham Asset Management, LLC COM 1,665,543 1.19% 13F
TWO SIGMA INVESTMENTS LLC COM 1,576,957 1.13% 13F
AQR CAPITAL MANAGEMENT LLC COM 1,540,860 1.10% 13F
DEUTSCHE BANK AG\ COM 1,411,405 1.01% 13F
TWO SIGMA ADVISERS, LLC COMMON STOCK 1,383,609 0.99% 13F
SCHWAB CHARLES INVESTMENT MANAGEMENT INC COM 1,366,861 0.98% 13F
ROYAL BANK OF CANADA \ COM 1,257,272 0.90% 13F
Global X Management CO LLC COM 1,160,576 0.83% 13F
UBS AG (CALL) COM 1,107,100 0.79% 13F
HUSSMAN ECONOMETRICS ADVISORS, INC. COM 1,087,000 0.78% 13F
PUTNAM INVESTMENT MANAGEMENT LLC 1,049,774 0.75% 13F
FIRST TRUST ADVISORS LP COM 1,027,417 0.73% 13F
Robeco Institutional Asset Management B.V. COM 953,063 0.68% 13F
ARROWSTREET CAPITAL LIMITED PARTNERSHIP COM 943,334 0.67% 13F
TIAA CREF INVESTMENT MANAGEMENT LLC CS 819,266 0.58% 13F
GEODE CAPITAL MANAGEMENT LLC COM 817,960 0.58% 13F
TEACHERS ADVISORS INC CS 776,922 0.55% 13F
BARCLAYS PLC BOND 757,000 0.54% 13F
AMERICAN CENTURY COMPANIES INC COM 732,527 0.52% 13F
Wellington COM 721,435 0.52% 13F
WESTPAC BANKING CORP COM 716,908 0.51% 13F
Allianz Asset Management AG COM 653,511 0.47% 13F
AXA COM 628,000 0.45% 13F
SPARK LP /DE COM 625,200 0.45% 13F
SEIZERT CAPITAL PARTNERS, LLC COM 616,155 0.44% 13F
PANAGORA ASSET MANAGEMENT INC COMMON 597,489 0.43% 13F
GUGGENHEIM CAPITAL LLC COM 537,675 0.38% 13F
Calvert Investment Management Inc. COM 506,662 0.36% 13F
JAMES INVESTMENT RESEARCH INC com 486,420 0.35% 13F
Spark Investment Management LLC COM 476,800 0.34% 13F
MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE COM 469,514 0.34% 13F
COMMONWEALTH BANK OF AUSTRALIA COM 454,342 0.32% 13F
BlackRock Investment Management, LLC COM 443,990 0.32% 13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM COM 416,378 0.30% 13F
PARAMETRIC PORTFOLIO ASSOCIATES Common Stock 413,314 0.30% 13F
FEDERATED INVESTORS INC /PA/ COM 406,215 0.29% 13F
TFS CAPITAL LLC COM 397,392 0.28% 13F
DIAM International Ltd. COM 392,808 0.28% 13F
Tributary Capital Management, LLC COM 382,731 0.27% 13F
LAZARD ASSET MANAGEMENT LLC Common Stock 369,494 0.26% 13F
Fidelity Investments COM 360,121 0.26% 13F
BASSO CAPITAL MANAGEMENT LP COM 359,672 0.26% 13F
ATRIA INVESTMENTS LLC COM 356,359 0.25% 13F
BNP PARIBAS ARBITRAGE, SA STOCK 347,965 0.25% 13F
QS Investors, LLC COM 315,000 0.22% 13F
BRIDGEWAY CAPITAL MANAGEMENT INC COM 314,400 0.22% 13F
THRIVENT FINANCIAL FOR LUTHERANS COM 314,303 0.22% 13F
BURNEY CO/ COM 294,476 0.21% 13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM COMMON STOCK 291,669 0.21% 13F
HighTower Advisors, LLC COM 289,068 0.21% 13F
Nationwide Fund Advisors COMMON STOCK 287,618 0.21% 13F
ALLIANCEBERNSTEIN L.P. COM 285,065 0.20% 13F
CIBC World Markets Inc. COM 277,268 0.20% 13F
PRINCIPAL FINANCIAL GROUP INC COM 266,312 0.19% 13F
DENALI ADVISORS LLC COM 265,730 0.19% 13F
CREDIT SUISSE AG/ COM 256,255 0.18% 13F
ProShare Advisors LLC COM 254,010 0.18% 13F
KBC Group NV COM 247,273 0.18% 13F
FIERA SCEPTRE INC. COM 242,900 0.17% 13F
RHUMBLINE ADVISERS COM 230,829 0.16% 13F
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD COM 225,695 0.16% 13F
BlackRock Group LTD COM 221,111 0.16% 13F
PDT Partners, LLC COM 215,206 0.15% 13F
NOMURA HOLDINGS INC CMN 208,218 0.15% 13F
AMP Capital Investors Ltd COM 205,349 0.15% 13F
Daiwa Securities Group Inc. COM 204,719 0.15% 13F
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM COM 201,971 0.14% 13F
NATCAN INVESTMENT MANAGEMENT INC COM 194,700 0.14% 13F
HAP Trading, LLC COM 176,188 0.13% 13F
Sterling Capital Management LLC COM 159,473 0.11% 13F
BLACKROCK ADVISORS LLC COM 159,157 0.11% 13F
Goldman Sachs Asset Management, L.P. CMN 153,490 0.11% 13F
Swiss National Bank COM 151,600 0.11% 13F
WHITEBOX ADVISORS LLC COM 147,665 0.11% 13F
UBS OCONNOR LLC COM 145,480 0.10% 13F
LPL Financial LLC COM 140,112 0.10% 13F
AMERICAN INTERNATIONAL GROUP INC COM 138,035 0.10% 13F
GSA CAPITAL PARTNERS LLP COM 134,072 0.10% 13F
METROPOLITAN LIFE INSURANCE CO/NY COM 131,917 0.09% 13F
PARADIGM ASSET MANAGEMENT CO LLC COM 131,000 0.09% 13F
OAK ASSOCIATES LTD /OH/ COM 126,600 0.09% 13F
State of New Jersey Common Pension Fund A COM 125,000 0.09% 13F
Convergence Investment Partners, LLC COM 124,250 0.09% 13F
LINDEN ADVISORS LP COM 121,809 0.09% 13F
SCOTIA CAPITAL INC. COM 116,840 0.08% 13F
PROFUND ADVISORS LLC COM 116,252 0.08% 13F
STRS OHIO COM 116,200 0.08% 13F
MADISON SQUARE INVESTORS LLC. COM 112,100 0.08% 13F
CITIGROUP INC COM 108,570 0.08% 13F
Citadel Cmn 107,261 0.08% 13F
MANUFACTURERES LIFE INSURANCE CO COM 105,348 0.08% 13F
ICON ADVISERS INC/CO COM 104,800 0.07% 13F
ING GROEP NV COM 100,658 0.07% 13F
ING INVESTMENT MANAGEMENT CO COM 91,630 0.07% 13F
ING INVESTMENT MANAGEMENT LLC COM 91,630 0.07% 13F
Susquehanna International Group, LLP COM 88,047 0.06% 13F
BlueMountain Capital Management, LLC COM 87,346 0.06% 13F
DUPONT CAPITAL MANAGEMENT Corp COMMON STOCK USD.01 87,194 0.06% 13F
DekaBank Deutsche Girozentrale COM 86,400 0.06% 13F
PRUDENTIAL FINANCIAL INC COM 84,364 0.06% 13F
TUDOR INVESTMENT CORP ET AL COMMON STOCK 82,400 0.06% 13F
Aperio Group, LLC COMMON 81,084 0.06% 13F
ANALYTIC INVESTORS INC/CA COM 78,850 0.06% 13F
Commonwealth Equity Services, Inc COM 70,204 0.05% 13F
ALPS ADVISORS INC Common Stock 67,766 0.05% 13F
FIRST QUADRANT L P/CA COMMON 67,700 0.05% 13F
MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC COM 66,732 0.05% 13F
J.Safra Asset Management (Europe) Ltd EQUITY 65,595 0.05% 13F
Gargoyle Services L.L.C. COM 64,473 0.05% 13F
ClariVest Asset Management LLC COM 62,611 0.04% 13F
Livforsakringsaktiebolaget Skandia (publ) COM 59,700 0.04% 13F
FIRST NATIONAL BANK OF OMAHA COM 59,505 0.04% 13F
BAIRD ROBERT W & CO INC /WI/ COMMON 58,778 0.04% 13F
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO COM 57,000 0.04% 13F
DIAM Co., Ltd. COM 56,924 0.04% 13F
LEGAL & GENERAL GROUP PLC COM 55,786 0.04% 13F
HUNTINGTON NATIONAL BANK COMMON STOCK 54,000 0.04% 13F
HARTFORD INVESTMENT MANAGEMENT CO COM 52,950 0.04% 13F
VIRGINIA RETIREMENT SYSTEMS ET AL COM 52,000 0.04% 13F
MILLENNIUM MANAGEMENT LLC COM 51,600 0.04% 13F
Weiss Multi-Strategy Advisers LLC COM 49,720 0.04% 13F
D. E. Shaw & Co., INC. COM 47,456 0.03% 13F
Blue Fin Capital, Inc. COM 46,361 0.03% 13F
ROYAL BANK OF SCOTLAND GROUP PLC COM 45,993 0.03% 13F
Corestates Capital Advisors, LLC COM 45,834 0.03% 13F
LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC COM 41,917 0.03% 13F
Manulife Asset Management (North America) Ltd COM 40,280 0.03% 13F
TD ASSET MANAGEMENT INC COM 39,500 0.03% 13F
GROUP ONE TRADING, L.P. (CALL) COM 39,400 0.03% 13F
KCG Holdings, Inc. COM 38,596 0.03% 13F
Texas Yale Capital Corp. COM 38,150 0.03% 13F
RODNEY SQUARE MANAGEMENT CORP COMMON 37,549 0.03% 13F
FRANKLIN STREET ADVISORS INC /NC COM 37,500 0.03% 13F
BlackRock Inc. COM 36,956 0.03% 13F
Gerstein, Fisher & Associates, Inc. COM 36,853 0.03% 13F
POLARIS EQUITY MANAGEMENT INC COMMON 36,570 0.03% 13F
VSR Financial Services, Inc. COM 36,000 0.03% 13F
Dynamic Capital Management Ltd COM 35,525 0.03% 13F
DEARBORN PARTNERS LLC COM 35,407 0.03% 13F
ENVESTNET ASSET MANAGEMENT INC Convertible Bonds 35,000 0.02% 13F
Charles Schwab Bank COM 34,200 0.02% 13F
PEAK6 Investments, L.P. (CALL) COM 34,100 0.02% 13F
Janney Montgomery Scott LLC Common Stock 33,931 0.02% 13F
Mitsubishi UFJ Asset Management Co., Ltd. COM 33,600 0.02% 13F
CHICAGO EQUITY PARTNERS LLC COM 31,375 0.02% 13F
Ativo Capital Management LLC COM 31,183 0.02% 13F
Ontario Teachers Pension Plan COMMON USD 0.01 30,933 0.02% 13F
Ifrah Financial Services, Inc. COM 30,844 0.02% 13F
Zebra Capital Management, LLC Common Stock 29,933 0.02% 13F
CAPITAL ONE, NATIONAL ASSOCIATION COM 27,391 0.02% 13F
National Planning Corp (CALL) COM 27,000 0.02% 13F
Quotient Investors, LLC Com 25,800 0.02% 13F
M Holdings Securities, Inc. COM 24,222 0.02% 13F
Voleon Capital Management LP COMMON 23,200 0.02% 13F
NISA INVESTMENT ADVISORS L L C COM 23,000 0.02% 13F
BANCORPSOUTH INC COM 21,800 0.02% 13F
KMS FINANCIAL SERVICES, INC COM 21,192 0.02% 13F
QCM Cayman, Ltd. COM 19,795 0.01% 13F
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO COM 19,392 0.01% 13F
Quantbot Technologies LLC COM 19,098 0.01% 13F
Schonfeld Group Holdings LLC COM 18,899 0.01% 13F
BABSON CAPITAL MANAGEMENT LLC COM 18,600 0.01% 13F
Airain ltd Com 17,734 0.01% 13F
BIDWELL C M & ASSOCIATES LTD/ COM 17,335 0.01% 13F
Creative Planning COM 16,596 0.01% 13F
AMALGAMATED BANK COM 16,478 0.01% 13F
KNIGHT CAPITAL GROUP, INC. COM 16,452 0.01% 13F
Financial Network COM 15,500 0.01% 13F
OPPENHEIMER & CO INC COM 14,400 0.01% 13F
CSS LLC/IL COM 14,143 0.01% 13F
RidgeWorth Capital Management LLC COM 13,704 0.01% 13F
NATIXIS ASSET MANAGEMENT ADVISORS, L.P. COM 13,592 0.01% 13F
Crow Point Partners, LLC COMMON STOCK 13,330 0.01% 13F
Nuveen Asset Management, LLC COM 13,324 0.01% 13F
LADENBURG THALMANN FINANCIAL SERVICES INC COM 13,036 0.01% 13F
COMERICA BANK COM 12,979 0.01% 13F
US BANCORP \DE\ COMMON STOCK 12,668 0.01% 13F
Advisors Preferred, LLC COM 12,554 0.01% 13F
Summit Investment Advisors, Inc. COM 12,211 0.01% 13F
GATEWAY INVESTMENT ADVISERS LLC COM 12,181 0.01% 13F
JANE STREET GROUP, LLC COM 12,086 0.01% 13F
SUNTRUST BANKS INC COM 12,002 0.01% 13F
PILLAR PACIFIC CAPITAL MANAGEMENT LLC COM 11,800 0.01% 13F
WFG Advisors, LP COM 11,598 0.01% 13F
Investors Capital Advisory Services COM 11,491 0.01% 13F
BMO FINANCIAL CORP COM 11,160 0.01% 13F
CAPITAL FUND MANAGEMENT S.A. COM 10,236 0.01% 13F
PNC FINANCIAL SERVICES GROUP INC COM 9,720 0.01% 13F
Advanced Investment Partners, LLC COM 8,982 0.01% 13F
Index Management Solutions, LLC COM 8,556 0.01% 13F
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP Equities 8,180 0.01% 13F
O'SHAUGHNESSY ASSET MANAGEMENT, LLC COMMON 7,012 0.01% 13F
Invictus RG Pte. Ltd. COM 6,900 0.00% 13F
SPRINGBOK CAPITAL MANAGEMENT, LLC COM 6,800 0.00% 13F
Tower Research Capital LLC COM 6,086 0.00% 13F
GREAT WEST LIFE ASSURANCE CO /CAN/ COM 6,006 0.00% 13F
FIRST MERCANTILE TRUST CO COMMON STOCK USD.01 5,417 0.00% 13F
TEACHER RETIREMENT SYSTEM OF TEXAS COM 5,252 0.00% 13F
HOWE & RUSLING INC COM 4,745 0.00% 13F
ENTERPRISE FINANCIAL SERVICES CORP COMMON STOCK 4,043 0.00% 13F
COMMUNITY BANK SYSTEM INC COMMON STOCK 4,000 0.00% 13F
North Star Investment Management Corp. Stock 2,900 0.00% 13F
BAROMETER CAPITAL MANAGEMENT INC. Common Shares 2,855 0.00% 13F
First Eagle Investment Management, LLC COM 2,800 0.00% 13F
Wunderlich Securities, Inc. Stock 2,314 0.00% 13F
BlackRock Japan Co. Ltd COM 2,121 0.00% 13F
THOMPSON SIEGEL & WALMSLEY LLC COM 2,000 0.00% 13F
Evercore Wealth Management, LLC COM 1,081 0.00% 13F
Carroll Financial Associates, Inc. COM 700 0.00% 13F
Parasol Investment Management, LLC COM 700 0.00% 13F
PAYDEN & RYGEL COM 650 0.00% 13F
BATTERYMARCH FINANCIAL MANAGEMENT INC COM 591 0.00% 13F
M&T BANK CORP COMMON STOCK 500 0.00% 13F
Winfield Associates, Inc. Stock 500 0.00% 13F
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA COMMON STOCK 500 0.00% 13F
MYCIO WEALTH PARTNERS, LLC COM 475 0.00% 13F
SIGNATUREFD, LLC COM 448 0.00% 13F
BOSTON PRIVATE BANK & TRUST CO COMMON STOCK 318 0.00% 13F
First City Capital Management, Inc. CS 240 0.00% 13F
NEW ENGLAND SECURITIES CORP /MA/ Common Stock 223 0.00% 13F
Regal Investment Advisors, LLC COMMON 200 0.00% 13F
PIEDMONT INVESTMENT ADVISORS LLC Common 191 0.00% 13F
Clearbridge Advisors, LLC COM 101 0.00% 13F
WHITTIER TRUST CO OF NEVADA INC US SMALL AND MID-CAP EQUITIES 80 0.00% 13F
WHITTIER TRUST CO US SMALL AND MID-CAP EQUITIES 20 0.00% 13F
AXA FINANCIAL INC COM 0 0.00% 13F