Notable Holders of PDL BioPharma, Inc. (PDLI)

  |   Expand Research on PDLI   |   * Does Not Fully Represent All Holders
Fund Title Shares % Owned Source
UBS GLOBAL ASSET MANAGEMENT AMERICAS INC CONV BD US 36,950,000 23.01% 13F
Highbridge Capital BOND 34,889,000 21.72% 13F
AMERIPRISE FINANCIAL INC CONV BND 21,755,000 13.55% 13F
Bank of New York Mellon CORP COM 15,344,867 9.56% 13F
ZAZOVE ASSOCIATES LLC NOTE 4.000 2/0 13,180,000 8.21% 13F
RENAISSANCE TECHNOLOGIES LLC COM 12,896,754 8.03% 13F
BlackRock Fund Advisors COM 11,384,180 7.09% 13F
VANGUARD GROUP INC COM 10,169,706 6.33% 13F
SCHRODER INVESTMENT MANAGEMENT GROUP COM 8,729,140 5.44% 13F
ACADIAN ASSET MANAGEMENT LLC COM 6,487,012 4.04% 13F
Advisors Asset Management, Inc. COM 4,727,365 2.94% 13F
BlackRock Institutional Trust Company, N.A. COM 4,612,183 2.87% 13F
GUARDIAN LIFE INSURANCE CO OF AMERICA NOTE 4,598,000 2.86% 13F
WELLS FARGO & CO/MN COM 4,098,912 2.55% 13F
PUTNAM INVESTMENTS LLC CONV. NOTE 3,810,000 2.37% 13F
STATE STREET CORP Common equity shares 3,591,951 2.24% 13F
BARCLAYS PLC BOND 3,187,000 1.98% 13F
Invesco Ltd. COMMON 3,122,197 1.94% 13F
BESSEMER GROUP INC BC 3,000,000 1.87% 13F
DIMENSIONAL FUND ADVISORS LP COM 2,714,023 1.69% 13F
NORTHERN TRUST CORP COM 2,672,945 1.66% 13F
ROYAL BANK OF CANADA \ COM 2,284,485 1.42% 13F
RUSSELL FRANK CO/ Common Stocks 2,143,851 1.33% 13F
BANK OF AMERICA CORP /DE/ COM 1,951,877 1.22% 13F
LSV ASSET MANAGEMENT COM 1,949,983 1.21% 13F
ARONSON & JOHNSON & ORTIZ, LP COM 1,885,900 1.17% 13F
Numeric Investors LLC COMM 1,722,025 1.07% 13F
Schooner Investment Group, LLC. NOTE 1,500,000 0.93% 13F
AQR CAPITAL MANAGEMENT LLC COM 1,444,460 0.90% 13F
Allianz Asset Management AG COM 1,429,926 0.89% 13F
GUGGENHEIM CAPITAL LLC COM 1,394,345 0.87% 13F
SCHWAB CHARLES INVESTMENT MANAGEMENT INC COM 1,366,861 0.85% 13F
QS Investors, LLC COM 1,326,900 0.83% 13F
FIRST TRUST ADVISORS LP COM 1,175,524 0.73% 13F
Global X Management CO LLC COM 1,160,576 0.72% 13F
PUTNAM INVESTMENT MANAGEMENT LLC 1,049,774 0.65% 13F
DEUTSCHE BANK AG\ COM 1,031,584 0.64% 13F
FEDERATED INVESTORS INC /PA/ COM 977,709 0.61% 13F
GEODE CAPITAL MANAGEMENT LLC COM 970,028 0.60% 13F
Robeco Institutional Asset Management B.V. COM 955,288 0.59% 13F
TWO SIGMA ADVISERS, LLC COMMON STOCK 919,509 0.57% 13F
Gotham Asset Management, LLC COM 789,804 0.49% 13F
AMERICAN CENTURY COMPANIES INC COM 649,783 0.40% 13F
AXA COM 640,500 0.40% 13F
SPARK LP /DE COM 625,200 0.39% 13F
SEIZERT CAPITAL PARTNERS, LLC COM 616,155 0.38% 13F
TIAA CREF INVESTMENT MANAGEMENT LLC CS 599,215 0.37% 13F
WESTPAC BANKING CORP COM 582,608 0.36% 13F
TEACHERS ADVISORS INC CS 577,829 0.36% 13F
BNP PARIBAS ARBITRAGE, SA STOCK 542,204 0.34% 13F
KBC Group NV COM 540,743 0.34% 13F
Calvert Investment Management Inc. COM 506,662 0.32% 13F
BLACKROCK ADVISORS LLC COM 502,755 0.31% 13F
JAMES INVESTMENT RESEARCH INC com 486,420 0.30% 13F
COMMONWEALTH BANK OF AUSTRALIA COM 457,942 0.29% 13F
PARAMETRIC PORTFOLIO ASSOCIATES Common Stock 456,123 0.28% 13F
MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE COM 450,047 0.28% 13F
BlackRock Investment Management, LLC COM 439,201 0.27% 13F
Spark Investment Management LLC COM 436,800 0.27% 13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM COM 405,700 0.25% 13F
TFS CAPITAL LLC COM 397,392 0.25% 13F
DIAM International Ltd. COM 392,808 0.24% 13F
BURNEY CO/ COM 392,470 0.24% 13F
ATRIA INVESTMENTS LLC COM 356,359 0.22% 13F
MADISON SQUARE INVESTORS LLC. COM 345,550 0.22% 13F
Fidelity Investments COM 342,621 0.21% 13F
ALLIANCEBERNSTEIN L.P. COM 331,765 0.21% 13F
Susquehanna International Group, LLP (CALL) COM 315,200 0.20% 13F
Wellington COM 308,200 0.19% 13F
BRIDGEWAY CAPITAL MANAGEMENT INC COM 307,700 0.19% 13F
LAZARD ASSET MANAGEMENT LLC Common Stock 305,600 0.19% 13F
CREDIT SUISSE AG/ COM 302,067 0.19% 13F
BlackRock Group LTD COM 300,502 0.19% 13F
CIBC World Markets Inc. COM 294,727 0.18% 13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM COMMON STOCK 293,169 0.18% 13F
HighTower Advisors, LLC COM 274,361 0.17% 13F
FIERA SCEPTRE INC. COM 270,700 0.17% 13F
DENALI ADVISORS LLC COM 265,730 0.17% 13F
Nationwide Fund Advisors COMMON STOCK 260,466 0.16% 13F
PRINCIPAL FINANCIAL GROUP INC COM 256,282 0.16% 13F
DIAM Co., Ltd. COM 251,162 0.16% 13F
AMERICAN INTERNATIONAL GROUP INC COM 251,054 0.16% 13F
GSA CAPITAL PARTNERS LLP COM 242,872 0.15% 13F
PANAGORA ASSET MANAGEMENT INC COMMON 242,470 0.15% 13F
TWO SIGMA INVESTMENTS LLC COM 236,319 0.15% 13F
RHUMBLINE ADVISERS COM 236,145 0.15% 13F
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD COM 225,695 0.14% 13F
Goldman Sachs Asset Management, L.P. CMN 208,116 0.13% 13F
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM COM 203,829 0.13% 13F
NATCAN INVESTMENT MANAGEMENT INC COM 194,700 0.12% 13F
LINDEN ADVISORS LP COM 183,836 0.11% 13F
ProShare Advisors LLC COM 181,953 0.11% 13F
Swiss National Bank COM 161,200 0.10% 13F
Convergence Investment Partners, LLC COM 145,950 0.09% 13F
NEW YORK STATE COMMON RETIREMENT FUND Common Stock 143,800 0.09% 13F
LPL Financial LLC COM 140,144 0.09% 13F
METROPOLITAN LIFE INSURANCE CO/NY COM 131,917 0.08% 13F
OAK ASSOCIATES LTD /OH/ COM 131,600 0.08% 13F
PRUDENTIAL FINANCIAL INC COM 128,919 0.08% 13F
PARADIGM ASSET MANAGEMENT CO LLC COM 126,200 0.08% 13F
State of New Jersey Common Pension Fund D COM 125,000 0.08% 13F
State of New Jersey Common Pension Fund A COM 125,000 0.08% 13F
SCOTIA CAPITAL INC. COM 122,229 0.08% 13F
STRS OHIO COM 116,200 0.07% 13F
ClariVest Asset Management LLC COM 115,900 0.07% 13F
AMP Capital Investors Ltd COM 113,472 0.07% 13F
NOMURA HOLDINGS INC CMN 108,284 0.07% 13F
PROFUND ADVISORS LLC COM 107,665 0.07% 13F
MANUFACTURERES LIFE INSURANCE CO COM 100,842 0.06% 13F
Connor, Clark & Lunn Investment Management Ltd. COM 98,340 0.06% 13F
COMMERZBANK AKTIENGESELLSCHAFT /FI COM 97,135 0.06% 13F
DekaBank Deutsche Girozentrale COM 91,900 0.06% 13F
ING INVESTMENT MANAGEMENT LLC COM 91,630 0.06% 13F
ING INVESTMENT MANAGEMENT CO COM 91,630 0.06% 13F
UBS AG COM 84,766 0.05% 13F
Aperio Group, LLC COMMON 81,084 0.05% 13F
Commonwealth Equity Services, Inc COM 70,204 0.04% 13F
ALPS ADVISORS INC Common Stock 69,538 0.04% 13F
FIRST QUADRANT L P/CA COMMON 67,700 0.04% 13F
MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC COM 66,732 0.04% 13F
J.Safra Asset Management (Europe) Ltd EQUITY 65,595 0.04% 13F
Gargoyle Services L.L.C. COM 64,473 0.04% 13F
RODNEY SQUARE MANAGEMENT CORP COMMON 61,899 0.04% 13F
BAIRD ROBERT W & CO INC /WI/ COMMON 61,628 0.04% 13F
Livforsakringsaktiebolaget Skandia (publ) COM 59,700 0.04% 13F
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO COM 57,000 0.04% 13F
LEGAL & GENERAL GROUP PLC COM 55,786 0.03% 13F
HUNTINGTON NATIONAL BANK COMMON STOCK 54,000 0.03% 13F
HARTFORD INVESTMENT MANAGEMENT CO COM 52,450 0.03% 13F
VIRGINIA RETIREMENT SYSTEMS ET AL COM 52,000 0.03% 13F
CITIGROUP INC COM 50,869 0.03% 13F
TUDOR INVESTMENT CORP ET AL COMMON STOCK 50,600 0.03% 13F
Weiss Multi-Strategy Advisers LLC COM 49,720 0.03% 13F
Dynamic Capital Management Ltd COM 47,229 0.03% 13F
Blue Fin Capital, Inc. COM 46,361 0.03% 13F
Corestates Capital Advisors, LLC COM 45,834 0.03% 13F
KCG Holdings, Inc. COM 45,154 0.03% 13F
HL FINANCIAL SERVICES LLC COM 43,142 0.03% 13F
Manulife Asset Management (North America) Ltd COM 40,280 0.03% 13F
TD ASSET MANAGEMENT INC COM 39,500 0.02% 13F
Texas Yale Capital Corp. COM 38,150 0.02% 13F
Mitsubishi UFJ Asset Management Co., Ltd. COM 37,700 0.02% 13F
FRANKLIN STREET ADVISORS INC /NC COM 37,500 0.02% 13F
InterOcean Capital, LLC COM 37,300 0.02% 13F
Gerstein, Fisher & Associates, Inc. COM 36,919 0.02% 13F
BlackRock Inc. COM 36,917 0.02% 13F
POLARIS EQUITY MANAGEMENT INC COMMON 36,570 0.02% 13F
ROYAL BANK OF SCOTLAND GROUP PLC COM 36,205 0.02% 13F
VSR Financial Services, Inc. COM 36,000 0.02% 13F
DEARBORN PARTNERS LLC COM 35,407 0.02% 13F
BASSO CAPITAL MANAGEMENT LP COM 35,082 0.02% 13F
PNC FINANCIAL SERVICES GROUP INC COM 34,493 0.02% 13F
Charles Schwab Bank COM 34,200 0.02% 13F
Man Investments LTD COM 33,334 0.02% 13F
Janney Montgomery Scott LLC Common Stock 33,204 0.02% 13F
Ifrah Financial Services, Inc. COM 31,302 0.02% 13F
Ontario Teachers Pension Plan COM 30,933 0.02% 13F
SG Americas Securities, LLC COM 30,213 0.02% 13F
Zebra Capital Management, LLC Common Stock 29,933 0.02% 13F
CHICAGO EQUITY PARTNERS LLC COM 29,850 0.02% 13F
Daiwa Securities Group Inc. COM 29,644 0.02% 13F
CAPITAL ONE, NATIONAL ASSOCIATION COM 27,391 0.02% 13F
Index Management Solutions, LLC COM 27,152 0.02% 13F
National Planning Corp (CALL) COM 27,000 0.02% 13F
Ativo Capital Management LLC COM 26,713 0.02% 13F
Quotient Investors, LLC Com 25,800 0.02% 13F
GROUP ONE TRADING, L.P. (CALL) COM 25,100 0.02% 13F
STIFEL FINANCIAL CORP COM 24,685 0.02% 13F
M Holdings Securities, Inc. COM 24,222 0.02% 13F
Voleon Capital Management LP COMMON 23,200 0.01% 13F
NISA INVESTMENT ADVISORS L L C COM 23,000 0.01% 13F
Rotella Capital Management, Inc. CMN 22,200 0.01% 13F
BANCORPSOUTH INC COM 21,866 0.01% 13F
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO COM 21,131 0.01% 13F
Quantbot Technologies LLC COM 19,098 0.01% 13F
PEAK6 Investments, L.P. (CALL) COM 18,800 0.01% 13F
BIDWELL C M & ASSOCIATES LTD/ COM 17,335 0.01% 13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. COM 17,200 0.01% 13F
KNIGHT CAPITAL GROUP, INC. COM 16,452 0.01% 13F
BABSON CAPITAL MANAGEMENT LLC COM 16,400 0.01% 13F
STEVENS CAPITAL MANAGEMENT LP COM 16,305 0.01% 13F
Financial Network COM 16,129 0.01% 13F
Citadel (CALL) Cmn 16,100 0.01% 13F
AMALGAMATED BANK COM 15,669 0.01% 13F
Creative Planning COM 15,661 0.01% 13F
OPPENHEIMER & CO INC COM 14,710 0.01% 13F
Summit Investment Advisors, Inc. COM 14,391 0.01% 13F
SPRINGBOK CAPITAL MANAGEMENT, LLC COM 13,800 0.01% 13F
NATIXIS ASSET MANAGEMENT ADVISORS, L.P. COM 13,765 0.01% 13F
RidgeWorth Capital Management LLC COM 13,704 0.01% 13F
BlackRock Japan Co. Ltd COM 13,494 0.01% 13F
Crow Point Partners, LLC COMMON STOCK 13,330 0.01% 13F
CSS LLC/IL COM 13,100 0.01% 13F
COMERICA BANK COM 12,979 0.01% 13F
Nuveen Asset Management, LLC COM 12,954 0.01% 13F
US BANCORP \DE\ COMMON STOCK 12,668 0.01% 13F
Advisors Preferred, LLC COM 12,554 0.01% 13F
CAPITAL FUND MANAGEMENT S.A. COM 12,400 0.01% 13F
GATEWAY INVESTMENT ADVISERS LLC COM 12,181 0.01% 13F
Quantitative Investment Management, LLC COM 12,100 0.01% 13F
PILLAR PACIFIC CAPITAL MANAGEMENT LLC COM 11,800 0.01% 13F
Investors Capital Advisory Services COM 11,691 0.01% 13F
WFG Advisors, LP COM 11,666 0.01% 13F
BMO FINANCIAL CORP COM 11,160 0.01% 13F
LADENBURG THALMANN FINANCIAL SERVICES INC COM 11,092 0.01% 13F
Moors & Cabot, Inc. COM 10,300 0.01% 13F
PERCEPTIVE ADVISORS LLC COM 10,183 0.01% 13F
O'SHAUGHNESSY ASSET MANAGEMENT, LLC COMMON 9,132 0.01% 13F
Advanced Investment Partners, LLC COM 8,982 0.01% 13F
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP Equities 6,800 0.00% 13F
GREAT WEST LIFE ASSURANCE CO /CAN/ COM 6,084 0.00% 13F
TEACHER RETIREMENT SYSTEM OF TEXAS COM 5,529 0.00% 13F
FIRST MERCANTILE TRUST CO COMMON STOCK USD.01 5,417 0.00% 13F
HOWE & RUSLING INC COM 4,745 0.00% 13F
ENTERPRISE FINANCIAL SERVICES CORP COMMON STOCK 4,043 0.00% 13F
COMMUNITY BANK SYSTEM INC COMMON STOCK 4,000 0.00% 13F
NEW ENGLAND SECURITIES CORP /MA/ Common Stock 3,085 0.00% 13F
North Star Investment Management Corp. Stock 2,900 0.00% 13F
BAROMETER CAPITAL MANAGEMENT INC. Common Shares 2,855 0.00% 13F
First Eagle Investment Management, LLC COM 2,800 0.00% 13F
Wunderlich Securities, Inc. Stock 2,314 0.00% 13F
THOMPSON SIEGEL & WALMSLEY LLC COM 2,000 0.00% 13F
ENVESTNET ASSET MANAGEMENT INC COM 1,396 0.00% 13F
HANSEATIC MANAGEMENT SERVICES INC COM 1,115 0.00% 13F
Evercore Wealth Management, LLC COM 1,081 0.00% 13F
M&T BANK CORP COMMON 1,000 0.00% 13F
Carroll Financial Associates, Inc. COM 700 0.00% 13F
PAYDEN & RYGEL COM 650 0.00% 13F
Regal Investment Advisors, LLC COM 504 0.00% 13F
Winfield Associates, Inc. Stock 500 0.00% 13F
Parasol Investment Management, LLC COM 500 0.00% 13F
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA COMMON STOCK 500 0.00% 13F
Financial Architects, Inc COM 500 0.00% 13F
MYCIO WEALTH PARTNERS, LLC COM 475 0.00% 13F
BOSTON PRIVATE BANK & TRUST CO COMMON STOCK 318 0.00% 13F
First City Capital Management, Inc. CS 240 0.00% 13F
PIEDMONT INVESTMENT ADVISORS LLC Common 191 0.00% 13F
Clearbridge Advisors, LLC COM 101 0.00% 13F
Tower Research Capital LLC COM 100 0.00% 13F
WHITTIER TRUST CO OF NEVADA INC US SMALL AND MID-CAP EQUITIES 80 0.00% 13F
National Asset Management, Inc. Mid Growth 36 0.00% 13F
SIGNATUREFD, LLC COM 23 0.00% 13F
WHITTIER TRUST CO US SMALL AND MID-CAP EQUITIES 20 0.00% 13F
AXA FINANCIAL INC COM 0 0.00% 13F