Notable Holders of PDL BioPharma, Inc. (PDLI)

  |   Expand Research on PDLI   |   * Does Not Fully Represent All Holders
Fund Title Shares % Owned Source
Highbridge Capital BOND 48,889,000 30.44% 13F
UBS GLOBAL ASSET MANAGEMENT AMERICAS INC CONV BD US 43,550,000 27.12% 13F
BlackRock Fund Advisors COM 12,303,913 7.66% 13F
RENAISSANCE TECHNOLOGIES LLC COM 11,771,000 7.33% 13F
VANGUARD GROUP INC COM 11,254,413 7.01% 13F
ZAZOVE ASSOCIATES LLC NOTE 4.000 2/0 9,870,000 6.15% 13F
FIRST TRUST ADVISORS LP COM 8,691,598 5.41% 13F
SCHRODER INVESTMENT MANAGEMENT GROUP COM 8,684,695 5.41% 13F
GUARDIAN LIFE INSURANCE CO OF AMERICA NOTE 8,100,000 5.04% 13F
PUTNAM INVESTMENTS LLC CONV. NOTE 6,669,000 4.15% 13F
ACADIAN ASSET MANAGEMENT LLC COM 6,455,584 4.02% 13F
BESSEMER GROUP INC BC 5,015,000 3.12% 13F
Advisors Asset Management, Inc. COM 4,999,729 3.11% 13F
BANK OF AMERICA CORP /DE/ COM 4,875,328 3.04% 13F
BlackRock Institutional Trust Company, N.A. COM 4,561,317 2.84% 13F
STATE STREET CORP Common equity shares 3,607,661 2.25% 13F
Invesco Ltd. COMMON 3,580,540 2.23% 13F
WELLS FARGO & CO/MN COM 3,215,659 2.00% 13F
DIMENSIONAL FUND ADVISORS LP COM 2,690,941 1.68% 13F
NORTHERN TRUST CORP COM 2,636,361 1.64% 13F
Robeco Institutional Asset Management B.V. COM 2,602,731 1.62% 13F
Allianz Asset Management AG COM 2,516,800 1.57% 13F
ROYAL BANK OF CANADA \ COM 2,284,894 1.42% 13F
LSV ASSET MANAGEMENT COM 1,795,883 1.12% 13F
FEDERATED INVESTORS INC /PA/ COM 1,770,133 1.10% 13F
RUSSELL FRANK CO/ Common Stocks 1,755,580 1.09% 13F
LOMBARDIA CAPITAL PARTNERS LLC COM 1,728,817 1.08% 13F
ARONSON & JOHNSON & ORTIZ, LP COM 1,624,130 1.01% 13F
DEUTSCHE BANK AG\ COM 1,590,805 0.99% 13F
Norges Bank COM 1,411,130 0.88% 13F
Numeric Investors LLC COMM 1,294,425 0.81% 13F
SCHWAB CHARLES INVESTMENT MANAGEMENT INC COM 1,287,645 0.80% 13F
Global X Management CO LLC COM 1,189,286 0.74% 13F
GUGGENHEIM CAPITAL LLC COM 1,121,615 0.70% 13F
HAYS ADVISORY LLC COM 1,119,794 0.70% 13F
PUTNAM INVESTMENT MANAGEMENT LLC 1,049,774 0.65% 13F
GEODE CAPITAL MANAGEMENT LLC COM 1,007,548 0.63% 13F
Aperio Group, LLC COMMON 690,489 0.43% 13F
NEW YORK STATE COMMON RETIREMENT FUND Common Stock 655,285 0.41% 13F
SPARK LP /DE COM 625,200 0.39% 13F
QS Investors, LLC COM 583,784 0.36% 13F
WESTPAC BANKING CORP COM 582,608 0.36% 13F
TFS CAPITAL LLC COM 574,801 0.36% 13F
TIAA CREF INVESTMENT MANAGEMENT LLC CS 558,475 0.35% 13F
SEIZERT CAPITAL PARTNERS, LLC COM 557,044 0.35% 13F
BLACKROCK ADVISORS LLC COM 524,811 0.33% 13F
AXA COM 524,700 0.33% 13F
TWO SIGMA ADVISERS, LLC COMMON STOCK 518,109 0.32% 13F
BURNEY CO/ COM 495,802 0.31% 13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM COM 459,950 0.29% 13F
PICTET ASSET MANAGEMENT LTD COM 450,000 0.28% 13F
DENALI ADVISORS LLC COM 449,930 0.28% 13F
BlackRock Investment Management, LLC COM 440,177 0.27% 13F
KBC Group NV COM 408,059 0.25% 13F
DIAM International Ltd. COM 392,808 0.24% 13F
SG Americas Securities, LLC COM 387,702 0.24% 13F
COMMONWEALTH BANK OF AUSTRALIA COM 386,572 0.24% 13F
Sterling Capital Management LLC COM 379,504 0.24% 13F
AMERICAN INTERNATIONAL GROUP INC COM 357,761 0.22% 13F
BNP PARIBAS ARBITRAGE, SA STOCK 350,539 0.22% 13F
BRIDGEWAY CAPITAL MANAGEMENT INC COM 342,500 0.21% 13F
JAMES INVESTMENT RESEARCH INC com 339,300 0.21% 13F
AHL Partners LLP COM 339,291 0.21% 13F
PARAMETRIC PORTFOLIO ASSOCIATES Common Stock 336,565 0.21% 13F
ALLIANCEBERNSTEIN L.P. COM 331,765 0.21% 13F
GSA CAPITAL PARTNERS LLP COM 327,184 0.20% 13F
Goldman Sachs Asset Management, L.P. CMN 317,708 0.20% 13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM COMMON STOCK 299,319 0.19% 13F
LAZARD ASSET MANAGEMENT LLC Common Stock 297,020 0.18% 13F
CREDIT SUISSE AG/ COM 269,481 0.17% 13F
Nationwide Fund Advisors COMMON STOCK 265,864 0.17% 13F
BlackRock Group LTD COM 263,767 0.16% 13F
A.R.T. Advisors, LLC COM 260,262 0.16% 13F
CIBC World Markets Inc. COM 230,128 0.14% 13F
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD COM 225,695 0.14% 13F
TEACHERS ADVISORS INC CS 223,427 0.14% 13F
BARCLAYS PLC BOND 219,000 0.14% 13F
Convergence Investment Partners, LLC COM 199,620 0.12% 13F
NATCAN INVESTMENT MANAGEMENT INC COM 194,700 0.12% 13F
Airain ltd Com 193,879 0.12% 13F
HighTower Advisors, LLC COM 191,723 0.12% 13F
NOMURA HOLDINGS INC CMN 185,183 0.12% 13F
Gotham Asset Management, LLC COM 183,003 0.11% 13F
CITIGROUP INC COM 169,854 0.11% 13F
Spark Investment Management LLC COM 163,000 0.10% 13F
Swiss National Bank COM 162,200 0.10% 13F
PRINCIPAL FINANCIAL GROUP INC COM 160,779 0.10% 13F
BASSO CAPITAL MANAGEMENT LP (PUT) COM 150,000 0.09% 13F
DIAM Co., Ltd. Com 149,598 0.09% 13F
ProShare Advisors LLC COM 149,109 0.09% 13F
RHUMBLINE ADVISERS COM 147,176 0.09% 13F
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM COM 141,207 0.09% 13F
STRS OHIO COM 140,700 0.09% 13F
PDT Partners, LLC COM 139,465 0.09% 13F
SCOTIA CAPITAL INC. COM 129,218 0.08% 13F
METROPOLITAN LIFE INSURANCE CO/NY COM 127,469 0.08% 13F
State of New Jersey Common Pension Fund D COM 125,000 0.08% 13F
State of New Jersey Common Pension Fund A COM 125,000 0.08% 13F
GLOBEFLEX CAPITAL L P COM 119,271 0.07% 13F
PROFUND ADVISORS LLC COM 119,097 0.07% 13F
AMP Capital Investors Ltd COM 113,472 0.07% 13F
ClariVest Asset Management LLC COM 113,464 0.07% 13F
Susquehanna International Group, LLP (CALL) COM 108,700 0.07% 13F
M&T BANK CORP COM 106,146 0.07% 13F
MANUFACTURERES LIFE INSURANCE CO COM 101,887 0.06% 13F
UBS Group AG COM 99,118 0.06% 13F
ING INVESTMENT MANAGEMENT LLC COM 91,630 0.06% 13F
ING INVESTMENT MANAGEMENT CO COM 91,630 0.06% 13F
DekaBank Deutsche Girozentrale COM 85,900 0.05% 13F
PANAGORA ASSET MANAGEMENT INC COMMON 82,829 0.05% 13F
OAK ASSOCIATES LTD /OH/ COM 81,050 0.05% 13F
LEGAL & GENERAL GROUP PLC COM 80,845 0.05% 13F
Fidelity Investments COM 77,000 0.05% 13F
ROYAL BANK OF SCOTLAND GROUP PLC COM 70,625 0.04% 13F
Quotient Investors, LLC Com 70,100 0.04% 13F
DEARBORN PARTNERS LLC COM 69,590 0.04% 13F
TUDOR INVESTMENT CORP ET AL COMMON STOCK 68,300 0.04% 13F
AMERICAFIRST CAPITAL MANAGEMENT, LLC Common Stock 67,971 0.04% 13F
BAIRD ROBERT W & CO INC /WI/ COMMON 67,460 0.04% 13F
LPL Financial LLC COM 67,066 0.04% 13F
MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC COM 66,732 0.04% 13F
ALPS ADVISORS INC Common Stock 66,582 0.04% 13F
TWO SIGMA INVESTMENTS LLC COM 66,521 0.04% 13F
PNC FINANCIAL SERVICES GROUP INC COM 66,142 0.04% 13F
J.Safra Asset Management (Europe) Ltd EQUITY 65,595 0.04% 13F
Gargoyle Services L.L.C. COM 64,473 0.04% 13F
Sigma Planning Corp COM 63,315 0.04% 13F
Vident Investment Advisory, LLC COM 62,692 0.04% 13F
Commonwealth Equity Services, Inc COM 61,904 0.04% 13F
RODNEY SQUARE MANAGEMENT CORP COMMON 61,899 0.04% 13F
Eqis Capital Management, Inc. Common shares 59,949 0.04% 13F
Livforsakringsaktiebolaget Skandia (publ) COM 59,700 0.04% 13F
Lebenthal Holdings,LLC COM 59,216 0.04% 13F
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO COM 57,000 0.04% 13F
TD ASSET MANAGEMENT INC COM 53,139 0.03% 13F
VIRGINIA RETIREMENT SYSTEMS ET AL COM 52,400 0.03% 13F
AQR CAPITAL MANAGEMENT LLC COM 50,334 0.03% 13F
RQSI Ltd COM 50,270 0.03% 13F
Zebra Capital Management, LLC Common Stock 48,968 0.03% 13F
Corestates Capital Advisors, LLC COM 45,834 0.03% 13F
D. E. Shaw & Co., INC. COM 43,713 0.03% 13F
KCG Holdings, Inc. COM 43,061 0.03% 13F
Janney Montgomery Scott LLC Common Stock 42,157 0.03% 13F
Blue Fin Capital, Inc. COM 41,821 0.03% 13F
Manulife Asset Management (North America) Ltd COM 40,280 0.03% 13F
FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. COM 39,452 0.02% 13F
PEAK6 Investments, L.P. (CALL) COM 39,100 0.02% 13F
Dynamic Capital Management Ltd COM 38,055 0.02% 13F
FRANKLIN STREET ADVISORS INC /NC COM 37,500 0.02% 13F
BlackRock Inc. COM 36,727 0.02% 13F
POLARIS EQUITY MANAGEMENT INC COMMON 36,570 0.02% 13F
Rotella Capital Management, Inc. CMN 36,000 0.02% 13F
VSR Financial Services, Inc. COM 36,000 0.02% 13F
ATRIA INVESTMENTS LLC COM 35,776 0.02% 13F
Charles Schwab Bank COM 34,200 0.02% 13F
Gerstein, Fisher & Associates, Inc. COM 33,586 0.02% 13F
Ifrah Financial Services, Inc. COM 33,344 0.02% 13F
Man Investments LTD COM 33,334 0.02% 13F
Pacad Investment Ltd. COM 32,921 0.02% 13F
UBS AG COM 32,132 0.02% 13F
Ontario Teachers Pension Plan COM 30,933 0.02% 13F
PERCEPTIVE ADVISORS LLC COM 30,151 0.02% 13F
JANE STREET GROUP, LLC COM 29,804 0.02% 13F
ZACKS INVESTMENT MANAGEMENT COM 28,621 0.02% 13F
Hillsdale Investment Management Inc. COM 25,900 0.02% 13F
Cambridge Investment Research Advisors, Inc. COM 23,903 0.01% 13F
Mitsubishi UFJ Asset Management Co., Ltd. COM 23,800 0.01% 13F
Voleon Capital Management LP COMMON 23,200 0.01% 13F
Nuveen Asset Management, LLC COM 23,001 0.01% 13F
SIMPLEX TRADING, LLC COM 18,357 0.01% 13F
NISA INVESTMENT ADVISORS L L C COM 17,500 0.01% 13F
LADENBURG THALMANN FINANCIAL SERVICES INC COM 17,395 0.01% 13F
CLINTON GROUP INC COM 16,992 0.01% 13F
CAPITAL FUND MANAGEMENT S.A. COM 16,800 0.01% 13F
Financial Network COM 16,629 0.01% 13F
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO COM 16,600 0.01% 13F
KNIGHT CAPITAL GROUP, INC. COM 16,452 0.01% 13F
AMALGAMATED BANK COM 16,309 0.01% 13F
PRUDENTIAL FINANCIAL INC COM 16,264 0.01% 13F
GREAT WEST LIFE ASSURANCE CO /CAN/ COM 16,167 0.01% 13F
Tradeworx Inc. COM 14,655 0.01% 13F
Evercore Wealth Management, LLC COM 14,581 0.01% 13F
Investors Capital Advisory Services COM 14,509 0.01% 13F
Summit Investment Advisors, Inc. COM 14,391 0.01% 13F
Creative Planning COM 14,300 0.01% 13F
COURIER CAPITAL CORP COM 13,778 0.01% 13F
Crow Point Partners, LLC COMMON STOCK 13,330 0.01% 13F
Bowling Portfolio Management LLC COM 12,831 0.01% 13F
AMERIPRISE FINANCIAL INC COM 12,252 0.01% 13F
BABSON CAPITAL MANAGEMENT LLC COM 12,200 0.01% 13F
US BANCORP \DE\ COMMON STOCK 11,576 0.01% 13F
PILLAR PACIFIC CAPITAL MANAGEMENT LLC COM 11,400 0.01% 13F
BMO FINANCIAL CORP COM 11,160 0.01% 13F
Fruth Investment Management COM 10,900 0.01% 13F
Alpine Partners VI, LLC COM 10,300 0.01% 13F
Quantbot Technologies LLC COM 10,022 0.01% 13F
GROUP ONE TRADING, L.P. (PUT) COM 10,000 0.01% 13F
BlackRock Japan Co. Ltd COM 9,378 0.01% 13F
O'SHAUGHNESSY ASSET MANAGEMENT, LLC COMMON 9,282 0.01% 13F
Advanced Investment Partners, LLC COM 8,982 0.01% 13F
National Planning Corp COM 8,962 0.01% 13F
Independent Portfolio Consultants, Inc. COMMON 6,065 0.00% 13F
HOWE & RUSLING INC COM 5,019 0.00% 13F
TEACHER RETIREMENT SYSTEM OF TEXAS COM 4,598 0.00% 13F
SPRINGBOK CAPITAL MANAGEMENT, LLC COM 4,500 0.00% 13F
WFG Advisors, LP COM 4,370 0.00% 13F
Community Bank, N.A. COMMON STOCK 4,000 0.00% 13F
COMMUNITY BANK SYSTEM INC COMMON STOCK 4,000 0.00% 13F
Stratos Wealth Partners, LTD. COM 3,900 0.00% 13F
MetLife Securities, Inc Common Stock 3,606 0.00% 13F
NEXT Financial Group, Inc COM 3,500 0.00% 13F
NEW ENGLAND SECURITIES CORP /MA/ Common Stock 3,340 0.00% 13F
ENTERPRISE FINANCIAL SERVICES CORP COMMON STOCK 3,153 0.00% 13F
National Asset Management, Inc. COM 3,094 0.00% 13F
Tower Research Capital LLC COM 3,063 0.00% 13F
North Star Investment Management Corp. Stock 2,900 0.00% 13F
First Eagle Investment Management, LLC COM 2,800 0.00% 13F
French Wolf & Farr, Inc. Equities 2,400 0.00% 13F
OPTIMUM INVESTMENT ADVISORS Common 2,000 0.00% 13F
THOMPSON SIEGEL & WALMSLEY LLC COM 2,000 0.00% 13F
Regal Investment Advisors, LLC COM 1,582 0.00% 13F
Ironwood Wealth Management, llc COMMON STOCK 1,150 0.00% 13F
Weaver C. Barksdale & Associates, Inc. COMMON 739 0.00% 13F
Carroll Financial Associates, Inc. Stock 700 0.00% 13F
PAYDEN & RYGEL COM 650 0.00% 13F
Beacon Capital Management, Inc. COM 555 0.00% 13F
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA COMMON STOCK 500 0.00% 13F
Parasol Investment Management, LLC COM 500 0.00% 13F
MYCIO WEALTH PARTNERS, LLC COM 475 0.00% 13F
ENVESTNET ASSET MANAGEMENT INC COM 450 0.00% 13F
Wunderlich Securities, Inc. Stock 400 0.00% 13F
BOSTON PRIVATE BANK & TRUST CO COMMON STOCK 318 0.00% 13F
Winfield Associates, Inc. Stock 300 0.00% 13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO COM 280 0.00% 13F
First City Capital Management, Inc. CS 240 0.00% 13F
PIEDMONT INVESTMENT ADVISORS LLC Common 191 0.00% 13F
FTB Advisors, Inc. COMMON STOCK 186 0.00% 13F
SEI INVESTMENTS CO COM 141 0.00% 13F
Clearbridge Advisors, LLC COM 101 0.00% 13F
WHITTIER TRUST CO OF NEVADA INC US SMALL AND MID-CAP EQUITIES 80 0.00% 13F
WHITTIER TRUST CO US SMALL AND MID-CAP EQUITIES 20 0.00% 13F
AXA FINANCIAL INC COM 0 0.00% 13F