Notable Holders of PDL BioPharma, Inc. (PDLI)

  |   Expand Research on PDLI   |   * Does Not Fully Represent All Holders
Fund Title Shares % Owned Source
UBS GLOBAL ASSET MANAGEMENT AMERICAS INC CONV BD US 39,550,000 24.63% 13F
ZAZOVE ASSOCIATES LLC NOTE 4.000 2/0 22,590,000 14.07% 13F
BlackRock Fund Advisors COM 12,436,795 7.74% 13F
VANGUARD GROUP INC COM 11,198,268 6.97% 13F
RENAISSANCE TECHNOLOGIES LLC COM 10,345,559 6.44% 13F
OAKTREE CAPITAL MANAGEMENT LP CV SR UNSEC NT 8,296,000 5.17% 13F
ACADIAN ASSET MANAGEMENT LLC COM 6,079,290 3.79% 13F
Gotham Asset Management, LLC COM 5,046,353 3.14% 13F
BlackRock Institutional Trust Company, N.A. COM 4,684,301 2.92% 13F
STATE STREET CORP Common equity shares 3,588,682 2.23% 13F
Advisors Asset Management, Inc. COM 3,406,970 2.12% 13F
JPMORGAN CHASE & CO BOND 3,365,000 2.10% 13F
Bank of New York Mellon CORP COM 3,353,903 2.09% 13F
Invesco Ltd. COM 3,059,760 1.91% 13F
Robeco Institutional Asset Management B.V. COM 3,058,846 1.90% 13F
DIMENSIONAL FUND ADVISORS LP COM 2,891,641 1.80% 13F
MACKENZIE FINANCIAL CORP COM 2,859,600 1.78% 13F
Goldman Sachs Asset Management, L.P. CMN 2,845,659 1.77% 13F
RUSSELL FRANK CO/ Common Stocks 2,670,761 1.66% 13F
MILLENNIUM MANAGEMENT LLC COM 2,435,772 1.52% 13F
Global X Management CO LLC COM 2,218,505 1.38% 13F
AQR CAPITAL MANAGEMENT LLC COM 2,052,587 1.28% 13F
IG INVESTMENT MANAGEMENT LTD COM 1,992,000 1.24% 13F
GUGGENHEIM CAPITAL LLC COM 1,896,221 1.18% 13F
SCHWAB CHARLES INVESTMENT MANAGEMENT INC COM 1,814,326 1.13% 13F
CANADA PENSION PLAN INVESTMENT BOARD Common Stock 1,742,100 1.08% 13F
NORTHERN TRUST CORP COM 1,721,203 1.07% 13F
GEODE CAPITAL MANAGEMENT LLC COM 1,555,072 0.97% 13F
Skandinaviska Enskilda Banken AB (publ) COM 1,554,400 0.97% 13F
Connor, Clark & Lunn Investment Management Ltd. COM 1,391,675 0.87% 13F
TWO SIGMA ADVISERS, LLC COM 1,381,290 0.86% 13F
Wellington COM 1,332,504 0.83% 13F
LSV ASSET MANAGEMENT COM 1,244,800 0.78% 13F
PARAMETRIC PORTFOLIO ASSOCIATES Common Stock 1,204,436 0.75% 13F
FIRST TRUST ADVISORS LP COM 1,150,124 0.72% 13F
PUTNAM INVESTMENT MANAGEMENT LLC 1,049,774 0.65% 13F
Numeric Investors LLC COMM 1,014,340 0.63% 13F
Norges Bank COM 951,046 0.59% 13F
GSA CAPITAL PARTNERS LLP COM 941,736 0.59% 13F
TFS CAPITAL LLC COM 780,281 0.49% 13F
ROYAL BANK OF CANADA \ COM 779,125 0.49% 13F
WELLS FARGO & CO/MN COM 770,746 0.48% 13F
TWO SIGMA INVESTMENTS LLC COM 764,569 0.48% 13F
Fidelity Investments COM 746,900 0.47% 13F
D. E. Shaw & Co., INC. COM 672,366 0.42% 13F
FEDERATED INVESTORS INC /PA/ COM 668,419 0.42% 13F
DEUTSCHE BANK AG\ COM 632,372 0.39% 13F
SPARK LP /DE COM 625,200 0.39% 13F
BlackRock Investment Management, LLC COM 614,958 0.38% 13F
A.R.T. Advisors, LLC COM 607,308 0.38% 13F
Citadel Cmn 558,804 0.35% 13F
AXA COM 554,700 0.35% 13F
TIAA CREF INVESTMENT MANAGEMENT LLC CS 527,216 0.33% 13F
ARROWSTREET CAPITAL LIMITED PARTNERSHIP COM 518,000 0.32% 13F
Aperio Group, LLC COMMON 491,033 0.31% 13F
BANK OF AMERICA CORP /DE/ COM 487,611 0.30% 13F
BRIDGEWAY CAPITAL MANAGEMENT INC COM 478,400 0.30% 13F
SYSTEMATIC FINANCIAL MANAGEMENT LP COM 470,500 0.29% 13F
KBC Group NV COM 456,616 0.28% 13F
Convergence Investment Partners, LLC COM 444,724 0.28% 13F
DIAM Co., Ltd. Com 431,141 0.27% 13F
DIAM International Ltd. COM 392,808 0.24% 13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM COM 384,400 0.24% 13F
O'SHAUGHNESSY ASSET MANAGEMENT, LLC COMMON 360,262 0.22% 13F
CLINTON GROUP INC COM 338,293 0.21% 13F
Eqis Capital Management, Inc. PDLI 325,792 0.20% 13F
ALPS ADVISORS INC Common Stock 308,443 0.19% 13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM COMMON STOCK 304,070 0.19% 13F
ALLIANCEBERNSTEIN L.P. COM 299,722 0.19% 13F
BARROW HANLEY MEWHINNEY & STRAUSS LLC COM 281,746 0.18% 13F
RBF Capital, LLC Common Stock 273,976 0.17% 13F
BLACKROCK ADVISORS LLC COM 267,575 0.17% 13F
CREDIT SUISSE AG/ COM 251,387 0.16% 13F
BlackRock Group LTD COM 250,103 0.16% 13F
TEACHERS ADVISORS INC CS 246,239 0.15% 13F
RHUMBLINE ADVISERS COM 241,491 0.15% 13F
LPL Financial LLC COM 229,313 0.14% 13F
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD COM 225,695 0.14% 13F
HSBC HOLDINGS PLC COM 220,562 0.14% 13F
STRS OHIO COM 220,200 0.14% 13F
SECOR Capital Advisors, LP COM 204,362 0.13% 13F
Grantham, Mayo, Van Otterloo & Co. LLC COM 196,700 0.12% 13F
Swiss National Bank COM 196,100 0.12% 13F
NATCAN INVESTMENT MANAGEMENT INC COM 194,700 0.12% 13F
Alden Global Capital LLC COM 190,200 0.12% 13F
Allianz Asset Management AG COM 181,235 0.11% 13F
LEGAL & GENERAL GROUP PLC COM 167,504 0.10% 13F
Pacad Investment Ltd. COM 165,915 0.10% 13F
ProShare Advisors LLC COM 155,432 0.10% 13F
NEW YORK STATE COMMON RETIREMENT FUND Common Stock 155,100 0.10% 13F
Employees Retirement System of Texas COM 148,000 0.09% 13F
Arrow Investment Advisors, LLC COM 143,167 0.09% 13F
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM COM 141,207 0.09% 13F
RAMSEY QUANTITATIVE SYSTEMS COM 135,643 0.08% 13F
Airain ltd Com 133,036 0.08% 13F
Highbridge Capital COMMON 132,772 0.08% 13F
Dynamic Capital Management Ltd COM 131,402 0.08% 13F
SCOTIA CAPITAL INC. COM 131,316 0.08% 13F
TUDOR INVESTMENT CORP ET AL COMMON STOCK 125,900 0.08% 13F
State of New Jersey Common Pension Fund D COM 125,000 0.08% 13F
State of New Jersey Common Pension Fund A COM 125,000 0.08% 13F
KCG Holdings, Inc. COM 124,354 0.08% 13F
MEEDER ASSET MANAGEMENT INC Common Stock 120,638 0.08% 13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. COM 119,200 0.07% 13F
METROPOLITAN LIFE INSURANCE CO/NY COM 115,462 0.07% 13F
Magnetar Financial LLC COM 115,021 0.07% 13F
ClariVest Asset Management LLC COM 112,752 0.07% 13F
Rotella Capital Management, Inc. CMN 111,491 0.07% 13F
Nationwide Fund Advisors COMMON STOCK 109,540 0.07% 13F
Susquehanna International Group, LLP COM 106,534 0.07% 13F
MANUFACTURERES LIFE INSURANCE CO COM 105,903 0.07% 13F
CITIGROUP INC COM 101,847 0.06% 13F
AMERICAN INTERNATIONAL GROUP INC COM 97,788 0.06% 13F
ING INVESTMENT MANAGEMENT CO COM 91,630 0.06% 13F
NOMURA HOLDINGS INC CMN 87,160 0.05% 13F
DekaBank Deutsche Girozentrale COM 83,400 0.05% 13F
Counsel Portfolio Services Inc. COM 76,160 0.05% 13F
Quotient Investors, LLC Com 75,900 0.05% 13F
Cambridge Investment Research Advisors, Inc. INC COM 73,368 0.05% 13F
Commonwealth Equity Services, Inc COM 72,206 0.04% 13F
ING INVESTMENT MANAGEMENT LLC COM 71,377 0.04% 13F
MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC COM 66,732 0.04% 13F
BAIRD ROBERT W & CO INC /WI/ COMMON 66,712 0.04% 13F
J.Safra Asset Management (Europe) Ltd EQUITY 65,595 0.04% 13F
Crow Point Partners, LLC Equity 64,210 0.04% 13F
BABSON CAPITAL MANAGEMENT LLC COM 63,100 0.04% 13F
RODNEY SQUARE MANAGEMENT CORP COMMON 61,899 0.04% 13F
VICTORY CAPITAL MANAGEMENT INC COM 60,949 0.04% 13F
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO COM 57,000 0.04% 13F
VIRGINIA RETIREMENT SYSTEM COM 52,400 0.03% 13F
VIRGINIA RETIREMENT SYSTEMS ET AL COM 52,400 0.03% 13F
UBS Group AG COM 50,577 0.03% 13F
Zebra Capital Management, LLC Common Stock 50,198 0.03% 13F
BlackRock Inc. COM 49,252 0.03% 13F
Squarepoint Ops LLC COM 49,000 0.03% 13F
PRUDENTIAL FINANCIAL INC COM 48,764 0.03% 13F
Marshall Wace LLP COMMON STOCK 46,678 0.03% 13F
Corestates Capital Advisors, LLC COM 45,834 0.03% 13F
Quantitative Investment Management, LLC COM 44,000 0.03% 13F
Dynamic Technology Lab Pte Ltd COM 43,705 0.03% 13F
BOOTHBAY FUND MANAGEMENT, LLC COM 41,969 0.03% 13F
TD ASSET MANAGEMENT INC COM 40,800 0.03% 13F
Manulife Asset Management (North America) Ltd COM 40,280 0.03% 13F
FRANKLIN STREET ADVISORS INC /NC COM 40,000 0.02% 13F
BNP Paribas Investment Partners S.A. COM 37,058 0.02% 13F
POLARIS EQUITY MANAGEMENT INC COMMON 36,570 0.02% 13F
Creative Planning COM 36,100 0.02% 13F
VSR Financial Services, Inc. COM 36,000 0.02% 13F
ELLINGTON MANAGEMENT GROUP LLC COM 36,000 0.02% 13F
CIBC World Markets Inc. COM 35,995 0.02% 13F
Janney Montgomery Scott LLC Common Stock 35,904 0.02% 13F
Charles Schwab Bank COM 34,200 0.02% 13F
BALYASNY ASSET MANAGEMENT LLC Common Stock 33,522 0.02% 13F
Man Investments LTD COM 33,334 0.02% 13F
BARCLAYS PLC COM 32,432 0.02% 13F
UBS AG COM 32,132 0.02% 13F
Ifrah Financial Services, Inc. COM 30,430 0.02% 13F
WealthTrust Axiom LLC COM 30,000 0.02% 13F
Gerstein, Fisher & Associates, Inc. COM 29,905 0.02% 13F
PRINCIPAL FINANCIAL GROUP INC COM 28,945 0.02% 13F
SUNTRUST BANKS INC COM 27,522 0.02% 13F
Bowling Portfolio Management LLC COM 26,509 0.02% 13F
MARATHON CAPITAL MANAGEMENT EQ 25,000 0.02% 13F
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO COM 24,997 0.02% 13F
Cubist Systematic Strategies, LLC COM 23,445 0.01% 13F
Voleon Capital Management LP COMMON 23,200 0.01% 13F
SG Americas Securities, LLC COM 23,089 0.01% 13F
BANCORPSOUTH INC COM 21,800 0.01% 13F
Financial Network COM 21,757 0.01% 13F
FIRST QUADRANT L P/CA COMMON 19,700 0.01% 13F
DENVER INVESTMENT ADVISORS LLC COMMON 19,550 0.01% 13F
BURNEY CO/ COM 18,984 0.01% 13F
Ada Investment Management, LP COM 17,945 0.01% 13F
LOOMIS SAYLES & CO L P COMMON 17,526 0.01% 13F
LADENBURG THALMANN FINANCIAL SERVICES INC COM 17,275 0.01% 13F
KNIGHT CAPITAL GROUP, INC. COM 16,452 0.01% 13F
GREAT WEST LIFE ASSURANCE CO /CAN/ COM 16,167 0.01% 13F
AMALGAMATED BANK COM 15,948 0.01% 13F
NOTTINGHAM ADVISORS, INC. COM 15,935 0.01% 13F
TEACHER RETIREMENT SYSTEM OF TEXAS COM 14,929 0.01% 13F
ENVESTNET ASSET MANAGEMENT INC COM 14,765 0.01% 13F
Tradeworx Inc. COM 14,655 0.01% 13F
JEFFERIES GROUP INC /DE/ COM 13,885 0.01% 13F
HARTFORD INVESTMENT MANAGEMENT CO COM 13,400 0.01% 13F
Summit Investment Advisors, Inc. COM 12,664 0.01% 13F
BOSTON FINANCIAL MANGEMENT INC /MA COM 11,953 0.01% 13F
Nuveen Asset Management, LLC COM 11,666 0.01% 13F
Fruth Investment Management COM 11,600 0.01% 13F
BMO FINANCIAL CORP COM 11,160 0.01% 13F
J.P. Turner & Co Capital Mnagement, LLC COM 11,110 0.01% 13F
Evercore Wealth Management, LLC COM 10,081 0.01% 13F
CSS LLC/IL (PUT) COM 10,000 0.01% 13F
Hillsdale Investment Management Inc. COM 10,000 0.01% 13F
Advanced Investment Partners, LLC COM 8,982 0.01% 13F
MetLife Securities, Inc COM 8,578 0.01% 13F
QS Investors, LLC COM 8,203 0.01% 13F
PNC FINANCIAL SERVICES GROUP INC COM 8,114 0.01% 13F
ENTERPRISE FINANCIAL SERVICES CORP COMMON STOCK 7,614 0.00% 13F
GROUP ONE TRADING, L.P. COM 7,027 0.00% 13F
Zurcher Kantonalbank (Zurich Cantonalbank) COM 4,522 0.00% 13F
Tower Research Capital LLC COM 4,307 0.00% 13F
COMMUNITY BANK SYSTEM INC COMMON STOCK 4,000 0.00% 13F
Sanctuary Wealth Advisors, LLC COMMON 3,877 0.00% 13F
NEW ENGLAND SECURITIES CORP /MA/ Common Stock 3,340 0.00% 13F
First Eagle Investment Management, LLC COM 2,800 0.00% 13F
Compagnie Lombard, Odier SCA COM 2,720 0.00% 13F
WOLVERINE ASSET MANAGEMENT LLC (PUT) COM 2,454 0.00% 13F
NISA INVESTMENT ADVISORS L L C COM 2,000 0.00% 13F
THOMPSON SIEGEL & WALMSLEY LLC COM 2,000 0.00% 13F
GLENMEDE TRUST CO NA COMMON 1,687 0.00% 13F
IFP Advisors, Inc Stock 1,551 0.00% 13F
Ironwood Wealth Management, llc COM 1,150 0.00% 13F
Weaver C. Barksdale & Associates, Inc. COMMON 739 0.00% 13F
US BANCORP \DE\ COMMON STOCK 700 0.00% 13F
WFG Advisors, LP COM 614 0.00% 13F
EDELMAN FINANCIAL GROUP INC. COM 546 0.00% 13F
PIEDMONT INVESTMENT ADVISORS LLC Common 524 0.00% 13F
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA COMMON STOCK 500 0.00% 13F
BNP PARIBAS ARBITRAGE, SA STOCK 349 0.00% 13F
DENALI ADVISORS LLC COM 330 0.00% 13F
BOSTON PRIVATE BANK & TRUST CO COMMON STOCK 318 0.00% 13F
Winfield Associates, Inc. Stock 300 0.00% 13F
First City Capital Management, Inc. CS 240 0.00% 13F
QUADRANT CAPITAL GROUP LLC COM 222 0.00% 13F
Clearbridge Advisors, LLC COM 101 0.00% 13F
WHITTIER TRUST CO OF NEVADA INC US SMALL AND MID-CAP EQUITIES 80 0.00% 13F
SIMPLEX TRADING, LLC (CALL) CALL 69 0.00% 13F
SEI INVESTMENTS CO COM 54 0.00% 13F
WHITTIER TRUST CO US SMALL AND MID-CAP EQUITIES 20 0.00% 13F
AXA FINANCIAL INC COM 0 0.00% 13F