Notable Holders of PDL BioPharma, Inc. (PDLI)

  |   Expand Research on PDLI   |   * Does Not Fully Represent All Holders
Fund Title Shares % Owned Source
Highbridge Capital BOND 47,389,000 29.51% 13F
UBS GLOBAL ASSET MANAGEMENT AMERICAS INC CONV BD US 39,950,000 24.88% 13F
Bank of New York Mellon CORP COM 15,233,836 9.49% 13F
RENAISSANCE TECHNOLOGIES LLC COM 13,745,892 8.56% 13F
ZAZOVE ASSOCIATES LLC NOTE 4.000 2/0 13,180,000 8.21% 13F
BlackRock Fund Advisors COM 11,543,595 7.19% 13F
VANGUARD GROUP INC COM 10,330,726 6.43% 13F
SCHRODER INVESTMENT MANAGEMENT GROUP COM 8,722,195 5.43% 13F
PUTNAM INVESTMENTS LLC CONV. NOTE 6,669,000 4.15% 13F
ACADIAN ASSET MANAGEMENT LLC COM 6,593,444 4.11% 13F
Advisors Asset Management, Inc. COM 4,845,785 3.02% 13F
GUARDIAN LIFE INSURANCE CO OF AMERICA NOTE 4,598,000 2.86% 13F
BlackRock Institutional Trust Company, N.A. COM 4,564,824 2.84% 13F
BANK OF AMERICA CORP /DE/ COM 4,269,033 2.66% 13F
WELLS FARGO & CO/MN COM 4,048,452 2.52% 13F
STATE STREET CORP Common equity shares 3,480,713 2.17% 13F
DIMENSIONAL FUND ADVISORS LP COM 2,716,799 1.69% 13F
NORTHERN TRUST CORP COM 2,686,057 1.67% 13F
Invesco Ltd. COMMON 2,559,427 1.59% 13F
Numeric Investors LLC COMM 2,206,725 1.37% 13F
RUSSELL FRANK CO/ Common Stocks 1,936,010 1.21% 13F
ROYAL BANK OF CANADA \ COM 1,864,394 1.16% 13F
LSV ASSET MANAGEMENT COM 1,804,783 1.12% 13F
DEUTSCHE BANK AG\ COM 1,774,511 1.10% 13F
FEDERATED INVESTORS INC /PA/ COM 1,768,613 1.10% 13F
ARONSON & JOHNSON & ORTIZ, LP COM 1,637,390 1.02% 13F
Robeco Institutional Asset Management B.V. COM 1,563,014 0.97% 13F
Allianz Asset Management AG COM 1,518,561 0.95% 13F
QS Investors, LLC COM 1,326,900 0.83% 13F
HAYS ADVISORY LLC COM 1,298,459 0.81% 13F
Global X Management CO LLC COM 1,222,184 0.76% 13F
SCHWAB CHARLES INVESTMENT MANAGEMENT INC COM 1,103,185 0.69% 13F
FIRST TRUST ADVISORS LP COM 1,100,109 0.69% 13F
PUTNAM INVESTMENT MANAGEMENT LLC 1,049,774 0.65% 13F
GEODE CAPITAL MANAGEMENT LLC COM 1,048,244 0.65% 13F
GUGGENHEIM CAPITAL LLC COM 918,860 0.57% 13F
AXA COM 903,000 0.56% 13F
TWO SIGMA ADVISERS, LLC COM 852,709 0.53% 13F
DENALI ADVISORS LLC COM 833,030 0.52% 13F
Schooner Investment Group, LLC. NOTE 750,000 0.47% 13F
SEIZERT CAPITAL PARTNERS, LLC COM 677,033 0.42% 13F
SPARK LP /DE COM 625,200 0.39% 13F
PDT Partners, LLC COM 593,499 0.37% 13F
TIAA CREF INVESTMENT MANAGEMENT LLC CS 589,910 0.37% 13F
WESTPAC BANKING CORP COM 582,608 0.36% 13F
BLACKROCK ADVISORS LLC COM 556,805 0.35% 13F
KBC Group NV COM 537,850 0.33% 13F
Wellington COM 503,734 0.31% 13F
NEW YORK STATE COMMON RETIREMENT FUND Common Stock 495,500 0.31% 13F
Goldman Sachs Asset Management, L.P. (PUT) CMN 460,400 0.29% 13F
COMMONWEALTH BANK OF AUSTRALIA COM 457,942 0.29% 13F
JAMES INVESTMENT RESEARCH INC com 455,515 0.28% 13F
PARAMETRIC PORTFOLIO ASSOCIATES Common Stock 454,109 0.28% 13F
BURNEY CO/ COM 446,027 0.28% 13F
BlackRock Investment Management, LLC COM 442,480 0.28% 13F
PICTET ASSET MANAGEMENT LTD COM 438,000 0.27% 13F
Spark Investment Management LLC COM 436,800 0.27% 13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM COM 430,300 0.27% 13F
Aperio Group, LLC COMMON 405,210 0.25% 13F
TFS CAPITAL LLC COM 397,392 0.25% 13F
DIAM International Ltd. COM 392,808 0.24% 13F
LAZARD ASSET MANAGEMENT LLC Common Stock 357,020 0.22% 13F
ALLIANCEBERNSTEIN L.P. COM 331,765 0.21% 13F
GSA CAPITAL PARTNERS LLP COM 326,577 0.20% 13F
PRINCIPAL FINANCIAL GROUP INC COM 324,829 0.20% 13F
CIBC World Markets Inc. COM 324,611 0.20% 13F
BRIDGEWAY CAPITAL MANAGEMENT INC COM 315,180 0.20% 13F
BlackRock Group LTD COM 307,450 0.19% 13F
CREDIT SUISSE AG/ COM 300,195 0.19% 13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM COMMON STOCK 296,452 0.18% 13F
BNP PARIBAS ARBITRAGE, SA STOCK 283,494 0.18% 13F
AMERICAN INTERNATIONAL GROUP INC COM 268,528 0.17% 13F
Nationwide Fund Advisors COMMON STOCK 267,242 0.17% 13F
Dynamic Capital Management Ltd COM 261,620 0.16% 13F
NOMURA HOLDINGS INC CMN 250,050 0.16% 13F
SHELL ASSET MANAGEMENT CO COM 242,091 0.15% 13F
TWO SIGMA INVESTMENTS LLC COM 231,000 0.14% 13F
AQR CAPITAL MANAGEMENT LLC COM 227,709 0.14% 13F
TEACHERS ADVISORS INC CS 227,078 0.14% 13F
PANAGORA ASSET MANAGEMENT INC COMMON 226,704 0.14% 13F
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD COM 225,695 0.14% 13F
Sterling Capital Management LLC COM 211,352 0.13% 13F
BARCLAYS PLC COM 201,720 0.13% 13F
NATCAN INVESTMENT MANAGEMENT INC COM 194,700 0.12% 13F
HighTower Advisors, LLC COM 191,723 0.12% 13F
MADISON SQUARE INVESTORS LLC. COM 178,750 0.11% 13F
A.R.T. Advisors, LLC COM 170,879 0.11% 13F
MILLENNIUM MANAGEMENT LLC COM 163,973 0.10% 13F
Swiss National Bank COM 158,300 0.10% 13F
AMERICAN CENTURY COMPANIES INC COM 152,745 0.10% 13F
ProShare Advisors LLC COM 151,690 0.09% 13F
Susquehanna International Group, LLP (CALL) COM 150,500 0.09% 13F
DIAM Co., Ltd. Com 149,598 0.09% 13F
RHUMBLINE ADVISERS COM 148,945 0.09% 13F
Convergence Investment Partners, LLC COM 145,950 0.09% 13F
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM COM 141,207 0.09% 13F
ATRIA INVESTMENTS LLC COM 141,081 0.09% 13F
SCOTIA CAPITAL INC. COM 131,726 0.08% 13F
OAK ASSOCIATES LTD /OH/ COM 131,600 0.08% 13F
STRS OHIO COM 129,400 0.08% 13F
METROPOLITAN LIFE INSURANCE CO/NY COM 127,469 0.08% 13F
TUDOR INVESTMENT CORP ET AL COMMON STOCK 125,900 0.08% 13F
State of New Jersey Common Pension Fund D COM 125,000 0.08% 13F
ENVESTNET ASSET MANAGEMENT INC CB 125,000 0.08% 13F
State of New Jersey Common Pension Fund A COM 125,000 0.08% 13F
ClariVest Asset Management LLC COM 115,796 0.07% 13F
AMP Capital Investors Ltd COM 113,472 0.07% 13F
Airain ltd Com 109,403 0.07% 13F
PROFUND ADVISORS LLC COM 106,351 0.07% 13F
MANUFACTURERES LIFE INSURANCE CO COM 102,965 0.06% 13F
BASSO CAPITAL MANAGEMENT LP (PUT) COM 100,000 0.06% 13F
LINDEN ADVISORS LP COM 94,198 0.06% 13F
GREAT LAKES ADVISORS, LLC CS 94,038 0.06% 13F
DekaBank Deutsche Girozentrale COM 93,900 0.06% 13F
ING INVESTMENT MANAGEMENT LLC COM 91,630 0.06% 13F
ING INVESTMENT MANAGEMENT CO COM 91,630 0.06% 13F
Fidelity Investments COM 90,000 0.06% 13F
LEGAL & GENERAL GROUP PLC COM 80,503 0.05% 13F
PNC FINANCIAL SERVICES GROUP INC COM 79,206 0.05% 13F
AMERICAFIRST CAPITAL MANAGEMENT, LLC Common Stock 78,688 0.05% 13F
CITIGROUP INC COM 78,514 0.05% 13F
LPL Financial LLC COM 75,792 0.05% 13F
JANE STREET GROUP, LLC COM 74,031 0.05% 13F
M&T BANK CORP COM 73,932 0.05% 13F
ANALYTIC INVESTORS INC/CA COM 72,437 0.05% 13F
ALPS ADVISORS INC Common Stock 69,538 0.04% 13F
STEPHENS INC /AR/ COM 69,530 0.04% 13F
Quotient Investors, LLC Com 69,500 0.04% 13F
FIRST QUADRANT L P/CA COMMON 67,700 0.04% 13F
MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC COM 66,732 0.04% 13F
J.Safra Asset Management (Europe) Ltd EQUITY 65,595 0.04% 13F
Gargoyle Services L.L.C. COM 64,473 0.04% 13F
AHL Partners LLP COM 63,138 0.04% 13F
RODNEY SQUARE MANAGEMENT CORP COMMON 61,899 0.04% 13F
BAIRD ROBERT W & CO INC /WI/ COMMON 61,515 0.04% 13F
Livforsakringsaktiebolaget Skandia (publ) COM 59,700 0.04% 13F
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO COM 57,000 0.04% 13F
Commonwealth Equity Services, Inc COM 56,805 0.04% 13F
TD ASSET MANAGEMENT INC COM 55,392 0.03% 13F
VIRGINIA RETIREMENT SYSTEMS ET AL COM 52,400 0.03% 13F
Blue Fin Capital, Inc. COM 47,391 0.03% 13F
CLINTON GROUP INC COM 46,957 0.03% 13F
BlackRock Inc. COM 46,864 0.03% 13F
Corestates Capital Advisors, LLC COM 45,834 0.03% 13F
SEVEN EIGHT CAPITAL, LLC Common Stock 45,300 0.03% 13F
DEARBORN PARTNERS LLC COM 44,767 0.03% 13F
Quantbot Technologies LLC COM 44,098 0.03% 13F
KCG Holdings, Inc. COM 42,108 0.03% 13F
HUNTINGTON NATIONAL BANK COMMON STOCK 41,300 0.03% 13F
PEAK6 Investments, L.P. (CALL) COM 41,000 0.03% 13F
Manulife Asset Management (North America) Ltd COM 40,280 0.03% 13F
FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. COM 39,452 0.02% 13F
Index Management Solutions, LLC COM 38,850 0.02% 13F
Gerstein, Fisher & Associates, Inc. COM 38,198 0.02% 13F
FRANKLIN STREET ADVISORS INC /NC COM 37,500 0.02% 13F
POLARIS EQUITY MANAGEMENT INC COMMON 36,570 0.02% 13F
ROYAL BANK OF SCOTLAND GROUP PLC COM 36,205 0.02% 13F
VSR Financial Services, Inc. COM 36,000 0.02% 13F
Ifrah Financial Services, Inc. COM 34,256 0.02% 13F
Charles Schwab Bank COM 34,200 0.02% 13F
LOMBARDIA CAPITAL PARTNERS LLC COM 33,802 0.02% 13F
HAP Trading, LLC COM 33,530 0.02% 13F
Man Investments LTD COM 33,334 0.02% 13F
UBS AG COM 32,132 0.02% 13F
GRT CAPITAL PARTNERS LLC COM 31,512 0.02% 13F
Janney Montgomery Scott LLC Common Stock 31,245 0.02% 13F
Ontario Teachers Pension Plan COM 30,933 0.02% 13F
JEFFERIES GROUP INC /DE/ (PUT) COM 30,000 0.02% 13F
SG Americas Securities, LLC COM 29,224 0.02% 13F
Zebra Capital Management, LLC Common Stock 28,847 0.02% 13F
Gotham Asset Management, LLC COM 25,997 0.02% 13F
Eqis Capital Management, Inc. COM 24,930 0.02% 13F
CAPITAL ONE, NATIONAL ASSOCIATION COM 24,566 0.02% 13F
Mitsubishi UFJ Asset Management Co., Ltd. COM 23,800 0.01% 13F
M Holdings Securities, Inc. COM 23,376 0.01% 13F
Voleon Capital Management LP COMMON 23,200 0.01% 13F
PRUDENTIAL FINANCIAL INC COM 22,364 0.01% 13F
Nine Chapters Capital Management LLC COM 22,000 0.01% 13F
BANCORPSOUTH INC COM 21,866 0.01% 13F
CHICAGO EQUITY PARTNERS LLC COM 20,180 0.01% 13F
GROUP ONE TRADING, L.P. (PUT) COM 18,000 0.01% 13F
National Planning Corp COM 16,962 0.01% 13F
Rotella Capital Management, Inc. CMN 16,700 0.01% 13F
KNIGHT CAPITAL GROUP, INC. COM 16,452 0.01% 13F
GREAT WEST LIFE ASSURANCE CO /CAN/ COM 16,167 0.01% 13F
Financial Network COM 16,129 0.01% 13F
AMERIPRISE FINANCIAL INC COM 15,871 0.01% 13F
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO COM 15,804 0.01% 13F
Creative Planning COM 15,795 0.01% 13F
AMALGAMATED BANK COM 15,661 0.01% 13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. COM 15,000 0.01% 13F
Tradeworx Inc. COM 14,655 0.01% 13F
Summit Investment Advisors, Inc. COM 14,391 0.01% 13F
BlackRock Japan Co. Ltd COM 14,350 0.01% 13F
Investors Capital Advisory Services COM 13,509 0.01% 13F
Crow Point Partners, LLC COMMON STOCK 13,330 0.01% 13F
NISA INVESTMENT ADVISORS L L C COM 13,000 0.01% 13F
Nuveen Asset Management, LLC COM 12,954 0.01% 13F
Hillsdale Investment Management Inc. COM 12,900 0.01% 13F
BABSON CAPITAL MANAGEMENT LLC COM 12,200 0.01% 13F
GATEWAY INVESTMENT ADVISERS LLC COM 12,181 0.01% 13F
LADENBURG THALMANN FINANCIAL SERVICES INC COM 11,949 0.01% 13F
PILLAR PACIFIC CAPITAL MANAGEMENT LLC COM 11,800 0.01% 13F
WFG Advisors, LP COM 11,737 0.01% 13F
Dynamic Technology Lab Pte Ltd COM 11,698 0.01% 13F
Moors & Cabot, Inc. COM 11,600 0.01% 13F
US BANCORP \DE\ COMMON STOCK 11,358 0.01% 13F
BMO FINANCIAL CORP COM 11,160 0.01% 13F
OPPENHEIMER & CO INC COM 11,000 0.01% 13F
Fruth Investment Management COM 10,900 0.01% 13F
WEDBUSH MORGAN SECURITIES INC COM 10,500 0.01% 13F
PERCEPTIVE ADVISORS LLC COM 10,183 0.01% 13F
O'SHAUGHNESSY ASSET MANAGEMENT, LLC COMMON 9,109 0.01% 13F
Advanced Investment Partners, LLC COM 8,982 0.01% 13F
NEXT Financial Group, Inc COM 8,500 0.01% 13F
ENTERPRISE FINANCIAL SERVICES CORP COMMON STOCK 7,161 0.00% 13F
Independent Portfolio Consultants, Inc. COMMON 6,065 0.00% 13F
TEACHER RETIREMENT SYSTEM OF TEXAS COM 5,441 0.00% 13F
HOWE & RUSLING INC COM 4,745 0.00% 13F
COMMUNITY BANK SYSTEM INC COMMON STOCK 4,000 0.00% 13F
MUTUAL OF AMERICA CAPITAL MANAGEMENT CORP Equities 3,800 0.00% 13F
NEW ENGLAND SECURITIES CORP /MA/ Common Stock 3,335 0.00% 13F
Regal Investment Advisors, LLC COM 2,913 0.00% 13F
North Star Investment Management Corp. Stock 2,900 0.00% 13F
First Eagle Investment Management, LLC COM 2,800 0.00% 13F
French Wolf & Farr, Inc. Equities 2,400 0.00% 13F
Wunderlich Securities, Inc. Stock 2,400 0.00% 13F
OPTIMUM INVESTMENT ADVISORS Common 2,000 0.00% 13F
THOMPSON SIEGEL & WALMSLEY LLC COM 2,000 0.00% 13F
Evercore Wealth Management, LLC COM 1,081 0.00% 13F
Carroll Financial Associates, Inc. Stock 700 0.00% 13F
PAYDEN & RYGEL COM 650 0.00% 13F
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA COMMON STOCK 500 0.00% 13F
Parasol Investment Management, LLC COM 500 0.00% 13F
Financial Architects, Inc COM 500 0.00% 13F
MYCIO WEALTH PARTNERS, LLC COM 475 0.00% 13F
Weaver C. Barksdale & Associates, Inc. COMMON 330 0.00% 13F
BOSTON PRIVATE BANK & TRUST CO COMMON STOCK 318 0.00% 13F
Winfield Associates, Inc. Stock 300 0.00% 13F
First City Capital Management, Inc. CS 240 0.00% 13F
PIEDMONT INVESTMENT ADVISORS LLC Common 191 0.00% 13F
FTB Advisors, Inc. COMMON STOCK 179 0.00% 13F
Clearbridge Advisors, LLC COM 101 0.00% 13F
WHITTIER TRUST CO OF NEVADA INC US SMALL AND MID-CAP EQUITIES 80 0.00% 13F
SIGNATUREFD, LLC COM 23 0.00% 13F
WHITTIER TRUST CO US SMALL AND MID-CAP EQUITIES 20 0.00% 13F
Tower Research Capital LLC COM 5 0.00% 13F
Kistler-Tiffany Companies, LLC COM 0 0.00% 13F
AXA FINANCIAL INC COM 0 0.00% 13F