Form N-PX TRUST FOR PROFESSIONAL For: Jun 30
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-10401
NAME OF REGISTRANT: Trust for Professional Managers
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Adam W. Smith
Trust for Professional Managers
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-6115
DATE OF FISCAL YEAR END: 02/28
DATE OF REPORTING PERIOD: 07/01/2015 - 06/30/2016
Dearborn Partners Rising Dividend Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 934345756
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 10-May-2016
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, Mgmt For For
EACH FOR A TERM OF ONE YEAR: SONDRA L.
BARBOUR
1B. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, Mgmt For For
EACH FOR A TERM OF ONE YEAR: THOMAS "TONY"
K. BROWN
1C. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, Mgmt For For
EACH FOR A TERM OF ONE YEAR: VANCE D.
COFFMAN
1D. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, Mgmt For For
EACH FOR A TERM OF ONE YEAR: DAVID B.
DILLON
1E. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, Mgmt For For
EACH FOR A TERM OF ONE YEAR: MICHAEL L.
ESKEW
1F. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, Mgmt For For
EACH FOR A TERM OF ONE YEAR: HERBERT L.
HENKEL
1G. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, Mgmt For For
EACH FOR A TERM OF ONE YEAR: MUHTAR KENT
1H. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, Mgmt For For
EACH FOR A TERM OF ONE YEAR: EDWARD M.
LIDDY
1I. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, Mgmt For For
EACH FOR A TERM OF ONE YEAR: GREGORY R.
PAGE
1J. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, Mgmt For For
EACH FOR A TERM OF ONE YEAR: INGE G. THULIN
1K. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, Mgmt For For
EACH FOR A TERM OF ONE YEAR: ROBERT J.
ULRICH
1L. TO ELECT MEMBER TO THE BOARD OF DIRECTORS, Mgmt For For
EACH FOR A TERM OF ONE YEAR: PATRICIA A.
WOERTZ
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE 2016 LONG-TERM INCENTIVE Mgmt For For
PLAN.
5. STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. Shr Against For
6. STOCKHOLDER PROPOSAL ON SHARE REPURCHASE Shr Against For
PROGRAM AND EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 934311034
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 28-Jan-2016
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN K. CARTER Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES I. COGUT Mgmt For For
1C. ELECTION OF DIRECTOR: SEIFI GHASEMI Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID H.Y. HO Mgmt For For
1E. ELECTION OF DIRECTOR: MARGARET G. MCGLYNN Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE OFFICER Mgmt For For
COMPENSATION. TO APPROVE THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
3. APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS. RATIFICATION OF
APPOINTMENT OF KPMG LLP, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2016.
4. APPROVAL OF ANNUAL INCENTIVE PLAN TERMS. TO Mgmt For For
APPROVE ANNUAL INCENTIVE PLAN TERMS TO
ALLOW CONTINUED TAX DEDUCTIBILITY.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 934324978
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 09-Mar-2016
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAY STATA Mgmt For For
1B. ELECTION OF DIRECTOR: VINCENT T. ROCHE Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD M. BEYER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. CHAMPY Mgmt For For
1E. ELECTION OF DIRECTOR: BRUCE R. EVANS Mgmt For For
1F. ELECTION OF DIRECTOR: EDWARD H. FRANK Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN C. HODGSON Mgmt For For
1H. ELECTION OF DIRECTOR: NEIL NOVICH Mgmt For For
1I. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1J. ELECTION OF DIRECTOR: LISA T. SU Mgmt For For
2) TO APPROVE, BY NONBINDING "SAY-ON-PAY" Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCLOSURES IN OUR
PROXY STATEMENT.
3) TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934319016
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2016
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES BELL Mgmt For For
1B. ELECTION OF DIRECTOR: TIM COOK Mgmt For For
1C. ELECTION OF DIRECTOR: AL GORE Mgmt For For
1D. ELECTION OF DIRECTOR: BOB IGER Mgmt For For
1E. ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
1F. ELECTION OF DIRECTOR: ART LEVINSON Mgmt For For
1G. ELECTION OF DIRECTOR: RON SUGAR Mgmt For For
1H. ELECTION OF DIRECTOR: SUE WAGNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2016
3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF THE AMENDED AND RESTATED APPLE Mgmt For For
INC. 2014 EMPLOYEE STOCK PLAN
5. A SHAREHOLDER PROPOSAL ENTITLED "NET-ZERO Shr Against For
GREENHOUSE GAS EMISSIONS BY 2030"
6. A SHAREHOLDER PROPOSAL REGARDING DIVERSITY Shr Against For
AMONG OUR SENIOR MANAGEMENT AND BOARD OF
DIRECTORS
7. A SHAREHOLDER PROPOSAL ENTITLED "HUMAN Shr Against For
RIGHTS REVIEW - HIGH RISK REGIONS"
8. A SHAREHOLDER PROPOSAL ENTITLED Shr Against For
"SHAREHOLDER PROXY ACCESS"
--------------------------------------------------------------------------------------------------------------------------
AQUA AMERICA, INC. Agenda Number: 934346873
--------------------------------------------------------------------------------------------------------------------------
Security: 03836W103
Meeting Type: Annual
Meeting Date: 06-May-2016
Ticker: WTR
ISIN: US03836W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER H. FRANKLIN Mgmt For For
NICHOLAS DEBENEDICTIS Mgmt For For
CAROLYN J. BURKE Mgmt For For
RICHARD H. GLANTON Mgmt For For
LON R. GREENBERG Mgmt For For
WILLIAM P. HANKOWSKY Mgmt For For
WENDELL F. HOLLAND Mgmt For For
ELLEN T. RUFF Mgmt For For
2. TO CONSIDER AND TAKE ACTION ON THE Mgmt For For
RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE 2016 FISCAL
YEAR.
3. TO CONSIDER AND TAKE ACTION ON AN ADVISORY Mgmt For For
VOTE ON THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS FOR
2015, AS DISCLOSED IN THIS PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO. Agenda Number: 934368867
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109
Meeting Type: Annual
Meeting Date: 17-May-2016
Ticker: AJG
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM L. BAX Mgmt For For
1C. ELECTION OF DIRECTOR: D. JOHN COLDMAN Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: ELBERT O. HAND Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID S. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: KAY W. MCCURDY Mgmt For For
1I. ELECTION OF DIRECTOR: RALPH J. NICOLETTI Mgmt For For
1J. ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT AUDITOR.
3. APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ASSURANT, INC. Agenda Number: 934359399
--------------------------------------------------------------------------------------------------------------------------
Security: 04621X108
Meeting Type: Annual
Meeting Date: 12-May-2016
Ticker: AIZ
ISIN: US04621X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ELAINE D. ROSEN Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD L. CARVER Mgmt For For
1C. ELECTION OF DIRECTOR: JUAN N. CENTO Mgmt For For
1D. ELECTION OF DIRECTOR: ALAN B. COLBERG Mgmt For For
1E. ELECTION OF DIRECTOR: ELYSE DOUGLAS Mgmt For For
1F. ELECTION OF DIRECTOR: LAWRENCE V. JACKSON Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES J. KOCH Mgmt For For
1H. ELECTION OF DIRECTOR: JEAN-PAUL L. MONTUPET Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL J. REILLY Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT W. STEIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY APPROVAL OF THE 2015 COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AN ADVISORY STOCKHOLDER Shr Against Against
PROPOSAL CONCERNING PROPOSED CHANGES IN OUR
BY-LAWS AND ARTICLES OF INCORPORATION, IF
PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 934335969
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 29-Apr-2016
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: RICHARD W. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1E. ELECTION OF DIRECTOR: GLENN H. HUTCHINS Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1H. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt For For
1I. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1J. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1K. ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF 2016 INCENTIVE PLAN. Mgmt For For
5. POLITICAL SPENDING REPORT. Shr Against For
6. LOBBYING REPORT. Shr Against For
7. INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 934311604
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 26-Jan-2016
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: CATHERINE M. BURZIK Mgmt For For
1C. ELECTION OF DIRECTOR: VINCENT A. FORLENZA Mgmt For For
1D. ELECTION OF DIRECTOR: CLAIRE M. FRASER Mgmt For For
1E. ELECTION OF DIRECTOR: CHRISTOPHER JONES Mgmt For For
1F. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1G. ELECTION OF DIRECTOR: GARY A. MECKLENBURG Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES F. ORR Mgmt For For
1I. ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, Mgmt For For
JR.
1J. ELECTION OF DIRECTOR: CLAIRE POMEROY Mgmt For For
1K. ELECTION OF DIRECTOR: REBECCA W. RIMEL Mgmt For For
1L. ELECTION OF DIRECTOR: BERTRAM L. SCOTT Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. AMENDMENTS TO THE 2004 EMPLOYEE AND Mgmt For For
DIRECTOR EQUITY-BASED COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 934375925
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 25-May-2016
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.B. CUMMINGS JR. Mgmt For For
1B. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1C. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1D. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1E. ELECTION OF DIRECTOR: E. HERNANDEZ JR. Mgmt For For
1F. ELECTION OF DIRECTOR: J.M. HUNTSMAN JR. Mgmt For For
1G. ELECTION OF DIRECTOR: C.W. MOORMAN IV Mgmt For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: I.G. THULIN Mgmt For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF PWC AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. AMENDMENT TO THE CHEVRON CORPORATION Mgmt For For
NON-EMPLOYEE DIRECTORS' EQUITY COMPENSATION
AND DEFERRAL PLAN
5. REPORT ON LOBBYING Shr Against For
6. ADOPT TARGETS TO REDUCE GHG EMISSIONS Shr Against For
7. REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT Shr Against For
8. REPORT ON RESERVE REPLACEMENTS Shr Against For
9. ADOPT DIVIDEND POLICY Shr Against For
10. REPORT ON SHALE ENERGY OPERATIONS Shr Against For
11. RECOMMEND INDEPENDENT DIRECTOR WITH Shr Against For
ENVIRONMENTAL EXPERTISE
12. SET SPECIAL MEETINGS THRESHOLD AT 10% Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 934366584
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD M. BRACKEN Mgmt For For
1B. ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1C. ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX Mgmt For For
1D. ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1F. ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1G. ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1H. ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1K. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2016.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
ALIGNMENT OF CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
EXECUTIVE PAY.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC. Agenda Number: 934358020
--------------------------------------------------------------------------------------------------------------------------
Security: 253868103
Meeting Type: Annual
Meeting Date: 10-May-2016
Ticker: DLR
ISIN: US2538681030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS E. SINGLETON Mgmt For For
1B. ELECTION OF DIRECTOR: LAURENCE A. CHAPMAN Mgmt For For
1C. ELECTION OF DIRECTOR: KATHLEEN EARLEY Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN J. KENNEDY Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. LAPERCH Mgmt For For
1F. ELECTION OF DIRECTOR: A. WILLIAM STEIN Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT H. ZERBST Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2016.
3. TO ADOPT A RESOLUTION TO APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 934354630
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 12-May-2016
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DONALD J. CARTY Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1H. ELECTION OF DIRECTOR: LAURA J. SEN Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2016, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY INSTL CASH PORTFOLIOS Agenda Number: 934286421
--------------------------------------------------------------------------------------------------------------------------
Security: 316175207
Meeting Type: Special
Meeting Date: 12-Feb-2016
Ticker: FMPXX
ISIN: US3161752072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELIZABETH S. ACTON Mgmt For For
JOHN ENGLER Mgmt For For
ALBERT R. GAMPER, JR. Mgmt For For
ROBERT F. GARTLAND Mgmt For For
ABIGAIL P. JOHNSON Mgmt For For
ARTHUR E. JOHNSON Mgmt For For
MICHAEL E. KENNEALLY Mgmt For For
JAMES H. KEYES Mgmt For For
MARIE L. KNOWLES Mgmt For For
GEOFFREY A. VON KUHN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. Agenda Number: 934268067
--------------------------------------------------------------------------------------------------------------------------
Security: 370334104
Meeting Type: Annual
Meeting Date: 29-Sep-2015
Ticker: GIS
ISIN: US3703341046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For
1B) ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For
1C) ELECTION OF DIRECTOR: DAVID M. CORDANI Mgmt For For
1D) ELECTION OF DIRECTOR: PAUL DANOS Mgmt For For
1E) ELECTION OF DIRECTOR: HENRIETTA H. FORE Mgmt For For
1F) ELECTION OF DIRECTOR: HEIDI G. MILLER Mgmt For For
1G) ELECTION OF DIRECTOR: STEVE ODLAND Mgmt For For
1H) ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt For For
1I) ELECTION OF DIRECTOR: MICHAEL D. ROSE Mgmt For For
1J) ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1K) ELECTION OF DIRECTOR: DOROTHY A. TERRELL Mgmt For For
2. CAST AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
GENERAL MILLS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 934355567
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 11-May-2016
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN F. MILLIGAN, Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. WHITLEY, Mgmt For For
M.D.
1H. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1I. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2016.
3. TO APPROVE THE AMENDED AND RESTATED GILEAD Mgmt For For
SCIENCES, INC. CODE SECTION 162(M) BONUS
PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 934344071
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 06-May-2016
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. BRUTTO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES W. GRIFFITH Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1F. ELECTION OF DIRECTOR: E. SCOTT SANTI Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID B. SMITH, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
1J. ELECTION OF DIRECTOR: KEVIN M. WARREN Mgmt For For
1K. ELECTION OF DIRECTOR: ANRE D. WILLIAMS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF AN AMENDMENT TO THE ILLINOIS Mgmt For For
TOOL WORKS INC. AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO PERMIT
STOCKHOLDERS TO CALL SPECIAL MEETINGS.
5. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE ILLINOIS TOOL
WORKS INC. 2011 CASH INCENTIVE PLAN FOR
PURPOSES OF 162(M) OF THE INTERNAL REVENUE
CODE.
6. A NON-BINDING STOCKHOLDER PROPOSAL, IF Shr Against For
PRESENTED AT THE MEETING, TO EXCLUDE SHARE
REPURCHASES FROM DETERMINATIONS OF SENIOR
EXECUTIVE INCENTIVE COMPENSATION AWARDS.
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 934287079
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 10-Nov-2015
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. FLANIGAN Mgmt For For
J. PRIM Mgmt For For
T. WILSON Mgmt For For
J. FIEGEL Mgmt For For
T. WIMSETT Mgmt For For
L. KELLY Mgmt For For
S. MIYASHIRO Mgmt For For
W. BROWN Mgmt For For
2. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
3. TO APPROVE THE 2015 EQUITY INCENTIVE PLAN. Mgmt For For
4. TO RATIFY THE SELECTION OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934340984
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 28-Apr-2016
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY C. BECKERLE Mgmt For For
1B. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1J. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1K. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016
4. SHAREHOLDER PROPOSAL - POLICY FOR SHARE Shr Against For
REPURCHASE PREFERENCE
5. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For
CHAIRMAN
6. SHAREHOLDER PROPOSAL - REPORT ON LOBBYING Shr Against For
DISCLOSURE
7. SHAREHOLDER PROPOSAL - TAKE-BACK PROGRAMS Shr Against For
FOR UNUSED MEDICINES
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 934339866
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 04-May-2016
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt For For
1B. ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT W. DECHERD Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1E. ELECTION OF DIRECTOR: FABIAN T. GARCIA Mgmt For For
1F. ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES M. JENNESS Mgmt For For
1H. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1I. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1J. ELECTION OF DIRECTOR: MARC J. SHAPIRO Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For For
2. RATIFICATION OF AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. REAPPROVAL OF PERFORMANCE GOALS UNDER THE Mgmt For For
2011 EQUITY PARTICIPATION PLAN
5. APPROVAL OF THE AMENDED AND RESTATED 2011 Mgmt For For
OUTSIDE DIRECTORS' COMPENSATION PLAN
--------------------------------------------------------------------------------------------------------------------------
MAGELLAN MIDSTREAM PARTNERS,L.P. Agenda Number: 934333105
--------------------------------------------------------------------------------------------------------------------------
Security: 559080106
Meeting Type: Annual
Meeting Date: 21-Apr-2016
Ticker: MMP
ISIN: US5590801065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WALTER R. ARNHEIM Mgmt For For
PATRICK C. EILERS Mgmt For For
2. AMENDMENT OF LONG-TERM INCENTIVE PLAN Mgmt For For
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITOR
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 934375898
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 26-May-2016
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD DEAN Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN EASTERBROOK Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT ECKERT Mgmt For For
1D. ELECTION OF DIRECTOR: MARGARET GEORGIADIS Mgmt For For
1E. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: JEANNE JACKSON Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD LENNY Mgmt For For
1H. ELECTION OF DIRECTOR: WALTER MASSEY Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN MULLIGAN Mgmt For For
1J. ELECTION OF DIRECTOR: SHEILA PENROSE Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN ROGERS, JR. Mgmt For For
1L. ELECTION OF DIRECTOR: MILES WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2016.
4. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT MATTERS PRESENTED BY
SHAREHOLDERS BE DECIDED BY SIMPLE MAJORITY
VOTE, IF PRESENTED.
5. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING ABILITY OF SHAREHOLDERS TO ACT
BY WRITTEN CONSENT, IF PRESENTED.
6. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD MAKE ALL LAWFUL
EFFORTS TO IMPLEMENT AND/OR INCREASE
ACTIVITY ON THE HOLY LAND PRINCIPLES, IF
PRESENTED.
7. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THE BOARD ADOPT A POLICY
REGARDING USE OF ANTIBIOTICS BY ITS MEAT
SUPPLIERS, IF PRESENTED.
8. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING AN ANNUAL CONGRUENCY ANALYSIS
BETWEEN CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS, IF PRESENTED.
9. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING AN ANNUAL CONGRUENCY ANALYSIS OF
COMPANY VALUES AND POLICY ACTIVITIES, IF
PRESENTED
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 934378515
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 24-May-2016
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL B. ROTHMAN Mgmt For For
1J. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1K. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1L. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1M. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016.
4. SHAREHOLDER PROPOSAL TO ADOPT A Shr Against For
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
DISPOSAL OF UNUSED OR EXPIRED DRUGS.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 934364681
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES L. CAMAREN Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH B. DUNN Mgmt For For
1D. ELECTION OF DIRECTOR: NAREN K. GURSAHANEY Mgmt For For
1E. ELECTION OF DIRECTOR: KIRK S. HACHIGIAN Mgmt For For
1F. ELECTION OF DIRECTOR: TONI JENNINGS Mgmt For For
1G. ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt For For
1I. ELECTION OF DIRECTOR: RUDY E. SCHUPP Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN L. SKOLDS Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
1L. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
NEXTERA ENERGY'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT
4. APPROVAL OF THE MATERIAL TERMS FOR PAYMENT Mgmt For For
OF PERFORMANCE-BASED COMPENSATION UNDER THE
NEXTERA ENERGY, INC. AMENDED AND RESTATED
2011 LONG TERM INCENTIVE PLAN
5. A PROPOSAL BY THE COMPTROLLER OF THE STATE Shr Against For
OF NEW YORK, THOMAS P. DINAPOLI, ENTITLED
"POLITICAL CONTRIBUTION DISCLOSURE" TO
REQUEST SEMIANNUAL REPORTS DISCLOSING
POLITICAL CONTRIBUTION POLICIES AND
EXPENDITURES
6. A PROPOSAL BY MYRA YOUNG ENTITLED Shr Against For
"SHAREHOLDER PROXY ACCESS" TO REQUEST THE
NEXTERA ENERGY BOARD OF DIRECTORS TO ADOPT,
AND PRESENT FOR SHAREHOLDER APPROVAL, A
"PROXY ACCESS" BYLAW
7. A PROPOSAL BY ALAN FARAGO AND LISA VERSACI Shr Against For
ENTITLED "REPORT ON RANGE OF PROJECTED SEA
LEVEL RISE/CLIMATE CHANGE IMPACTS" TO
REQUEST AN ANNUAL REPORT OF MATERIAL RISKS
AND COSTS OF SEA LEVEL RISE TO COMPANY
OPERATIONS, FACILITIES AND MARKETS
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 934325564
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 23-Feb-2016
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE OPERATING AND FINANCIAL Mgmt For For
REVIEW OF NOVARTIS AG, THE FINANCIAL
STATEMENTS OF NOVARTIS AG AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2015 FINANCIAL YEAR
2. DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3. APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND
4. REDUCTION OF SHARE CAPITAL Mgmt For For
5. FURTHER SHARE REPURCHASE PROGRAM Mgmt For For
6A. BINDING VOTE ON TOTAL COMPENSATION FOR Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS FROM THE
2016 ANNUAL GENERAL MEETING TO THE 2017
ANNUAL GENERAL MEETING
6B. BINDING VOTE ON TOTAL COMPENSATION FOR Mgmt For For
MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE
NEXT FINANCIAL YEAR, I.E. 2017
6C. ADVISORY VOTE ON THE 2015 COMPENSATION Mgmt For For
REPORT
7A. RE-ELECTION OF JOERG REINHARDT, PH.D., AND Mgmt For For
RE-ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS (IN A SINGLE VOTE)
7B. RE-ELECTION OF NANCY C. ANDREWS, M.D., Mgmt For For
PH.D. TO THE BOARD OF DIRECTORS
7C. RE-ELECTION OF DIMITRI AZAR, M.D., MBA TO Mgmt For For
THE BOARD OF DIRECTORS
7D. RE-ELECTION OF SRIKANT DATAR, PH.D. TO THE Mgmt For For
BOARD OF DIRECTORS
7E. RE-ELECTION OF ANN FUDGE TO THE BOARD OF Mgmt For For
DIRECTORS
7F. RE-ELECTION OF PIERRE LANDOLT, PH.D. TO THE Mgmt For For
BOARD OF DIRECTORS
7G. RE-ELECTION OF ANDREAS VON PLANTA, PH.D. TO Mgmt For For
THE BOARD OF DIRECTORS
7H. RE-ELECTION OF CHARLES L. SAWYERS, M.D. TO Mgmt For For
THE BOARD OF DIRECTORS
7I. RE-ELECTION OF ENRICO VANNI, PH.D. TO THE Mgmt For For
BOARD OF DIRECTORS
7J. RE-ELECTION OF WILLIAM T. WINTERS TO THE Mgmt For For
BOARD OF DIRECTORS
7K. ELECTION OF TON BUECHNER TO THE BOARD OF Mgmt For For
DIRECTORS
7L. ELECTION OF ELIZABETH DOHERTY TO THE BOARD Mgmt For For
OF DIRECTORS
8A. RE-ELECTION OF SRIKANT DATAR, PH.D., AS Mgmt For For
MEMBER OF THE COMPENSATION COMMITTEE
8B. RE-ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
8C. RE-ELECTION OF ENRICO VANNI, PH.D., AS Mgmt For For
MEMBER OF THE COMPENSATION COMMITTEE
8D. RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
9. RE-ELECTION OF THE STATUTORY AUDITOR Mgmt For For
10. RE-ELECTION OF THE INDEPENDENT PROXY Mgmt For For
11. GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt For
MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN
THE NOTICE OF ANNUAL GENERAL MEETING,
AND/OR OF MOTIONS RELATING TO ADDITIONAL
AGENDA ITEMS ACCORDING TO ARTICLE 700
PARAGRAPH 3 OF THE SWISS CODE OF
OBLIGATIONS
--------------------------------------------------------------------------------------------------------------------------
POLARIS INDUSTRIES INC. Agenda Number: 934340352
--------------------------------------------------------------------------------------------------------------------------
Security: 731068102
Meeting Type: Annual
Meeting Date: 28-Apr-2016
Ticker: PII
ISIN: US7310681025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GWENNE A. HENRICKS Mgmt For For
BERND F. KESSLER Mgmt For For
LAWRENCE D. KINGSLEY Mgmt For For
SCOTT W. WINE Mgmt For For
2. APPROVAL OF AN AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED POLARIS INDUSTRIES INC. EMPLOYEE
STOCK PURCHASE PLAN
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2016
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 934322493
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 08-Mar-2016
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND
UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN
ELECTED AND QUALIFIED: BARBARA T. ALEXANDER
1B. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND
UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN
ELECTED AND QUALIFIED: RAYMOND V. DITTAMORE
1C. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND
UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN
ELECTED AND QUALIFIED: JEFFREY W. HENDERSON
1D. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND
UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN
ELECTED AND QUALIFIED: THOMAS W. HORTON
1E. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND
UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN
ELECTED AND QUALIFIED: PAUL E. JACOBS
1F. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND
UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN
ELECTED AND QUALIFIED: HARISH MANWANI
1G. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND
UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN
ELECTED AND QUALIFIED: MARK D. MCLAUGHLIN
1H. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND
UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN
ELECTED AND QUALIFIED: STEVE MOLLENKOPF
1I. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND
UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN
ELECTED AND QUALIFIED: CLARK T. RANDT, JR.
1J. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND
UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN
ELECTED AND QUALIFIED: FRANCISCO ROS
1K. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND
UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN
ELECTED AND QUALIFIED: JONATHAN J.
RUBINSTEIN
1L. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING OF STOCKHOLDERS AND
UNTIL THEIR RESPECTIVE SUCCESSORS HAVE BEEN
ELECTED AND QUALIFIED: ANTHONY J.
VINCIQUERRA
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 25, 2016.
3. TO APPROVE THE 2016 LONG-TERM INCENTIVE Mgmt For For
PLAN.
4. TO APPROVE OUR EXECUTIVE COMPENSATION. Mgmt For For
5. A STOCKHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
REALTY INCOME CORPORATION Agenda Number: 934366964
--------------------------------------------------------------------------------------------------------------------------
Security: 756109104
Meeting Type: Annual
Meeting Date: 17-May-2016
Ticker: O
ISIN: US7561091049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KATHLEEN R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN P. CASE Mgmt For For
1C. ELECTION OF DIRECTOR: A. LARRY CHAPMAN Mgmt For For
1D. ELECTION OF DIRECTOR: PRIYA CHERIAN HUSKINS Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL D. MCKEE Mgmt For For
1F. ELECTION OF DIRECTOR: GREGORY T. MCLAUGHLIN Mgmt For For
1G. ELECTION OF DIRECTOR: RONALD L. MERRIMAN Mgmt For For
1H. ELECTION OF DIRECTOR: STEPHEN E. STERRETT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2016.
3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. Agenda Number: 934346001
--------------------------------------------------------------------------------------------------------------------------
Security: 760759100
Meeting Type: Annual
Meeting Date: 06-May-2016
Ticker: RSG
ISIN: US7607591002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAMON A. RODRIGUEZ Mgmt For For
1B. ELECTION OF DIRECTOR: TOMAGO COLLINS Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES W. CROWNOVER Mgmt For For
1D. ELECTION OF DIRECTOR: ANN E. DUNWOODY Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM J. FLYNN Mgmt For For
1F. ELECTION OF DIRECTOR: MANUEL KADRE Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt For For
1H. ELECTION OF DIRECTOR: W. LEE NUTTER Mgmt For For
1I. ELECTION OF DIRECTOR: DONALD W. SLAGER Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN M. TRANI Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016
4. PROPOSAL TO APPROVE A PROXY ACCESS BYLAW Mgmt For For
5. PROPOSAL TO APPROVE AN EXCLUSIVE FORUM Mgmt For For
BYLAW
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 934319573
--------------------------------------------------------------------------------------------------------------------------
Security: 780259107
Meeting Type: Annual
Meeting Date: 27-Jan-2016
Ticker: RDSB
ISIN: US7802591070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ACQUISITION OF BG GROUP PLC Mgmt For For
BY THE COMPANY, AS MORE PARTICULARLY
DESCRIBED IN THE NOTICE OF GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 934402734
--------------------------------------------------------------------------------------------------------------------------
Security: 780259107
Meeting Type: Annual
Meeting Date: 24-May-2016
Ticker: RDSB
ISIN: US7802591070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RECEIPT OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2. APPROVAL OF DIRECTORS' REMUNERATION REPORT Mgmt For For
3. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
BEN VAN BEURDEN
4. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
GUY ELLIOTT
5. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
EULEEN GOH
6. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
SIMON HENRY
7. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
CHARLES O. HOLLIDAY
8. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
GERARD KLEISTERLEE
9. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
SIR NIGEL SHEINWALD
10. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
LINDA G. STUNTZ
11. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
HANS WIJERS
12. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
PATRICIA A. WOERTZ
13. REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: Mgmt For For
GERRIT ZALM
14. REAPPOINTMENT OF AUDITOR Mgmt For For
15. REMUNERATION OF AUDITOR Mgmt For For
16. AUTHORITY TO ALLOT SHARES Mgmt For For
17. DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
18. AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
19. SHAREHOLDER RESOLUTION Shr Against For
--------------------------------------------------------------------------------------------------------------------------
STERIS CORPORATION Agenda Number: 934259854
--------------------------------------------------------------------------------------------------------------------------
Security: 859152100
Meeting Type: Annual
Meeting Date: 27-Aug-2015
Ticker: STE
ISIN: US8591521005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD C. BREEDEN Mgmt For For
CYNTHIA L. FELDMANN Mgmt For For
JACQUELINE B. KOSECOFF Mgmt For For
DAVID B. LEWIS Mgmt For For
KEVIN M. MCMULLEN Mgmt For For
WALTER M ROSEBROUGH, JR Mgmt For For
MOHSEN M. SOHI Mgmt For For
JOHN P. WAREHAM Mgmt For For
LOYAL W. WILSON Mgmt For For
MICHAEL B. WOOD Mgmt For For
2. TO APPROVE THE COMPANY'S SENIOR EXECUTIVE Mgmt For For
MANAGEMENT INCENTIVE COMPENSATION PLAN, AS
AMENDED AND RESTATED EFFECTIVE APRIL 1,
2015.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2016.
5. TO CONSIDER A SHAREHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
STERIS CORPORATION Agenda Number: 934126461
--------------------------------------------------------------------------------------------------------------------------
Security: 859152100
Meeting Type: Special
Meeting Date: 02-Oct-2015
Ticker: STE
ISIN: US8591521005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE MERGER PROPOSAL. PROPOSAL TO ADOPT THE Mgmt For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF
OCTOBER 13, 2014 (THE "MERGER AGREEMENT"),
BY AND AMONG STERIS, NEW STERIS LIMITED, A
PRIVATE LIMITED COMPANY ORGANIZED UNDER THE
LAWS OF ENGLAND AND WALES AND A SUBSIDIARY
OF STERIS, SOLAR US HOLDING CO., A DELAWARE
...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
2. THE COMPENSATION PROPOSAL. PROPOSAL TO Mgmt For For
APPROVE, ON A NON-BINDING, ADVISORY BASIS,
THE COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO STERIS'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE COMPLETION
OF THE MERGER.
3. THE ADJOURNMENT PROPOSAL. PROPOSAL TO Mgmt For For
APPROVE ANY MOTION TO ADJOURN THE SPECIAL
MEETING, OR ANY POSTPONEMENT THEREOF, TO
ANOTHER TIME OR PLACE IF NECESSARY OR
APPROPRIATE (I) TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO ADOPT
THE MERGER AGREEMENT, (II) TO ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
THE CHUBB CORPORATION Agenda Number: 934280037
--------------------------------------------------------------------------------------------------------------------------
Security: 171232101
Meeting Type: Special
Meeting Date: 22-Oct-2015
Ticker: CB
ISIN: US1712321017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO APPROVE THE AGREEMENT AND Mgmt For For
PLAN OF MERGER (AS IT MAY BE AMENDED FROM
TIME TO TIME, THE "MERGER AGREEMENT") BY
AND AMONG ACE LIMITED, WILLIAM INVESTMENT
HOLDINGS CORPORATION AND THE CHUBB
CORPORATION ("CHUBB").
2. A PROPOSAL TO APPROVE, BY ADVISORY Mgmt For For
(NON-BINDING) VOTE, CERTAIN COMPENSATION
ARRANGEMENTS FOR CHUBB'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
3. A PROPOSAL TO APPROVE ONE OR MORE Mgmt For For
ADJOURNMENTS OF THE CHUBB SPECIAL MEETING,
IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO APPROVE THE MERGER
AGREEMENT AT THE TIME OF THE CHUBB SPECIAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 934335933
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 27-Apr-2016
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: HERBERT A. ALLEN
1B. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: RONALD W. ALLEN
1C. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: MARC BOLLAND
1D. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: ANA BOTIN
1E. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: HOWARD G. BUFFETT
1F. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: RICHARD M. DALEY
1G. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: BARRY DILLER
1H. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: HELENE D. GAYLE
1I. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: EVAN G. GREENBERG
1J. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: ALEXIS M. HERMAN
1K. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: MUHTAR KENT
1L. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: ROBERT A. KOTICK
1M. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: MARIA ELENA LAGOMASINO
1N. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: SAM NUNN
1O. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: DAVID B. WEINBERG
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE INCENTIVE PLAN OF THE COCA-COLA
COMPANY TO PERMIT THE TAX DEDUCTIBILITY OF
CERTAIN AWARDS
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS TO SERVE
FOR THE 2016 FISCAL YEAR
5. SHAREOWNER PROPOSAL REGARDING HOLY LAND Shr Against For
PRINCIPLES
6. SHAREOWNER PROPOSAL REGARDING RESTRICTED Shr Against For
STOCK
7. SHAREOWNER PROPOSAL REGARDING ALIGNMENT Shr Against For
BETWEEN CORPORATE VALUES AND POLITICAL AND
POLICY ACTIVITY
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 934367295
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 19-May-2016
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1I. ELECTION OF DIRECTOR: CLEVE L. Mgmt For For
KILLINGSWORTH JR.
1J. ELECTION OF DIRECTOR: PHILIP T. RUEGGER III Mgmt For For
1K. ELECTION OF DIRECTOR: TODD C. SCHERMERHORN Mgmt For For
1L. ELECTION OF DIRECTOR: ALAN D. SCHNITZER Mgmt For For
1M. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1N. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE TRAVELERS COMPANIES, INC.
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE AN AMENDMENT TO THE TRAVELERS Mgmt For For
COMPANIES, INC. 2014 STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL RELATING TO INCREASED Shr Against For
DISCLOSURE OF POLITICAL CONTRIBUTIONS AND
EXPENDITURES, IF PRESENTED AT THE ANNUAL
MEETING OF SHAREHOLDERS.
6. SHAREHOLDER PROPOSAL RELATING TO INCREASED Shr Against For
DISCLOSURE OF LOBBYING, IF PRESENTED AT THE
ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
THE VALSPAR CORPORATION Agenda Number: 934322734
--------------------------------------------------------------------------------------------------------------------------
Security: 920355104
Meeting Type: Annual
Meeting Date: 24-Feb-2016
Ticker: VAL
ISIN: US9203551042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. TO ELECT DIRECTOR (CLASS III) FOR A TERM OF Mgmt For For
THREE YEARS: WILLIAM M. COOK
1B. TO ELECT DIRECTOR (CLASS III) FOR A TERM OF Mgmt For For
THREE YEARS: GARY E. HENDRICKSON
1C. TO ELECT DIRECTOR (CLASS III) FOR A TERM OF Mgmt For For
THREE YEARS: MAE C. JEMISON, M.D.
2. TO CAST AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE CORPORATION'S
PROXY STATEMENT ("SAY-ON-PAY" VOTE).
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE CORPORATION FOR THE
FISCAL YEAR ENDING OCTOBER 28, 2016.
--------------------------------------------------------------------------------------------------------------------------
THE VALSPAR CORPORATION Agenda Number: 934438575
--------------------------------------------------------------------------------------------------------------------------
Security: 920355104
Meeting Type: Special
Meeting Date: 29-Jun-2016
Ticker: VAL
ISIN: US9203551042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF MARCH 19, 2016, BY
AND AMONG THE VALSPAR CORPORATION, A
DELAWARE CORPORATION (THE "COMPANY"), THE
SHERWIN-WILLIAMS COMPANY, AN OHIO
CORPORATION, AND VIKING MERGER SUB, INC., A
DELAWARE CORPORATION AND A WHOLLY OWNED
SUBSIDIARY OF SHERWIN-WILLIAMS (THE
"MERGER").
2. A PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, CERTAIN COMPENSATION
THAT MAY BE PAID OR BECOME PAYABLE TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
3. A PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT OR IN THE
ABSENCE OF A QUORUM.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 934340314
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 05-May-2016
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: DAVID P. ABNEY
1B. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: RODNEY C. ADKINS
1C. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: MICHAEL J. BURNS
1D. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: WILLIAM R. JOHNSON
1E. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: CANDACE KENDLE
1F. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: ANN M. LIVERMORE
1G. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: RUDY H.P. MARKHAM
1H. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: CLARK T. RANDT, JR.
1I. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: JOHN T. STANKEY
1J. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: CAROL B. TOME
1K. ELECTION OF DIRECTOR TO SERVE UNTIL THE Mgmt For For
2017 ANNUAL MEETING: KEVIN M. WARSH
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2016.
3. SHAREOWNER PROPOSAL TO PREPARE AN ANNUAL Shr Against For
REPORT ON LOBBYING ACTIVITIES.
4. SHAREOWNER PROPOSAL TO REDUCE THE VOTING Shr Against For
POWER OF CLASS A STOCK FROM 10 VOTES PER
SHARE TO ONE VOTE PER SHARE.
5. SHAREOWNER PROPOSAL TO ADOPT HOLY LAND Shr Against For
PRINCIPLES.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 934342712
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 05-May-2016
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1D. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1E. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1F. ELECTION OF DIRECTOR: KARL-LUDWIG KLEY Mgmt For For
1G. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1K. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1L. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
1M. ELECTION OF DIRECTOR: GREGORY G. WEAVER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. RENEWABLE ENERGY TARGETS Shr Against For
5. INDIRECT POLITICAL SPENDING REPORT Shr Against For
6. LOBBYING ACTIVITIES REPORT Shr Against For
7. INDEPENDENT CHAIR POLICY Shr Against For
8. SEVERANCE APPROVAL POLICY Shr Against For
9. STOCK RETENTION POLICY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda Number: 934355721
--------------------------------------------------------------------------------------------------------------------------
Security: 918204108
Meeting Type: Annual
Meeting Date: 26-Apr-2016
Ticker: VFC
ISIN: US9182041080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD T. CARUCCI Mgmt For For
JULIANA L. CHUGG Mgmt For For
JUAN ERNESTO DE BEDOUT Mgmt For For
MARK S. HOPLAMAZIAN Mgmt For For
ROBERT J. HURST Mgmt For For
LAURA W. LANG Mgmt For For
W. ALAN MCCOLLOUGH Mgmt For For
W. RODNEY MCMULLEN Mgmt For For
CLARENCE OTIS, JR. Mgmt For For
STEVEN E. RENDLE Mgmt For For
MATTHEW J. SHATTOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VF'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2016 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
WELLTOWER INC. Agenda Number: 934356571
--------------------------------------------------------------------------------------------------------------------------
Security: 95040Q104
Meeting Type: Annual
Meeting Date: 05-May-2016
Ticker: HCN
ISIN: US95040Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING: KENNETH J. BACON
1B. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING: THOMAS J. DEROSA
1C. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING: JEFFREY H. DONAHUE
1D. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING: FRED S. KLIPSCH
1E. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING: GEOFFREY G. MEYERS
1F. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING: TIMOTHY J.
NAUGHTON
1G. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING: SHARON M. OSTER
1H. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING: JUDITH C. PELHAM
1I. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING: SERGIO D. RIVERA
1J. ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL Mgmt For For
THE NEXT ANNUAL MEETING: R. SCOTT TRUMBULL
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2016.
3. APPROVAL OF THE COMPENSATION OF THE NAMED Mgmt For For
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE SEC.
4. APPROVAL OF THE WELLTOWER INC. 2016 Mgmt For For
LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 934363172
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 18-May-2016
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GAIL K. BOUDREAUX Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: BEN FOWKE Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD T. O'BRIEN Mgmt For For
1E. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
POLICINSKI
1F. ELECTION OF DIRECTOR: JAMES T. PROKOPANKO Mgmt For For
1G. ELECTION OF DIRECTOR: A. PATRICIA SAMPSON Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. SHEPPARD Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID A. WESTERLUND Mgmt For For
1J. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: TIMOTHY V. WOLF Mgmt For For
2. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
BASIS, EXECUTIVE COMPENSATION
3. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF DELOITTE & TOUCHE LLP AS XCEL ENERGY
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2016
4. SHAREHOLDER PROPOSAL ON THE SEPARATION OF Shr Against For
THE ROLES OF THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 934252153
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 12-Aug-2015
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PHILIP T. GIANOS Mgmt For For
1.2 ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM G. HOWARD, Mgmt For For
JR.
1.4 ELECTION OF DIRECTOR: J. MICHAEL PATTERSON Mgmt For For
1.5 ELECTION OF DIRECTOR: ALBERT A. PIMENTEL Mgmt For For
1.6 ELECTION OF DIRECTOR: MARSHALL C. TURNER Mgmt For For
1.7 ELECTION OF DIRECTOR: ELIZABETH W. Mgmt For For
VANDERSLICE
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S EXTERNAL
AUDITORS FOR FISCAL 2016
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Trust for Professional Managers
By (Signature) /s/ John Buckel
Name John Buckel
Title President
Date 07/29/2016
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