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Form 4 Golden Minerals Co For: Jan 19 Filed by: Sentient Global Resources Fund IV, L.P.

January 20, 2016 5:51 PM EST
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
Sentient Global Resources Fund IV, L.P.

(Last) (First) (Middle)
LANDMARK SQUARE, 1ST FL., 64 EARTH CLOSE
WEST BAY BEACH SOUTH; PO BOX 10795

(Street)
GEORGE TOWN, GRAND CAYMAN E9 KY1-1107

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Golden Minerals Co [ AUMN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/19/2016
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock               10,283,944 D  
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants $ 5.60 (1) 09/19/2012   J   682,897   03/20/2013 09/19/2017 Common Stock 682,897 $ 0 (2) 682,897 D  
Warrants $ 5.60 (1) 09/10/2014   J   119,352 (3)   09/10/2014 09/19/2017 Common Stock 119,352 $ 0 (2) 119,352 D  
Warrants $ 1 (1) 09/10/2014   J   2,900,000   03/11/2015 09/10/2019 Common Stock 2,900,000 $ 0 (2) 2,900,000 D  
Warrants $ 5.60 (1) 01/19/2016   J   225,441 (3)   01/19/2016 09/19/2017 Common Stock 225,441 $ 0 (2) 225,441 D  
Convertible Note $ 0.29 01/19/2016   P   17,241,379 (4)   01/19/2016 10/27/2016 Common Stock 17,241,379 (4) $ 5,000,000 17,241,379 (4) D  
Explanation of Responses:
1. Represents re-pricing of Warrants due to anti-dilution adjustment.
2. N/A
3. Represents additional Warrants issued pursuant to anti-dilution adjustment.
4. Assumes conversion price of $0.29 per share. Conversion price subject to downward adjustment if 15 day VWAP prior to conversion date is lower. Does not include conversion of accrued and unpaid interest at the applicable conversion price.
/s/ Andrew Pullar 01/19/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


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