Close

Form 3 Verisk Analytics, Inc. For: Jan 01 Filed by: McConnell Glenn A.

January 11, 2017 8:11 PM EST
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Expires: December 31, 2014
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person *
McConnell Glenn A.

(Last) (First) (Middle)
C/O VERISK ANALYTICS, INC
545 WASHINGTON BOULEVARD

(Street)
JERSEY CITY NJ 07310

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2017
3. Issuer Name and Ticker or Trading Symbol
Verisk Analytics, Inc. [ VRSK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Principal Accounting Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 27,481 (1)
D
 
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (2)   (3) 03/01/2018 Common Stock 30,000 17.24 D  
Stock Option (2)   (3) 04/01/2019 Common Stock 35,000 16.1 D  
Stock Option (4)   (3) 10/06/2019 Common Stock 25,000 22 D  
Stock Option (4)   (3) 04/01/2020 Common Stock 16,500 28.2 D  
Stock Option (4)   (3) 04/01/2021 Common Stock 11,092 33.3 D  
Stock Option (4)   (3) 04/01/2022 Common Stock 6,387 46.97 D  
Stock Option (4)   (5) 04/01/2023 Common Stock 6,775 61.14 D  
Stock Option (6)   (7) 04/01/2024 Common Stock 10,524 59.74 D  
Stock Option (6)   (8) 04/01/2025 Common Stock 9,717 71.53 D  
Stock Option (6)   (9) 04/01/2026 Common Stock 8,798 80.19 D  
Explanation of Responses:
1. This amount includes 4,481 restricted shares of Common Stock that were granted under the Issuer's 2009 Equity Incentive Plan and 2013 Equity Incentive Plan. Subject to the terms of the Issuer's 2009 Equity Incentive Plan and 2013 Equity Incentive Plan and the applicable award agreements thereunder, these restricted shares vest in four equal installments on the first, second, third and fourth anniversaries of their respective grant dates.
2. Stock Options outstanding under the Issuer's 1996 Incentive Plan.
3. Immediately.
4. Stock Options outstanding under the Issuer's 2009 Equity Incentive Plan.
5. 5,081 shares of Common Stock underlying this Stock Option are immediately exercisable. The remaining 1,694 shares will become exercisable on 4/1/2017.
6. Stock Options outstanding under the Issuer's 2013 Equity Incentive Plan.
7. 5,262 shares of Common Stock underlying this Stock Option are immediately exercisable. The remaining 5,262 shares will become exercisable as follows: 2,631 shares on 4/1/2017, and 2,631 shares on 4/1/2018.
8. 2,429 shares of Common Stock underlying this Stock Option are immediately exercisable. The remaining 7,288 shares will become exercisable as follows: 2,429 shares on 4/1/2017, 2,429 shares on 4/1/2018 and 2,430 shares on 4/1/2019.
9. The 8,798 shares of Common Stock underlying this Stock Option will become exercisable as follows: 2,199 shares on 4/1/2017, 2,199 shares on 4/1/2018, 2,200 shares on 4/1/2019, and 2,200 shares of 4/1/2020.
/s/ Kenneth E. Thompson, Attorney-in-Fact 01/11/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings