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Form 13F-HR COWEN GROUP, INC. For: Jun 30

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August 14, 2015 4:21 PM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 06-30-2015
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: COWEN GROUP, INC.
Address: 599 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK , NY10022
Form 13F File Number: 028-14571

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Owen Littman
Title: General Counsel
Phone: 212 201-4841
Signature, Place, and Date of Signing:
/s/ Owen Littman New York , NY 08-12-2015
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 520
Form 13F Information Table Value Total: 1,655,663
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
028-10674 RAMIUS ADVISORS LLC
028-14361 Ramius Alternative Solutions LLC
028-04125 COWEN & COMPANY, LLC

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name
1 028-10674 RAMIUS ADVISORS LLC
2 028-14361 Ramius Alternative Solutions LLC
3 028-04125 COWEN & COMPANY, LLC

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
22ND CENTY GROUP INC COM 90137F103 85 90,000 SH DFND 1 90,000 0 0
ABBVIE INC COM 00287Y109 2,427 36,124 SH DFND 2 36,124 0 0
ACACIA RESH CORP ACACIA TCH COM 003881307 237 27,000 SH DFND 1 27,000 0 0
ACADIA PHARMACEUTICALS INC COM 004225108 209 5,000 SH DFND 1 5,000 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 210 2,169 SH DFND 2 2,169 0 0
ACHILLION PHARMACEUTICALS IN COM 00448Q201 97 10,932 SH DFND 2 10,932 0 0
ADOBE SYS INC COM 00724F101 942 11,623 SH DFND 2 11,623 0 0
ADVANCE AUTO PARTS INC COM 00751Y106 384 2,412 SH DFND 2 2,412 0 0
AERIE PHARMACEUTICALS INC COM 00771V108 0 20,150 SH DFND 3 20,150 0 0
AERIE PHARMACEUTICALS INC COM 00771V108 0 20,400 SH Put DFND 3 20,400 0 0
AEROPOSTALE COM 007865108 150 92,300 SH DFND 1 92,300 0 0
AETNA INC NEW COM 00817Y108 12,059 94,609 SH DFND 1 94,609 0 0
AETNA INC NEW COM 00817Y108 804 6,306 SH DFND 2 6,306 0 0
AETNA INC NEW COM 00817Y108 4,461 3,500,000 SH Call DFND 1 3,500,000 0 0
AGILE THERAPEUTICS INC COM 00847L100 86 10,000 SH DFND 1 10,000 0 0
AGILENT TECHNOLOGIES INC COM 00846U101 264 6,844 SH DFND 2 6,844 0 0
AGIOS PHARMACEUTICALS INC COM 00847X104 550 4,950 SH DFND 1 4,950 0 0
AIR PRODS & CHEMS INC COM 009158106 6,828 49,899 SH DFND 2 49,899 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 6,729 96,374 SH DFND 2 96,374 0 0
ALASKA AIR GROUP INC COM 011659109 314 4,874 SH DFND 2 4,874 0 0
ALBANY MOLECULAR RESH INC COM 012423109 282 13,958 SH DFND 2 13,958 0 0
ALCATEL-LUCENT SPONSORED ADR 013904305 362 100,000 SH DFND 1 100,000 0 0
ALERE INC COM 01449J105 722 13,681 SH DFND 2 13,681 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 823 4,550 SH DFND 1 4,550 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 19,379 10,720,000 SH Put DFND 1 10,720,000 0 0
ALKERMES PLC SHS G01767105 636 9,880 SH DFND 1 9,880 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 584 19,354 SH DFND 2 19,354 0 0
ALLEGION PUB LTD CO ORD SHS G0176J109 2,621 43,577 SH DFND 2 43,577 0 0
ALLERGAN PLC SHS G0177J108 4,117 13,568 SH DFND 1 13,568 0 0
ALLERGAN PLC SHS G0177J108 7,281 23,992 SH DFND 2 23,992 0 0
ALLERGAN PLC SHS G0177J108 0 900 SH DFND 3 900 0 0
ALLERGAN PLC SHS G0177J108 0 900 SH Put DFND 3 900 0 0
ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 83 11,100 SH DFND 1 11,100 0 0
ALTERA CORP COM 021441100 27,380 534,760 SH DFND 1 534,760 0 0
ALTERA CORP COM 021441100 1 10,000 SH DFND 3 10,000 0 0
ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 362 11,756 SH DFND 2 11,756 0 0
ALTISOURCE RESIDENTIAL CORP CL B 02153W100 827 49,072 SH DFND 2 49,072 0 0
ALTRIA GROUP INC COM 02209S103 0 1,000 SH DFND 3 1,000 0 0
ALTRIA GROUP INC COM 02209S103 1 11,700 SH Call DFND 3 11,700 0 0
AMAG PHARMACEUTICALS INC COM 00163U106 319 4,626 SH DFND 2 4,626 0 0
AMAZON COM INC COM 023135106 521 1,200 SH DFND 1 1,200 0 0
AMEDISYS INC COM 023436108 258 6,499 SH DFND 2 6,499 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 4 107,500 SH DFND 3 107,500 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 4 110,000 SH Put DFND 3 110,000 0 0
AMERICAN RLTY CAP PPTYS INC COM 02917T104 6,565 807,480 SH DFND 2 807,480 0 0
AMGEN INC COM 031162100 2,682 17,472 SH DFND 1 17,472 0 0
AMPIO PHARMACEUTICALS INC COM 03209T109 26 11,100 SH DFND 1 11,100 0 0
ANACOR PHARMACEUTICALS INC COM 032420101 374 4,828 SH DFND 2 4,828 0 0
ANI PHARMACEUTICALS INC COM 00182C103 162 2,613 SH DFND 2 2,613 0 0
ANI PHARMACEUTICALS INC COM 00182C103 1 15,000 SH Call DFND 3 15,000 0 0
ANTHEM INC COM 036752103 9,110 55,500 SH DFND 1 55,500 0 0
ANTHEM INC COM 036752103 229 1,398 SH DFND 2 1,398 0 0
AON PLC SHS CL A G0408V102 209 2,099 SH DFND 2 2,099 0 0
APPLE INC COM 037833100 3,479 27,740 SH DFND 1 27,740 0 0
APPLE INC COM 037833100 765 6,097 SH DFND 2 6,097 0 0
APPLIED MATLS INC COM 038222105 495 25,766 SH DFND 2 25,766 0 0
ARCH COAL INC COM 039380100 70 206,900 SH DFND 1 206,900 0 0
ARCHER DANIELS MIDLAND CO COM 039483102 328 6,801 SH DFND 2 6,801 0 0
ARRIS GROUP INC NEW COM 04270V106 17,642 57,650,000 SH Call DFND 1 57,650,000 0 0
ASBURY AUTOMOTIVE GROUP INC COM 043436104 259 2,861 SH DFND 2 2,861 0 0
ASCENA RETAIL GROUP INC COM 04351G101 0 3,500 SH DFND 3 3,500 0 0
ASCENA RETAIL GROUP INC COM 04351G101 1 56,700 SH Call DFND 3 56,700 0 0
ASHLAND INC NEW COM 044209104 599 4,913 SH DFND 2 4,913 0 0
ASSURED GUARANTY LTD COM G0585R106 579 24,137 SH DFND 2 24,137 0 0
AT&T INC COM 00206R102 82,723 232,890,000 SH Put DFND 1 232,890,000 0 0
ATMEL CORP COM 049513104 2,461 249,753 SH DFND 1 249,753 0 0
AUTODESK INC COM 052769106 503 10,049 SH DFND 2 10,049 0 0
AUTOZONE INC COM 053332102 226 339 SH DFND 2 339 0 0
AVAGO TECHNOLOGIES LTD SHS Y0486S104 2,659 20,000 SH DFND 1 20,000 0 0
AVAGO TECHNOLOGIES LTD SHS Y0486S104 38,032 28,610,000 SH Call DFND 1 28,610,000 0 0
B/E AEROSPACE INC COM 073302101 1,009 18,381 SH DFND 1 18,381 0 0
B/E AEROSPACE INC COM 073302101 6,772 123,348 SH DFND 2 123,348 0 0
BABCOCK & WILCOX CO NEW COM 05615F102 6,455 196,786 SH DFND 2 196,786 0 0
BAKER HUGHES INC COM 057224107 7,084 114,820 SH DFND 2 114,820 0 0
BAKER HUGHES INC COM 057224107 0 6,500 SH DFND 3 6,500 0 0
BANK AMER CORP COM 060505104 671 39,426 SH DFND 2 39,426 0 0
BANK NEW YORK MELLON CORP COM 064058100 2,390 56,951 SH DFND 1 56,951 0 0
BANK NEW YORK MELLON CORP COM 064058100 7,181 171,098 SH DFND 2 171,098 0 0
BAXTER INTL INC COM 071813109 1 10,400 SH Call DFND 3 10,400 0 0
BIOGEN INC COM 09062X103 1,448 3,585 SH DFND 1 3,585 0 0
BIOSCRIP INC COM 09069N108 44 11,988 SH DFND 2 11,988 0 0
BIOTELEMETRY INC COM 090672106 107 11,394 SH DFND 2 11,394 0 0
BLACKBERRY LTD COM 09228F103 0 13,822 SH DFND 3 13,822 0 0
BLACKBERRY LTD COM 09228F103 0 14,700 SH Put DFND 3 14,700 0 0
BLACKHAWK NETWORK HLDGS INC COM 09238E104 1,279 31,042 SH DFND 2 31,042 0 0
BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 73 10,000 SH DFND 1 10,000 0 0
BLOUNT INTL INC NEW COM 095180105 137 12,500 SH DFND 2 12,500 0 0
BLUEBIRD BIO INC COM 09609G100 533 3,168 SH DFND 1 3,168 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 725 10,900 SH DFND 1 10,900 0 0
BROADCOM CORP CL A 111320107 99,737 1,937,024 SH DFND 1 1,937,024 0 0
BROADCOM CORP CL A 111320107 1 10,001 SH DFND 3 10,001 0 0
BROOKDALE SR LIVING INC COM 112463104 694 20,000 SH DFND 1 20,000 0 0
BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN G16249107 1,917 86,945 SH DFND 2 86,945 0 0
BUILD A BEAR WORKSHOP COM 120076104 179 11,214 SH DFND 2 11,214 0 0
BWX TECHNOLOGIES INC COM 05605H100 1,609 49,044 SH DFND 1 49,044 0 0
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 487 7,804 SH DFND 2 7,804 0 0
CA INC COM 12673P105 250 8,551 SH DFND 2 8,551 0 0
CALPINE CORP COM NEW 131347304 547 30,381 SH DFND 2 30,381 0 0
CANADIAN PAC RY LTD COM 13645T100 3,432 21,418 SH DFND 1 21,418 0 0
CANADIAN PAC RY LTD COM 13645T100 6,731 42,007 SH DFND 2 42,007 0 0
CANADIAN PAC RY LTD COM 13645T100 5,608 3,500,000 SH Call DFND 1 3,500,000 0 0
CARDINAL HEALTH INC COM 14149Y108 374 4,471 SH DFND 2 4,471 0 0
CARETRUST REIT INC COM 14174T107 294 23,226 SH DFND 2 23,226 0 0
CATALYST PHARMACEUTICALS INC COM 14888U101 0 106,250 SH DFND 3 106,250 0 0
CATAMARAN CORP COM 148887102 4,581 75,000 SH DFND 1 75,000 0 0
CATAMARAN CORP COM 148887102 0 2,305 SH DFND 3 2,305 0 0
CATAMARAN CORP COM 148887102 15,257 24,980,000 SH Call DFND 1 24,980,000 0 0
CATAMARAN CORP COM 148887102 17,341 28,390,000 SH Put DFND 1 28,390,000 0 0
CBRE GROUP INC CL A 12504L109 6,222 168,162 SH DFND 2 168,162 0 0
CBS CORP NEW CL B 124857202 305 5,500 SH DFND 1 5,500 0 0
CBS CORP NEW CL B 124857202 755 13,612 SH DFND 2 13,612 0 0
CDK GLOBAL INC COM 12508E101 7,468 138,352 SH DFND 2 138,352 0 0
CELGENE CORP COM 151020104 203 1,752 SH DFND 2 1,752 0 0
CEMPRA INC COM 15130J109 901 26,235 SH DFND 1 26,235 0 0
CEVA INC COM 157210105 196 10,087 SH DFND 2 10,087 0 0
CF INDS HLDGS INC COM 125269100 847 13,175 SH DFND 2 13,175 0 0
CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 5,661 33,057 SH DFND 1 33,057 0 0
CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 12,690 7,410,000 SH Call DFND 1 7,410,000 0 0
CHECK POINT SOFTWARE TECH LT ORD M22465104 557 7,000 SH DFND 1 7,000 0 0
CHEETAH MOBILE INC ADR 163075104 2,887 100,573 SH DFND 2 100,573 0 0
CHENIERE ENERGY INC COM NEW 16411R208 346 5,000 SH DFND 1 5,000 0 0
CHICOS FAS INC COM 168615102 6,492 390,378 SH DFND 2 390,378 0 0
CHINA MING YANG WIND PWR GRO SPONSORED ADR 16951C108 47 16,700 SH DFND 1 16,700 0 0
CHIPMOS TECH BERMUDA LTD SHS G2110R114 546 25,000 SH DFND 1 25,000 0 0
CHIPMOS TECH BERMUDA LTD SHS G2110R114 0 20,535 SH DFND 3 20,535 0 0
CIGNA CORPORATION COM 125509109 15,603 96,313 SH DFND 1 96,313 0 0
CIMPRESS N V SHS EURO N20146101 236 2,799 SH DFND 2 2,799 0 0
CINTAS CORP COM 172908105 211 2,500 SH DFND 2 2,500 0 0
CITIGROUP INC COM NEW 172967424 651 11,791 SH DFND 2 11,791 0 0
CITY NATL CORP COM 178566105 8,584 94,965 SH DFND 1 94,965 0 0
CLECO CORP NEW COM 12561W105 7,821 145,233 SH DFND 1 145,233 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 783 12,440 SH DFND 2 12,440 0 0
COMPUTER SCIENCES CORP COM 205363104 441 6,718 SH DFND 2 6,718 0 0
CONSOL ENERGY INC COM 20854P109 447 20,578 SH DFND 2 20,578 0 0
CONSTANT CONTACT INC COM 210313102 779 27,100 SH DFND 1 27,100 0 0
CONSTELLATION BRANDS INC CL A 21036P108 642 5,532 SH DFND 2 5,532 0 0
CORNING INC COM 219350105 614 31,120 SH DFND 2 31,120 0 0
COVENANT TRANSN GROUP INC CL A 22284P105 251 10,000 SH DFND 1 10,000 0 0
COWEN GROUP INC NEW CL A 223622101 4,662 728,367 SH DFND 1 728,367 0 0
CREDIT ACCEP CORP MICH COM 225310101 276 1,122 SH DFND 2 1,122 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 1,452 18,087 SH DFND 1 18,087 0 0
CST BRANDS INC COM 12646R105 2,206 56,481 SH DFND 2 56,481 0 0
CUMMINS INC COM 231021106 453 3,453 SH DFND 2 3,453 0 0
CVS HEALTH CORP COM 126650100 210 2,001 SH DFND 2 2,001 0 0
CYPRESS SEMICONDUCTOR CORP COM 232806109 119 10,140 SH DFND 2 10,140 0 0
DEERE & CO COM 244199105 208 2,141 SH DFND 2 2,141 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 577 14,053 SH DFND 2 14,053 0 0
DEPOMED INC COM 249908104 220 10,233 SH DFND 2 10,233 0 0
DHT HOLDINGS INC SHS NEW Y2065G121 107 13,835 SH DFND 2 13,835 0 0
DICKS SPORTING GOODS INC COM 253393102 583 11,260 SH DFND 2 11,260 0 0
DILLARDS INC CL A 254067101 242 2,300 SH DFND 1 2,300 0 0
DIRECTV COM 25490A309 110,018 1,185,662 SH DFND 1 1,185,662 0 0
DIRECTV COM 25490A309 181 1,956 SH DFND 2 1,956 0 0
DIRECTV COM 25490A309 1 10,000 SH DFND 3 10,000 0 0
DISH NETWORK CORP CL A 25470M109 564 8,323 SH DFND 2 8,323 0 0
DOLLAR GEN CORP NEW COM 256677105 906 11,660 SH DFND 2 11,660 0 0
DOLLAR TREE INC COM 256746108 236 2,985 SH DFND 2 2,985 0 0
DOMINION RES INC VA NEW COM 25746U109 334 5,000 SH DFND 1 5,000 0 0
DORIAN LPG LTD SHS USD Y2106R110 278 16,653 SH DFND 2 16,653 0 0
DOVER CORP COM 260003108 382 5,446 SH DFND 2 5,446 0 0
DOW CHEM CO COM 260543103 1,041 20,345 SH DFND 1 20,345 0 0
DR PEPPER SNAPPLE GROUP INC COM 26138E109 229 3,145 SH DFND 2 3,145 0 0
DRESSER-RAND GROUP INC COM 261608103 4 50,000 SH DFND 3 50,000 0 0
DRESSER-RAND GROUP INC COM 261608103 11,423 13,410,000 SH Put DFND 1 13,410,000 0 0
DU PONT E I DE NEMOURS & CO COM 263534109 6,574 103,386 SH DFND 2 103,386 0 0
DUN & BRADSTREET CORP DEL NE COM 26483E100 326 2,671 SH DFND 2 2,671 0 0
DYAX CORP COM 26746E103 227 8,580 SH DFND 2 8,580 0 0
DYAX CORP COM 26746E103 0 15,000 SH Call DFND 3 15,000 0 0
E M C CORP MASS COM 268648102 1,002 37,979 SH DFND 1 37,979 0 0
E M C CORP MASS COM 268648102 698 26,435 SH DFND 2 26,435 0 0
E TRADE FINANCIAL CORP COM NEW 269246401 704 23,496 SH DFND 2 23,496 0 0
EATON CORP PLC SHS G29183103 1 10,000 SH Call DFND 3 10,000 0 0
EBAY INC COM 278642103 2 36,000 SH DFND 3 36,000 0 0
EBAY INC COM 278642103 3 47,400 SH Put DFND 3 47,400 0 0
ECLIPSE RES CORP COM 27890G100 0 92,000 SH Call DFND 3 92,000 0 0
EDWARDS LIFESCIENCES CORP COM 28176E108 214 1,503 SH DFND 2 1,503 0 0
EHEALTH INC COM 28238P109 262 20,619 SH DFND 2 20,619 0 0
ENDO INTL PLC SHS G30401106 5,632 7,070,000 SH Call DFND 1 7,070,000 0 0
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 7,731 120,480 SH DFND 1 120,480 0 0
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 7,701 12,000,000 SH Call DFND 1 12,000,000 0 0
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 979 18,750 SH DFND 1 18,750 0 0
ENGILITY HLDGS INC NEW COM 29286C107 323 12,844 SH DFND 2 12,844 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 1,275 42,672 SH DFND 1 42,672 0 0
ERA GROUP INC COM 26885G109 325 15,876 SH DFND 2 15,876 0 0
EXAR CORP COM 300645108 179 18,322 SH DFND 2 18,322 0 0
EXPEDIA INC DEL COM NEW 30212P303 230 2,107 SH DFND 2 2,107 0 0
EXPEDITORS INTL WASH INC COM 302130109 203 4,413 SH DFND 2 4,413 0 0
EXPRESS SCRIPTS HLDG CO COM 30219G108 213 2,399 SH DFND 2 2,399 0 0
EXXON MOBIL CORP COM 30231G102 214 2,571 SH DFND 1 2,571 0 0
F M C CORP COM NEW 302491303 5,891 112,095 SH DFND 2 112,095 0 0
FACEBOOK INC CL A 30303M102 686 8,000 SH DFND 1 8,000 0 0
FACEBOOK INC CL A 30303M102 0 2,000 SH Put DFND 3 2,000 0 0
FAIRWAY GROUP HLDGS CORP CL A 30603D109 68 19,000 SH DFND 1 19,000 0 0
FAMILY DLR STORES INC COM 307000109 67,836 860,757 SH DFND 1 860,757 0 0
FAMILY DLR STORES INC COM 307000109 1 10,000 SH DFND 3 10,000 0 0
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 7,258 196,214 SH DFND 2 196,214 0 0
FISERV INC COM 337738108 217 2,622 SH DFND 2 2,622 0 0
FLOTEK INDS INC DEL COM 343389102 149 11,853 SH DFND 2 11,853 0 0
FLUOR CORP NEW COM 343412102 228 4,299 SH DFND 2 4,299 0 0
FOOT LOCKER INC COM 344849104 287 4,286 SH DFND 2 4,286 0 0
FRANCO NEVADA CORP COM 351858105 1 20,000 SH Call DFND 3 20,000 0 0
FRANKLIN RES INC COM 354613101 837 17,079 SH DFND 2 17,079 0 0
FREESCALE SEMICONDUCTOR LTD SHS G3727Q101 52,270 1,307,719 SH DFND 1 1,307,719 0 0
FTD COS INC COM 30281V108 385 13,674 SH DFND 2 13,674 0 0
FXCM INC COM CL A 302693106 125 86,200 SH DFND 1 86,200 0 0
GAMESTOP CORP NEW CL A 36467W109 243 5,668 SH DFND 2 5,668 0 0
GAP INC DEL COM 364760108 476 12,469 SH DFND 2 12,469 0 0
GENERAL DYNAMICS CORP COM 369550108 628 4,434 SH DFND 2 4,434 0 0
GENERAL ELECTRIC CO COM 369604103 1 30,500 SH DFND 3 30,500 0 0
GENERAL ELECTRIC CO COM 369604103 0 8,000 SH Call DFND 3 8,000 0 0
GENERAL ELECTRIC CO COM 369604103 3 105,000 SH Put DFND 3 105,000 0 0
GENERAL MTRS CO COM 37045V100 5 132,600 SH Call DFND 3 132,600 0 0
GENERAL MTRS CO COM 37045V100 0 5,000 SH Put DFND 3 5,000 0 0
GILEAD SCIENCES INC COM 375558103 3,137 26,795 SH DFND 1 26,795 0 0
GNC HLDGS INC COM CL A 36191G107 1,810 40,694 SH DFND 1 40,694 0 0
GNC HLDGS INC COM CL A 36191G107 1,334 3,000,000 SH Call DFND 1 3,000,000 0 0
GOLAR LNG LTD BERMUDA SHS G9456A100 427 9,125 SH DFND 1 9,125 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 201 962 SH DFND 2 962 0 0
GOODYEAR TIRE & RUBR CO COM 382550101 7,114 235,957 SH DFND 2 235,957 0 0
GOOGLE INC CL A 38259P508 648 1,200 SH DFND 1 1,200 0 0
GOOGLE INC CL C 38259P706 514 987 SH DFND 1 987 0 0
GRACE W R & CO DEL NEW COM 38388F108 638 6,360 SH DFND 2 6,360 0 0
GREEN DOT CORP CL A 39304D102 297 15,518 SH DFND 2 15,518 0 0
HALLIBURTON CO COM 406216101 3,761 87,325 SH DFND 1 87,325 0 0
HALLIBURTON CO COM 406216101 6,249 145,093 SH DFND 2 145,093 0 0
HARMAN INTL INDS INC COM 413086109 789 6,634 SH DFND 2 6,634 0 0
HARSCO CORP COM 415864107 203 12,300 SH DFND 1 12,300 0 0
HARTFORD FINL SVCS GROUP INC COM 416515104 641 15,411 SH DFND 2 15,411 0 0
HERTZ GLOBAL HOLDINGS INC COM 42805T105 914 50,442 SH DFND 1 50,442 0 0
HERTZ GLOBAL HOLDINGS INC COM 42805T105 1,265 6,980,000 SH Put DFND 1 6,980,000 0 0
HESS CORP COM 42809H107 1,921 28,722 SH DFND 1 28,722 0 0
HESS CORP COM 42809H107 147 2,191 SH DFND 2 2,191 0 0
HOME PROPERTIES INC COM 437306103 3,894 53,301 SH DFND 1 53,301 0 0
HOME PROPERTIES INC COM 437306103 0 2,500 SH DFND 3 2,500 0 0
HORIZON PHARMA PLC SHS G4617B105 4,808 138,400 SH DFND 1 138,400 0 0
HORIZON PHARMA PLC SHS G4617B105 181 5,199 SH DFND 2 5,199 0 0
HOSPIRA INC COM 441060100 17,249 194,440 SH DFND 1 194,440 0 0
HOSPIRA INC COM 441060100 1 15,000 SH Call DFND 3 15,000 0 0
HOUSTON AMERN ENERGY CORP COM 44183U100 8 38,000 SH DFND 1 38,000 0 0
HOWARD HUGHES CORP COM 44267D107 612 4,261 SH DFND 2 4,261 0 0
HUDSON CITY BANCORP COM 443683107 3,397 343,844 SH DFND 1 343,844 0 0
HUMANA INC COM 444859102 12,291 64,254 SH DFND 1 64,254 0 0
HUMANA INC COM 444859102 750 3,922 SH DFND 2 3,922 0 0
HUMANA INC COM 444859102 37,204 19,450,000 SH Call DFND 1 19,450,000 0 0
HUMANA INC COM 444859102 1 7,200 SH Call DFND 3 7,200 0 0
HYSTER YALE MATLS HANDLING I CL A 449172105 820 11,834 SH DFND 2 11,834 0 0
IAC INTERACTIVECORP COM PAR $.001 44919P508 2,175 27,307 SH DFND 1 27,307 0 0
ICICI BK LTD ADR 45104G104 0 20,000 SH DFND 3 20,000 0 0
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IMMUNOMEDICS INC COM 452907108 0 5,000 SH Call DFND 3 5,000 0 0
IMMUNOMEDICS INC COM 452907108 0 25,300 SH Put DFND 3 25,300 0 0
INFORMATICA CORP COM 45666Q102 16,620 342,894 SH DFND 1 342,894 0 0
INFORMATICA CORP COM 45666Q102 711 14,673 SH DFND 2 14,673 0 0
INGERSOLL-RAND PLC SHS G47791101 1,122 16,635 SH DFND 2 16,635 0 0
INGRAM MICRO INC CL A 457153104 634 25,318 SH DFND 2 25,318 0 0
INSPERITY INC COM 45778Q107 232 4,557 SH DFND 2 4,557 0 0
INTEL CORP COM 458140100 514 16,884 SH DFND 2 16,884 0 0
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INTERPUBLIC GROUP COS INC COM 460690100 194 10,068 SH DFND 2 10,068 0 0
INTRALINKS HLDGS INC COM 46118H104 162 13,616 SH DFND 2 13,616 0 0
INTUIT COM 461202103 223 2,212 SH DFND 2 2,212 0 0
INVESCO SR INCOME TR COM 46131H107 63 14,100 SH DFND 1 14,100 0 0
INVESTORS BANCORP INC NEW COM 46146L101 7,864 639,340 SH DFND 2 639,340 0 0
ISHARES MSCI CDA ETF 464286509 3,059 11,470,000 SH Put DFND 1 11,470,000 0 0
ISHARES MSCI CDA ETF 464286509 267 10,000 SH DFND 1 10,000 0 0
ISHARES MSCI GERMANY ETF 464286806 5,671 20,340,000 SH Put DFND 1 20,340,000 0 0
ISHARES MSCI MEX CAP ETF 464286822 5,111 8,950,000 SH Call DFND 1 8,950,000 0 0
ISHARES TR CHINA LG-CAP ETF 464287184 6,900 14,970,000 SH Call DFND 1 14,970,000 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 101,748 81,490,000 SH Put DFND 1 81,490,000 0 0
JAZZ PHARMACEUTICALS PLC SHS USD G50871105 352 2,000 SH DFND 1 2,000 0 0
JUNIPER NETWORKS INC COM 48203R104 229 8,818 SH DFND 2 8,818 0 0
KAPSTONE PAPER & PACKAGING C COM 48562P103 236 10,200 SH DFND 1 10,200 0 0
KAR AUCTION SVCS INC COM 48238T109 637 17,044 SH DFND 2 17,044 0 0
KATE SPADE & CO COM 485865109 224 10,400 SH DFND 1 10,400 0 0
KINDER MORGAN INC DEL COM 49456B101 455 11,864 SH DFND 1 11,864 0 0
KITE PHARMA INC COM 49803L109 633 10,385 SH DFND 1 10,385 0 0
KLX INC COM 482539103 1,548 35,083 SH DFND 1 35,083 0 0
KNOWLES CORP COM 49926D109 1,200 66,314 SH DFND 2 66,314 0 0
LANDS END INC NEW COM 51509F105 576 23,216 SH DFND 2 23,216 0 0
LEAR CORP COM NEW 521865204 7,146 63,660 SH DFND 2 63,660 0 0
LGI HOMES INC COM 50187T106 260 13,169 SH DFND 2 13,169 0 0
LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 595 21,424 SH DFND 2 21,424 0 0
LIBERTY MEDIA CORP DELAWARE CL A 531229102 2,454 68,089 SH DFND 2 68,089 0 0
LIGAND PHARMACEUTICALS INC COM NEW 53220K504 216 2,138 SH DFND 2 2,138 0 0
LITHIA MTRS INC CL A 536797103 263 2,324 SH DFND 2 2,324 0 0
LOWES COS INC COM 548661107 207 3,088 SH DFND 2 3,088 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 506 4,888 SH DFND 2 4,888 0 0
MACERICH CO COM 554382101 1,968 26,385 SH DFND 1 26,385 0 0
MACQUARIE INFRASTRUCTURE COR COM 55608B105 6,235 75,455 SH DFND 2 75,455 0 0
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 2,211 30,127 SH DFND 1 30,127 0 0
MALLINCKRODT PUB LTD CO SHS G5785G107 1,464 12,437 SH DFND 1 12,437 0 0
MALLINCKRODT PUB LTD CO SHS G5785G107 2,889 24,540 SH DFND 2 24,540 0 0
MANITOWOC INC COM 563571108 631 32,218 SH DFND 1 32,218 0 0
MANPOWERGROUP INC COM 56418H100 248 2,775 SH DFND 2 2,775 0 0
MARATHON PETE CORP COM 56585A102 225 4,294 SH DFND 2 4,294 0 0
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 511 38,760 SH DFND 2 38,760 0 0
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 0 2,500 SH DFND 3 2,500 0 0
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 0 15,200 SH Call DFND 3 15,200 0 0
MATTSON TECHNOLOGY INC COM 577223100 503 150,000 SH DFND 1 150,000 0 0
MATTSON TECHNOLOGY INC COM 577223100 0 2,500 SH DFND 3 2,500 0 0
MAXWELL TECHNOLOGIES INC COM 577767106 84 14,100 SH DFND 1 14,100 0 0
MEADOWBROOK INS GROUP INC COM 58319P108 171 19,887 SH DFND 2 19,887 0 0
MENS WEARHOUSE INC COM 587118100 1,433 22,361 SH DFND 1 22,361 0 0
MENS WEARHOUSE INC COM 587118100 58 909 SH DFND 2 909 0 0
MENTOR GRAPHICS CORP COM 587200106 244 9,234 SH DFND 2 9,234 0 0
MGIC INVT CORP WIS COM 552848103 232 20,347 SH DFND 2 20,347 0 0
MICHAEL KORS HLDGS LTD SHS G60754101 421 10,000 SH DFND 1 10,000 0 0
MICHAEL KORS HLDGS LTD SHS G60754101 842 2,000,000 SH Call DFND 1 2,000,000 0 0
MICREL INC COM 594793101 189 13,603 SH DFND 2 13,603 0 0
MICRON TECHNOLOGY INC COM 595112103 402 21,337 SH DFND 2 21,337 0 0
MICROSOFT CORP COM 594918104 1,305 29,558 SH DFND 1 29,558 0 0
MICROSOFT CORP COM 594918104 7,699 174,372 SH DFND 2 174,372 0 0
MICROSOFT CORP COM 594918104 1 16,600 SH Call DFND 3 16,600 0 0
MOLSON COORS BREWING CO CL B 60871R209 1,692 24,244 SH DFND 1 24,244 0 0
MONDELEZ INTL INC CL A 609207105 7,695 187,038 SH DFND 2 187,038 0 0
MONMOUTH REAL ESTATE INVT CO CL A 609720107 194 20,000 SH DFND 1 20,000 0 0
MOODYS CORP COM 615369105 204 1,889 SH DFND 2 1,889 0 0
MOOG INC CL A 615394202 251 3,553 SH DFND 1 3,553 0 0
MOTOROLA SOLUTIONS INC COM NEW 620076307 941 16,418 SH DFND 2 16,418 0 0
MSC INDL DIRECT INC CL A 553530106 200 2,868 SH DFND 2 2,868 0 0
MURPHY USA INC COM 626755102 1,900 34,031 SH DFND 2 34,031 0 0
MYLAN N V SHS EURO N59465109 2 25,300 SH Put DFND 3 25,300 0 0
MYLAN N V SHS EURO N59465109 3 39,000 SH DFND 3 39,000 0 0
MYLAN N V SHS EURO N59465109 9,492 139,872 SH DFND 1 139,872 0 0
MYLAN N V SHS EURO N59465109 7,217 106,353 SH DFND 2 106,353 0 0
MYLAN N V SHS EURO N59465109 3 30,100 SH Call DFND 3 30,100 0 0
MYRIAD GENETICS INC COM 62855J104 0 2,000 SH DFND 3 2,000 0 0
MYRIAD GENETICS INC COM 62855J104 0 10,000 SH Put DFND 3 10,000 0 0
NAVIENT CORP COM 63938C108 2,070 113,679 SH DFND 2 113,679 0 0
NCR CORP NEW COM 62886E108 7,465 248,005 SH DFND 2 248,005 0 0
NEUROCRINE BIOSCIENCES INC COM 64125C109 2 35,000 SH Call DFND 3 35,000 0 0
NEW MEDIA INVT GROUP INC COM 64704V106 441 24,588 SH DFND 2 24,588 0 0
NEW RESIDENTIAL INVT CORP COM NEW 64828T201 1,544 101,319 SH DFND 2 101,319 0 0
NEWELL RUBBERMAID INC COM 651229106 207 5,035 SH DFND 2 5,035 0 0
NEWLINK GENETICS CORP COM 651511107 1 15,000 SH Call DFND 3 15,000 0 0
NEWLINK GENETICS CORP COM 651511107 0 700 SH Put DFND 3 700 0 0
NEWS CORP NEW CL A 65249B109 2,309 158,241 SH DFND 2 158,241 0 0
NEXVET BIOPHARMA PUB LTD CO ORD SHS G6503X109 161 32,485 SH DFND 1 32,485 0 0
NORTHROP GRUMMAN CORP COM 666807102 650 4,097 SH DFND 2 4,097 0 0
NORTHSTAR RLTY FIN CORP COM NEW 66704R704 1,113 70,000 SH DFND 1 70,000 0 0
NOW INC COM 67011P100 1,582 79,471 SH DFND 2 79,471 0 0
NUANCE COMMUNICATIONS INC COM 67020Y100 469 26,793 SH DFND 1 26,793 0 0
NVIDIA CORP COM 67066G104 246 12,250 SH DFND 1 12,250 0 0
NVIDIA CORP COM 67066G104 205 10,182 SH DFND 2 10,182 0 0
NXP SEMICONDUCTORS N V COM N6596X109 33,329 33,940,000 SH Call DFND 1 33,940,000 0 0
OCLARO INC COM NEW 67555N206 0 15,000 SH DFND 3 15,000 0 0
OFFICE DEPOT INC COM 676220106 162 18,652 SH DFND 2 18,652 0 0
OIL STS INTL INC COM 678026105 786 21,113 SH DFND 2 21,113 0 0
OMNICARE INC COM 681904108 67,827 719,655 SH DFND 1 719,655 0 0
OMNICOM GROUP INC COM 681919106 276 3,966 SH DFND 2 3,966 0 0
ONCOTHYREON INC COM 682324108 128 34,200 SH DFND 1 34,200 0 0
ONE GAS INC COM 68235P108 1,574 36,988 SH DFND 2 36,988 0 0
ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 368 10,815 SH DFND 1 10,815 0 0
ORBITZ WORLDWIDE INC COM 68557K109 95 8,316 SH DFND 2 8,316 0 0
ORBITZ WORLDWIDE INC COM 68557K109 2 94,700 SH Call DFND 3 94,700 0 0
ORTHOFIX INTL N V COM N6748L102 234 7,079 SH DFND 2 7,079 0 0
OUTERWALL INC COM 690070107 3 45,900 SH DFND 3 45,900 0 0
OUTERWALL INC COM 690070107 3 45,900 SH Put DFND 3 45,900 0 0
OUTFRONT MEDIA INC COM 69007J106 844 33,441 SH DFND 1 33,441 0 0
OWENS ILL INC COM NEW 690768403 7,013 305,721 SH DFND 2 305,721 0 0
PACCAR INC COM 693718108 365 5,725 SH DFND 2 5,725 0 0
PALL CORP COM 696429307 2,397 19,263 SH DFND 1 19,263 0 0
PALL CORP COM 696429307 6,559 5,270,000 SH Call DFND 1 5,270,000 0 0
PANDORA MEDIA INC COM 698354107 777 5,000,000 SH Call DFND 1 5,000,000 0 0
PARAGON OFFSHORE PLC SHS G6S01W108 51 46,800 SH DFND 1 46,800 0 0
PEABODY ENERGY CORP COM 704549104 49 22,500 SH DFND 1 22,500 0 0
PEABODY ENERGY CORP COM 704549104 0 56,700 SH Call DFND 3 56,700 0 0
PENN NATL GAMING INC COM 707569109 249 13,562 SH DFND 2 13,562 0 0
PEPCO HOLDINGS INC COM 713291102 1,616 60,000 SH DFND 1 60,000 0 0
PEPSICO INC COM 713448108 7,099 76,057 SH DFND 2 76,057 0 0
PERNIX THERAPEUTICS HLDGS IN COM 71426V108 96 16,265 SH DFND 2 16,265 0 0
PERRIGO CO PLC SHS G97822103 900 4,870 SH DFND 1 4,870 0 0
PHILLIPS 66 COM 718546104 660 8,193 SH DFND 2 8,193 0 0
PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 936 13,000 SH DFND 1 13,000 0 0
PINNACLE ENTMT INC COM 723456109 221 5,928 SH DFND 2 5,928 0 0
PINNACLE ENTMT INC COM 723456109 0 5,000 SH Call DFND 3 5,000 0 0
PLAINS GP HLDGS L P SHS A REP LTPN 72651A108 543 21,000 SH DFND 1 21,000 0 0
PLURISTEM THERAPEUTICS INC COM 72940R102 170 67,501 SH DFND 1 67,501 0 0
PMC-SIERRA INC COM 69344F106 93 10,830 SH DFND 2 10,830 0 0
POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 12,352 51,920,000 SH Put DFND 1 51,920,000 0 0
POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 7,918 33,910,000 SH Call DFND 1 33,910,000 0 0
POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 13,967 55,800,000 SH Call DFND 1 55,800,000 0 0
PPG INDS INC COM 693506107 408 3,554 SH DFND 2 3,554 0 0
PRICE T ROWE GROUP INC COM 74144T108 350 4,506 SH DFND 2 4,506 0 0
PROGENICS PHARMACEUTICALS IN COM 743187106 140 18,704 SH DFND 2 18,704 0 0
PROSHARES TR II ULTRASHORT YEN N 74347W569 443 4,801 SH DFND 1 4,801 0 0
PROTHENA CORP PLC SHS G72800108 1,188 22,556 SH DFND 2 22,556 0 0
PROVIDENCE SVC CORP COM 743815102 212 4,779 SH DFND 2 4,779 0 0
QEP RES INC COM 74733V100 202 10,900 SH DFND 1 10,900 0 0
QUALCOMM INC COM 747525103 1,139 18,182 SH DFND 1 18,182 0 0
QUALCOMM INC COM 747525103 644 10,282 SH DFND 2 10,282 0 0
QUALCOMM INC COM 747525103 7,829 12,500,000 SH Call DFND 1 12,500,000 0 0
QUALITY DISTR INC FLA COM 74756M102 1,438 92,998 SH DFND 1 92,998 0 0
QUALITY DISTR INC FLA COM 74756M102 143 9,272 SH DFND 2 9,272 0 0
QUANTUM CORP COM DSSG 747906204 255 151,684 SH DFND 2 151,684 0 0
RACKSPACE HOSTING INC COM 750086100 6,331 170,233 SH DFND 2 170,233 0 0
RADIAN GROUP INC COM 750236101 278 14,806 SH DFND 2 14,806 0 0
RADIUS HEALTH INC COM NEW 750469207 474 7,000 SH DFND 1 7,000 0 0
RADNET INC COM 750491102 177 26,395 SH DFND 2 26,395 0 0
RALPH LAUREN CORP CL A 751212101 289 2,184 SH DFND 2 2,184 0 0
RAYTHEON CO COM NEW 755111507 397 4,148 SH DFND 2 4,148 0 0
REPUBLIC AWYS HLDGS INC COM 760276105 628 68,449 SH DFND 1 68,449 0 0
REPUBLIC AWYS HLDGS INC COM 760276105 64 6,951 SH DFND 2 6,951 0 0
RESTAURANT BRANDS INTL INC COM 76131D103 7,230 189,214 SH DFND 2 189,214 0 0
RETROPHIN INC COM 761299106 1 25,000 SH Call DFND 3 25,000 0 0
RLJ ENTMT INC COM 74965F104 5 13,503 SH DFND 1 13,503 0 0
ROCK-TENN CO CL A 772739207 1 18,000 SH Call DFND 3 18,000 0 0
ROWAN COMPANIES PLC SHS CL A G7665A101 952 45,105 SH DFND 2 45,105 0 0
SALLY BEAUTY HLDGS INC COM 79546E104 553 17,500 SH DFND 1 17,500 0 0
SANCHEZ ENERGY CORP COM 79970Y105 5,355 546,457 SH DFND 1 546,457 0 0
SANCHEZ ENERGY CORP COM 79970Y105 2 206 SH DFND 2 206 0 0
SANDISK CORP COM 80004C101 589 10,118 SH DFND 2 10,118 0 0
SANTANDER CONSUMER USA HDG I COM 80283M101 732 28,637 SH DFND 2 28,637 0 0
SAREPTA THERAPEUTICS INC COM 803607100 0 12,500 SH Call DFND 3 12,500 0 0
SCHWAB CHARLES CORP NEW COM 808513105 1,167 35,750 SH DFND 1 35,750 0 0
SCIENCE APPLICATNS INTL CP N COM 808625107 1,767 33,428 SH DFND 2 33,428 0 0
SCIENTIFIC GAMES CORP CL A 80874P109 4,667 300,334 SH DFND 1 300,334 0 0
SCIENTIFIC GAMES CORP CL A 80874P109 9 574 SH DFND 2 574 0 0
SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 200 3,056 SH DFND 2 3,056 0 0
SELECT MED HLDGS CORP COM 81619Q105 266 16,424 SH DFND 2 16,424 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 6,602 27,080,000 SH Put DFND 1 27,080,000 0 0
SEMTECH CORP COM 816850101 199 10,000 SH DFND 1 10,000 0 0
SEQUENOM INC COM NEW 817337405 102 33,538 SH DFND 2 33,538 0 0
SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 228 5,000 SH DFND 1 5,000 0 0
SHERWIN WILLIAMS CO COM 824348106 209 759 SH DFND 2 759 0 0
SHIRE PLC SPONSORED ADR 82481R106 1,050 4,350 SH DFND 1 4,350 0 0
SIBANYE GOLD LTD SPONSORED ADR 825724206 1,024 158,831 SH DFND 2 158,831 0 0
SIGMA ALDRICH CORP COM 826552101 32,162 230,798 SH DFND 1 230,798 0 0
SIGNATURE BK NEW YORK N Y COM 82669G104 739 5,048 SH DFND 2 5,048 0 0
SIGNET JEWELERS LIMITED SHS G81276100 7,896 61,570 SH DFND 2 61,570 0 0
SILVER BAY RLTY TR CORP COM 82735Q102 431 26,483 SH DFND 2 26,483 0 0
SILVER STD RES INC COM 82823L106 471 75,000 SH DFND 1 75,000 0 0
SINCLAIR BROADCAST GROUP INC CL A 829226109 204 7,322 SH DFND 2 7,322 0 0
SIZMEK INC COM 83013P105 142 20,053 SH DFND 2 20,053 0 0
SOLAZYME INC COM 83415T101 36 11,500 SH DFND 1 11,500 0 0
SOTHEBYS COM 835898107 7,775 171,859 SH DFND 2 171,859 0 0
SPDR SERIES TRUST S&P HOMEBUILD 78464A888 6,541 17,860,000 SH Call DFND 1 17,860,000 0 0
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 699 12,678 SH DFND 2 12,678 0 0
SPIRIT AIRLS INC COM 848577102 242 3,900 SH DFND 1 3,900 0 0
SQUARE 1 FINL INC CL A 85223W101 212 7,749 SH DFND 2 7,749 0 0
ST JUDE MED INC COM 790849103 414 5,664 SH DFND 2 5,664 0 0
STARWOOD PPTY TR INC COM 85571B105 560 25,982 SH DFND 2 25,982 0 0
STARWOOD WAYPOINT RESIDENTL COM SHS 85571W109 713 30,002 SH DFND 2 30,002 0 0
STERLING BANCORP DEL COM 85917A100 764 51,960 SH DFND 1 51,960 0 0
STRAIGHT PATH COMMUNICATNS I CL B 862578101 277 8,456 SH DFND 2 8,456 0 0
STRYKER CORP COM 863667101 367 3,840 SH DFND 2 3,840 0 0
SUNEDISON INC COM 86732Y109 830 27,742 SH DFND 2 27,742 0 0
SUNESIS PHARMACEUTICALS INC COM NEW 867328601 0 14,000 SH DFND 3 14,000 0 0
SUNESIS PHARMACEUTICALS INC COM NEW 867328601 0 50,800 SH Call DFND 3 50,800 0 0
SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 1,484 39,012 SH DFND 1 39,012 0 0
SUPERNUS PHARMACEUTICALS INC COM 868459108 509 30,000 SH DFND 1 30,000 0 0
SUPERVALU INC COM 868536103 177 21,906 SH DFND 2 21,906 0 0
SUSQUEHANNA BANCSHARES INC P COM 869099101 7,011 496,523 SH DFND 1 496,523 0 0
SYMANTEC CORP COM 871503108 361 15,510 SH DFND 2 15,510 0 0
SYNERGY PHARMACEUTICALS DEL *W EXP 12/06/201 871639118 0 122,300 SH DFND 3 122,300 0 0
SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 1,702 205,000 SH DFND 1 205,000 0 0
SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 0 24,500 SH DFND 3 24,500 0 0
SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 2,905 35,000,000 SH Put DFND 1 35,000,000 0 0
SYNGENTA AG SPONSORED ADR 87160A100 13,245 162,292 SH DFND 1 162,292 0 0
TESSERA TECHNOLOGIES INC COM 88164L100 217 5,716 SH DFND 2 5,716 0 0
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 3,026 51,198 SH DFND 1 51,198 0 0
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 3 48,421 SH DFND 3 48,421 0 0
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,773 3,000,000 SH Call DFND 1 3,000,000 0 0
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 5 71,400 SH Call DFND 3 71,400 0 0
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 2 26,000 SH Put DFND 3 26,000 0 0
TEXAS INSTRS INC COM 882508104 694 13,475 SH DFND 2 13,475 0 0
TEXTRON INC COM 883203101 241 5,400 SH DFND 1 5,400 0 0
THE ADT CORPORATION COM 00101J106 2,728 81,263 SH DFND 2 81,263 0 0
THERAVANCE BIOPHARMA INC COM G8807B106 303 23,244 SH DFND 2 23,244 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 630 4,853 SH DFND 2 4,853 0 0
TIME WARNER INC COM NEW 887317303 662 7,576 SH DFND 2 7,576 0 0
TRANSDIGM GROUP INC COM 893641100 247 1,100 SH DFND 1 1,100 0 0
TRIANGLE PETE CORP COM NEW 89600B201 622 123,903 SH DFND 1 123,903 0 0
TRIBUNE MEDIA CO CL A 896047503 1,488 27,862 SH DFND 1 27,862 0 0
TRIUMPH GROUP INC NEW COM 896818101 7,286 110,412 SH DFND 2 110,412 0 0
TWENTY FIRST CENTY FOX INC CL A 90130A101 473 14,519 SH DFND 2 14,519 0 0
TWENTY FIRST CENTY FOX INC CL B 90130A200 1,315 40,798 SH DFND 1 40,798 0 0
TYCO INTL PLC SHS G91442106 315 8,182 SH DFND 2 8,182 0 0
UNILIFE CORP NEW COM 90478E103 269 125,000 SH DFND 1 125,000 0 0
UNIQURE NV SHS N90064101 432 16,000 SH DFND 1 16,000 0 0
UNITED STATES OIL FUND LP UNITS 91232N108 308 15,500 SH DFND 1 15,500 0 0
UNITED TECHNOLOGIES CORP COM 913017109 502 4,522 SH DFND 2 4,522 0 0
UNIVERSAL TECHNICAL INST INC COM 913915104 138 16,032 SH DFND 2 16,032 0 0
VALEANT PHARMACEUTICALS INTL COM 91911K102 7,035 31,668 SH DFND 2 31,668 0 0
VALERO ENERGY CORP NEW COM 91913Y100 541 8,638 SH DFND 2 8,638 0 0
VANDA PHARMACEUTICALS INC COM 921659108 250 19,725 SH DFND 2 19,725 0 0
VCA INC COM 918194101 635 11,667 SH DFND 2 11,667 0 0
VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 1,551 78,782 SH DFND 1 78,782 0 0
VIRNETX HLDG CORP COM 92823T108 673 160,353 SH DFND 1 160,353 0 0
VISTEON CORP COM NEW 92839U206 652 6,209 SH DFND 2 6,209 0 0
VIVUS INC COM 928551100 156 66,180 SH DFND 2 66,180 0 0
VORNADO RLTY TR SH BEN INT 929042109 3,838 40,432 SH DFND 1 40,432 0 0
VULCAN MATLS CO COM 929160109 625 7,446 SH DFND 2 7,446 0 0
WALGREENS BOOTS ALLIANCE INC COM 931427108 641 7,593 SH DFND 2 7,593 0 0
WEATHERFORD INTL PLC ORD SHS G48833100 0 12,000 SH DFND 3 12,000 0 0
WEATHERFORD INTL PLC ORD SHS G48833100 1 60,000 SH Put DFND 3 60,000 0 0
WEBMD HEALTH CORP COM 94770V102 212 4,794 SH DFND 2 4,794 0 0
WEC ENERGY GROUP INC COM 92939U106 247 5,500 SH DFND 1 5,500 0 0
WENDYS CO COM 95058W100 6,456 572,325 SH DFND 2 572,325 0 0
WESCO INTL INC COM 95082P105 6,119 89,144 SH DFND 2 89,144 0 0
WHIRLPOOL CORP COM 963320106 427 2,470 SH DFND 2 2,470 0 0
WHITEWAVE FOODS CO COM 966244105 3,444 70,465 SH DFND 2 70,465 0 0
WILLIAMS COS INC DEL COM 969457100 5,842 101,795 SH DFND 1 101,795 0 0
WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 5 93,300 SH Call DFND 3 93,300 0 0
WISDOMTREE TR EUROPE HEDGED EQ 97717X701 13,932 22,620,000 SH Call DFND 1 22,620,000 0 0
WISDOMTREE TR INDIA ERNGS FD 97717W422 9,182 42,370,000 SH Call DFND 1 42,370,000 0 0
WISDOMTREE TR JAPN HEDGE EQT 97717W851 4,364 7,630,000 SH Put DFND 1 7,630,000 0 0
WP GLIMCHER IN COM 92939N102 1,513 111,835 SH DFND 2 111,835 0 0
XENCOR INC COM 98401F105 226 10,271 SH DFND 2 10,271 0 0
XEROX CORP COM 984121103 145 13,643 SH DFND 2 13,643 0 0
XOMA CORP DEL COM 98419J107 92 23,813 SH DFND 2 23,813 0 0
YAHOO INC COM 984332106 2,198 55,935 SH DFND 1 55,935 0 0
YAHOO INC COM 984332106 169 4,306 SH DFND 2 4,306 0 0
YELP INC CL A 985817105 1,329 30,894 SH DFND 1 30,894 0 0
ZIONS BANCORPORATION COM 989701107 213 6,723 SH DFND 2 6,723 0 0
ZOETIS INC CL A 98978V103 6,900 143,100 SH DFND 1 143,100 0 0
ZOETIS INC CL A 98978V103 10,059 208,601 SH DFND 2 208,601 0 0
ZOETIS INC CL A 98978V103 2,411 5,000,000 SH Call DFND 1 5,000,000 0 0

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