Form MA-I/A RAYMOND JAMES & ASSOCIAT

  
    MA-I/A
    
      
        0000724743
        XXXXXXXX
      
      
        CLARISSA NICHELLE KERR
        901-680-8474
      
      [email protected]
      
        [email protected]
        [email protected]
      
    
  
  
    N
    Y
    
      PAUL
      SCOTT
      RITTELMEYER
    
    002306721
    N
    1
    
      
        
          
            0000724743
          
          RAYMOND JAMES & ASSOCIATES, INC.
          10-18-2012
          N
        
        
          
            FORM MA WILL BE FILED SHORTLY
          
        
        
          
            SUPERVISED
            10-18-2012
            
              
                50 NORTH FRONT STREET
                MEMPHIS
                TN
                38103
              
            
          
          
            LOCATED
            10-18-2012
            
              
                100 MORGAN KEEGAN DRIVE
                SUITE 200
                LITTLE ROCK
                AR
                72202
              
            
          
        
      
    
    
      
        RITT
        NMN
        RITTELMEYER
      
    
    
    
      
        10-2012
        RAYMOND JAMES & ASSOCIATES, INC
        
          LITTLE ROCK
          
            AR
          
          72202
        
        Y
        Y
        REGISTERED REPRESENTATIVE
      
      
        
          09-1998
          10-2012
          MORGAN KEEGAN & INC COMPANY , INC
          
            LITTLE ROCK
            
              AR
            
            72202
          
          Y
          Y
          REGISTERED REPRESENTATIVE
        
      
    
    N
    
      
        
          N
          N
          N
          N
        
        N
        N
        N
        N
      
      
        
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
          N
        
        N
        N
        N
        N
        N
        N
        N
        N
      
      
        N
      
      
        N
        N
        N
        N
      
      
        N
        N
        N
        N
        N
      
      
        N
        N
        N
      
      
        N
        N
        N
        N
      
      
        N
      
    
    
      
        06-17-2016
        DIANE ANDERSON
        COMPLIANCE MANAGER - PCG
      
    
  

You May Also Be Interested In

• Vincerx Pharma (VINC) Announces Proposed Share and Warrant Offering
• Siebert Financial Corp (SIEB) Receives Nasdaq Non-compliance Notice
• INmune Bio (INMB) Prices 986K Share Offering at $9.84/sh