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Form MA-A KeyBank Municipal Adviso For: Dec 31

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May 12, 2016 3:30 PM EDT 


  
    MA-A
    
      
        0001631061
        XXXXXXXX
      
      
        RR Donnelley EDGAR Services
        404-350-2000
      
      [email protected]
      
        [email protected]
        [email protected]
      
    
  
  
    12-31-2015
    Y
    KeyBank Municipal Advisor Department
    34-0797057
    
      
        866-01566-00
      
      
        
          867-01579
        
        
          
            
              
                OH
              
            
          
        
      
    
    
      
        
          100 PUBLIC SQUARE
          CLEVELAND
          OH
          44114
        
      
      216-689-3736
    
    N
    
      
        100 PUBLIC SQUARE
        CLEVELAND
        OH
        44114
      
    
    Key.com
    
      
        David
        Anthony
        Cindrich
      
      

        
          100 Public Square
          Cleveland
          OH
          44114
        
      

      216-689-3736
      [email protected]
    
    
      
        Barbara
        Elaine
        Mctaggart
      
      

        
          100 Public Square
          Cleveland
          OH
          44114
        
      

      216-689-8221
      [email protected]
    
    
      
        
          
        
      
    
    December
    
      OH
    
    07-14-2014
    N
    8
    5
    0
    0
    0
    4
    
      
        Municipal Entities
      
    
    0
    0
    0
    
      
        Public pension funds
        Local government investment pools
        State government investment pools
        Hospitals
        Colleges
      
    
    
      
        Other
      
      Investment Advisory Fee
    
    
      
        Other
      
      Applicant is not compensated with solicitation fees. Only investment advisory fees once business is gained
    
    
      
        Advice Investment Of Proceeds MS
      
    
    
      
        Y
        Y
      
    
    N
    
      Banking/Thrift institution
    
    1
    
      N
      N
      N
      N
      N
      N
      Y
      Y
      Y
      N
      Y
      N
      N
      N
    
    
      
        N
        N
        N
        N
      
      
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
        N
      
      
        N
        N
        N
        N
      
    
    N
    N
    
      
        
          KeyBank National Association
          N
          
            
          
          34-0797057
          
            Owner
            07-14-2014
            E
            Y
          
        
      
      
        
          
            Timothy
            Lee
            Swanson
          
          
            President
            07-14-2014
            NA
            Y
            004367261
          
        
        
          
            David
            Anthony
            Cindrich
          
          
            CCO
            01-15-2015
            NA
            Y
          
        
        
          
            Deborah
            A
            Markovic
          
          
            President
            01-15-2015
            NA
            N
            006066719
          
        
      
    
    
      
        
          
            Amend
          
          
            KeyBank National Association
            N
            
              
            
            34-0797057
            
              Owner
              07-14-2014
              E
              Y
            
          
        
      
      
        
          
            Delete
          
          
            
              Timothy
              Lee
              Swanson
            
            
              President
              07-14-2014
              NA
              Y
              004367261
            
          
        
        
          
            Amend
          
          
            
              David
              Anthony
              Cindrich
            
            
              CCO
              01-15-2015
              NA
              Y
            
          
        
        
          
            Amend
          
          
            
              Deborah
              A
              Markovic
            
            
              Chief Financial Officer
              01-15-2015
              NA
              N
              006066719
            
          
        
        
          
            Amend
          
          
            
              Kevin
              Michael
              Gale
            
            
              President
              09-01-2015
              NA
              Y
              004354421
            
          
        
      
    
    
      
        David Anthony Cindrich
        David Anthony Cindrich
        CCO
        04-27-2016
      
    
    
      N
      N
      N
      N
      N
      Y
      N
      N
      N
      N
      N
      N
      N
      N
      N
      N
      N
      N
      N
      N

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