Form 6-K NOMURA HOLDINGS INC For: Dec 12
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FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of December 2014
NOMURA HOLDINGS, INC.
(Translation of registrant�s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F������X������������Form 40-F��������������
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Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ������������
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ������������
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Table of Contents
Information furnished on this form:
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Exhibit Number | ||
1. | �� | (English Translation) Share Buyback Report for the reporting month from November�1, 2014 to November�30, 2014 |
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
�
� | NOMURA HOLDINGS, INC. | |||
Date: December�12, 2014 | � | By: | � | /s/ Hajime Ikeda |
� | � | Hajime Ikeda | ||
� | � | Managing Director |
Table of Contents
[Translation of Share Buyback Report for the reporting month from November�1, 2014 to November�30, 2014
filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on December�12, 2014]
Class of Shares: Common Stock
�
1. | Status of repurchase |
�
(1) | Status of a repurchase pursuant to a resolution at a general meeting of shareholders |
Not applicable
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(2) | Status of a repurchase pursuant to a resolution at the meeting of a board of directors (�Board�) |
�
� | �� | as�of�November�30, 2014 | � | |||||||
� | �� | Number�of�Shares | � | �� | Total�Repurchase Amount�(JPY) |
� | ||||
Authorization pursuant to the resolution of the Board (October�28, 2014) |
�� | � | � | 40,000,000 | �� | �� | � | 28,000,000,000 | �� | |
(Period of repurchase: from November�13, 2014 to January�16, 2015) |
�� | � | �� | |||||||
Repurchases during this reporting month (Date of repurchase) |
�� | (Date) | � | � | ��� | �� | �� | � | ��� | �� |
�� | � | � |
� |
� | �� | � |
� |
� | ||
Total |
�� | ��� | � | � | 0 | �� | �� | � | 0 | �� |
�� | � | � |
� |
� | �� | � |
� |
� | ||
Aggregate shares repurchased as of the end of this reporting month |
�� | � | � | 0 | �� | �� | � | 0 | �� | |
Progress of share repurchase (%) |
�� | � | � | 0.0 | �� | �� | � | 0.0 | �� |
�
2. | Status of disposition |
�
� | �� | as of November�30, 2014 | � | |||||||
� | �� | Number�of�shares�disposed in the reporting month |
� | �� | Aggregate�amount�of disposition (JPY) |
� | ||||
Treasury shares disposed subject to procedures for issuance of new shares |
�� | (Date) | � | � | ��� | �� | �� | � | ��� | �� |
�� | � | � |
� |
� | �� | � |
� |
� | ||
Subtotal |
�� | ��� | � | � | ��� | �� | �� | � | ��� | �� |
�� | � | � |
� |
� | �� | � |
� |
� | ||
Treasury shares canceled |
�� | (Date) | � | � | ��� | �� | �� | � | ��� | �� |
�� | � | � |
� |
� | �� | � |
� |
� | ||
Subtotal |
�� | ��� | � | � | ��� | �� | �� | � | ��� | �� |
�� | � | � |
� |
� | �� | � |
� |
� | ||
Treasury shares transferred upon merger, share exchange or demerger |
�� | (Date) | � | � | ��� | �� | �� | � | ��� | �� |
�� | � | � |
� |
� | �� | � |
� |
� | ||
Subtotal |
�� | ��� | � | � | ��� | �� | �� | � | ��� | �� |
�� | � | � |
� |
� | �� | � |
� |
� | ||
Other (upon request for purchasing �less-than-a-full-unit shares�) |
�� | (Date) | � | �� | ||||||
�� | Nov 6 | � | � | 69 | �� | �� | � | 43,911 | �� | |
�� | � | � |
� |
� | �� | � |
� |
� | ||
Subtotal |
�� | ��� | � | � | 69 | �� | �� | � | 43,911 | �� |
�� | � | � |
� |
� | �� | � |
� |
� | ||
Other (exercise of stock acquisition rights) |
�� | (Date) | � | �� | ||||||
�� | Nov�4 | � | � | 1,027,500 | �� | �� | � | 3,392,500 | �� | |
�� | Nov�5 | � | � | 294,600 | �� | �� | � | 1,486,600 | �� | |
�� | Nov�6 | � | � | 246,600 | �� | �� | � | 1,192,600 | �� | |
�� | Nov�7 | � | � | 589,900 | �� | �� | � | 1,956,900 | �� | |
�� | Nov�10 | � | � | 419,400 | �� | �� | � | 1,365,400 | �� | |
�� | Nov�11 | � | � | 236,200 | �� | �� | � | 709,200 | �� | |
�� | Nov�12 | � | � | 94,800 | �� | �� | � | 2,407,800 | �� | |
�� | Nov�13 | � | � | 288,200 | �� | �� | � | 4,091,200 | �� | |
�� | Nov�14 | � | � | 42,100 | �� | �� | � | 9,727,100 | �� | |
�� | Nov�17 | � | � | 210,000 | �� | �� | � | 27,235,200 | �� | |
�� | Nov�18 | � | � | 52,000 | �� | �� | � | 15,933,000 | �� | |
�� | Nov�19 | � | � | 116,800 | �� | �� | � | 16,453,800 | �� | |
�� | Nov�20 | � | � | 68,100 | �� | �� | � | 13,138,100 | �� | |
�� | Nov�21 | � | � | 238,700 | �� | �� | � | 9,019,700 | �� | |
�� | Nov�25 | � | � | 30,800 | �� | �� | � | 5,609,800 | �� | |
�� | Nov�26 | � | � | 37,800 | �� | �� | � | 7,050,800 | �� | |
�� | Nov�27 | � | � | 253,600 | �� | �� | � | 13,846,600 | �� | |
�� | Nov�28 | � | � | 1,557,900 | �� | �� | � | 2,151,900 | �� | |
�� | � | � |
� |
� | �� | � |
� |
� | ||
Subtotal |
�� | ��� | � | � | 5,805,000 | �� | �� | � | 136,768,200 | �� |
�� | � | � |
� |
� | �� | � |
� |
� | ||
Total |
�� | ��� | � | � | 5,805,069 | �� | �� | � | 136,812,111 | �� |
�� | � | � |
� |
� | �� | � |
� |
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Table of Contents
3. | Status of shares held in treasury |
�
� | �� | As�of�November�30,�2014 | � | |
As of the end of the reporting month |
�� | Number of Shares | � | |
Total number of issued shares |
�� | � | 3,822,562,601 | �� |
�� | � |
� |
� | |
Number of shares held in treasury |
�� | � | 173,372,825 | �� |
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