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Form 13F-HR Cowen Prime Services For: Jun 30

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August 5, 2016 6:04 AM EDT

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 06-30-2016
Check here if Amendment   Amendment Number:
This Amendment (Check only one.):   is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Cowen Prime Services LLC
Address: 1010 Franklin Avenue
Suite 303
Garden City , NY11530
Form 13F File Number: 028-14944

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Rep Poppell
Title: Chief Compliance Officer
Phone: 212-702-7157
Signature, Place, and Date of Signing:
/s/ Rep Poppell New York , NY 07-29-2016
[Signature] [City, State] [Date]
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 251
Form 13F Information Table Value Total: 215,668
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ADT CORP COM Stock 00101J106 1,279 31,000 SH SOLE 0 0 31,000
ARI NETWORK SVCS INCCOM NEW Stock 001930205 6,351 1,446,800 SH SOLE 0 0 1,446,800
AT&T INC COM Stock 00206R102 872 22,269 SH SOLE 0 0 22,269
ABBOTT LABS COM Stock 002824100 55 1,316 SH SOLE 0 0 1,316
ABBVIE INC COM Stock 00287Y109 3,514 61,515 SH SOLE 0 0 61,515
ACCURAY INC DEL COM Stock 004397105 557 96,450 SH SOLE 0 0 96,450
ADAMISPHARMACEUTICALS CORPCOM NEWISIN#US00547W2089 Stock 00547W208 0 6 SH SOLE 0 0 6
ADVANTAGE OIL & GASLTDCOMISIN#CA00765F1018 Stock 00765F101 8 1,500 SH SOLE 0 0 1,500
AEGON N VORD AMER REG Stock 007924103 8 1,465 SH SOLE 0 0 1,465
AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE Stock 00826T108 172 12,300 SH SOLE 0 0 12,300
AIRGAS INC Stock 009363102 850 6,000 SH SOLE 0 0 6,000
AIXTRON SESPONSORED ADR REPSTGORD SHSISIN#US0096061041 Stock 009606104 287 59,150 SH SOLE 0 0 59,150
ALCOA INC COM Stock 013817101 10 1,000 SH SOLE 0 0 1,000
ALERE INC COM Stock 01449J105 1,215 24,000 SH SOLE 0 0 24,000
ALIBABA GROUP HLDGLTD SPONSORED ADSISIN#US01609W1027 Stock 01609W102 16 200 SH SOLE 0 0 200
ALLETE INC COM NEW Stock 018522300 9 166 SH SOLE 0 0 166
ALPHABET INC CAP STKCL C Stock 02079K107 104 140 SH SOLE 0 0 140
ALPHABET INC CAP STKCL A Stock 02079K305 31 40 SH SOLE 0 0 40
ALTRIA GROUP INCCOM Stock 02209S103 107 1,700 SH SOLE 0 0 1,700
AMERICAN ELECTRICPOWER CO Stock 025537101 1,504 22,650 SH SOLE 0 0 22,650
AMERICAN EAGLEOUTFITTERS INC NEWCOM Stock 02553E106 1 50 SH SOLE 0 0 50
AMERICAN EXPRESSCOMPANY Stock 025816109 12 200 SH SOLE 0 0 200
ANALOG DEVICES INCCOM Stock 032654105 1,037 17,524 SH SOLE 0 0 17,524
APACHE CORP COM Stock 037411105 22 450 SH SOLE 0 0 450
APOLLO GLOBAL MGMTLLC CL A SHS Stock 037612306 26 1,500 SH SOLE 0 0 1,500
APOLLO RESIDENTIALMTG INC COM Stock 03763V102 403 30,005 SH SOLE 0 0 30,005
APIGEE CORPCOM STK Stock 03765N108 138 16,600 SH SOLE 0 0 16,600
APPLE INC COM Stock 037833100 252 2,310 SH SOLE 0 0 2,310
APPLIED MATERIALSINC Stock 038222105 0 12 SH SOLE 0 0 12
AVENUE FINL HLDGSINC COM Stock 05358K102 215 11,112 SH SOLE 0 0 11,112
BRT REALTY TRUSTSHARES OF BENEFICIALINTEREST Stock 055645303 111 16,025 SH SOLE 0 0 16,025
BANK AMER CORP COM Stock 060505104 10 761 SH SOLE 0 0 761
BANK OF MONTREAL Stock 063671101 46 753 SH SOLE 0 0 753
BANKRATE INC DEL COM Stock 06647F102 2,712 295,800 SH SOLE 0 0 295,800
BAXALTA INCCOM Stock 07177M103 950 23,513 SH SOLE 0 0 23,513
BERKSHIRE HATHAWAYINC DEL CL B NEW Stock 084670702 2,462 17,354 SH SOLE 0 0 17,354
BJS RESTAURANTS INCCOM Stock 09180C106 23 560 SH SOLE 0 0 560
BLACKROCK CREDITALLOCATION INCOME TRCOM Stock 092508100 63 5,000 SH SOLE 0 0 5,000
BLACKSTONE GROUP L PCOM UNIT REPSTG LTDPARTNERSHIP INT Stock 09253U108 154 5,500 SH SOLE 0 0 5,500
BOINGO WIRELESS INCCOM Stock 09739C102 9,018 1,168,100 SH SOLE 0 0 1,168,100
BONANZA CREEK ENERGYINC COM Stock 097793103 6 3,600 SH SOLE 0 0 3,600
BRISTOL MYERS SQUIBBCO COM Stock 110122108 562 8,800 SH SOLE 0 0 8,800
BROADVISION INC COMPAR Stock 111412706 0 4 SH SOLE 0 0 4
BROCADECOMMUNICATIONS SYSINC COM NEW Stock 111621306 546 51,650 SH SOLE 0 0 51,650
CBIZ INC COM Stock 124805102 10 1,000 SH SOLE 0 0 1,000
CVS HEALTH CORPCOM Stock 126650100 2,432 23,450 SH SOLE 0 0 23,450
CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM Stock 12686C109 842 25,500 SH SOLE 0 0 25,500
CALIFORNIA RES CORPCOM Stock 13057Q107 0 270 SH SOLE 0 0 270
CAMERON INTL CORPCOM Stock 13342B105 1,031 15,371 SH SOLE 0 0 15,371
CATERPILLAR INC COM Stock 149123101 61 800 SH SOLE 0 0 800
CELGENE CORP Stock 151020104 200 2,000 SH SOLE 0 0 2,000
CENOVUS ENERGY INCCOMISIN#CA15135U1093 Stock 15135U109 0 4 SH SOLE 0 0 4
CENTURYLINK INC COM Stock 156700106 13 400 SH SOLE 0 0 400
CEVA INC COM Stock 157210105 1,518 67,453 SH SOLE 0 0 67,453
CHATHAM LODGING TRCOM Stock 16208T102 557 26,000 SH SOLE 0 0 26,000
CHECKPOINT SYS INC Stock 162825103 4 400 SH SOLE 0 0 400
CHEMOURS COCOM Stock 163851108 1 200 SH SOLE 0 0 200
CISCO SYSTEMS INC Stock 17275R102 1 38 SH SOLE 0 0 38
COBALT INTL ENERGYINC COM Stock 19075F106 21 7,200 SH SOLE 0 0 7,200
COCA COLA COMPANY Stock 191216100 349 7,522 SH SOLE 0 0 7,522
COLGATE PALMOLIVE COCOM Stock 194162103 283 4,011 SH SOLE 0 0 4,011
COLUMBIA PIPELINEGROUP INC COM Stock 198280109 678 27,000 SH SOLE 0 0 27,000
CONTINENTAL RES INCCOMISIN#US2120151012 Stock 212015101 9 300 SH SOLE 0 0 300
CORNING INC COM Stock 219350105 24 1,150 SH SOLE 0 0 1,150
CROWN CASTLE INTLCORP NEW COM Stock 22822V101 3,806 44,000 SH SOLE 0 0 44,000
DCP MIDSTREAMPARTNERS LP COMUNITS LTD PARTNERINT Stock 23311P100 44 1,600 SH SOLE 0 0 1,600
DTS INC COM Stock 23335C101 719 32,991 SH SOLE 0 0 32,991
DARDEN RESTAURANTSINC COM Stock 237194105 17 250 SH SOLE 0 0 250
DEERE & CO Stock 244199105 186 2,411 SH SOLE 0 0 2,411
DETERMINE INC COM Stock 250660107 1 700 SH SOLE 0 0 700
DEVON ENERGY CORPNEW COM Stock 25179M103 12 450 SH SOLE 0 0 450
DIGIMARC CORP NEWCOM Stock 25381B101 19,106 630,561 SH SOLE 0 0 630,561
DISNEY WALT CODISNEY COM Stock 254687106 3 34 SH SOLE 0 0 34
DOMINION RES INC VACOM Stock 25746U109 150 2,000 SH SOLE 0 0 2,000
DOMINOS PIZZA INCCOM Stock 25754A201 13 100 SH SOLE 0 0 100
R R DONNELLEY & SONSCO COM Stock 257867101 0 3 SH SOLE 0 0 3
DOW CHEM CO COM Stock 260543103 4,379 86,100 SH SOLE 0 0 86,100
DU PONT E I DENEMOURS & CO COM Stock 263534109 63 1,000 SH SOLE 0 0 1,000
DUKE ENERGY CORP NEWCOM NEW Stock 26441C204 1,581 19,600 SH SOLE 0 0 19,600
DURECT CORP COM Stock 266605104 113 83,628 SH SOLE 0 0 83,628
EMC CORP COM Stock 268648102 946 35,500 SH SOLE 0 0 35,500
EOG RES INCCOM Stock 26875P101 22 300 SH SOLE 0 0 300
EASTERLY GOVT PPTYSINC COM Stock 27616P103 4,336 234,100 SH SOLE 0 0 234,100
EATON VANCE LTDDURATION INCOME FDCOM Stock 27828H105 0 2 SH SOLE 0 0 2
EBAY INC COM Stock 278642103 24 1,019 SH SOLE 0 0 1,019
EHEALTH INC COM Stock 28238P109 751 80,000 SH SOLE 0 0 80,000
EMERSON ELEC CO COM Stock 291011104 71 1,300 SH SOLE 0 0 1,300
EMPIRE ST RLTY OP LPUNIT LTD PARTNERSHIPINT SER ES Stock 292102100 226 12,904 SH SOLE 0 0 12,904
ENCANA CORP COMSHSISIN#CA2925051047 Stock 292505104 0 4 SH SOLE 0 0 4
ENTERPRISE PRODSPARTNERS L P COMUNIT Stock 293792107 187 7,600 SH SOLE 0 0 7,600
ENZO BIOCHEM INC Stock 294100102 1 242 SH SOLE 0 0 242
EXAR CORP COM Stock 300645108 719 125,030 SH SOLE 0 0 125,030
EXELON CORP COM Stock 30161N101 3,410 95,100 SH SOLE 0 0 95,100
EXXON MOBIL CORP COM Stock 30231G102 469 5,610 SH SOLE 0 0 5,610
FACEBOOK INC CL A Stock 30303M102 57 500 SH SOLE 0 0 500
FAIR ISAACCORPORATION COM Stock 303250104 0 3 SH SOLE 0 0 3
FALCONSTOR SOFTWAREINC COM Stock 306137100 228 170,163 SH SOLE 0 0 170,163
FASTENAL CO Stock 311900104 0 6 SH SOLE 0 0 6
FIDELITY & GTY LIFECOM Stock 315785105 922 35,119 SH SOLE 0 0 35,119
FIRST NIAGARA FINLGROUP INC NEW COM Stock 33582V108 185 19,123 SH SOLE 0 0 19,123
FORD MOTOR CO DELCOM PAR Stock 345370860 1 51 SH SOLE 0 0 51
FORMFACTOR INC COM Stock 346375108 98 13,457 SH SOLE 0 0 13,457
FOUR CORNERS PPTY TRINC COM Stock 35086T109 1 30 SH SOLE 0 0 30
FRESH MKT INC COM Stock 35804H106 571 20,000 SH SOLE 0 0 20,000
FRONTIERCOMMUNICATIONS CORPCOM Stock 35906A108 2 439 SH SOLE 0 0 439
GAP INC COM Stock 364760108 30 1,022 SH SOLE 0 0 1,022
GENERAL ELECTRIC COCOM Stock 369604103 3,734 117,470 SH SOLE 0 0 117,470
GENERAL MILLS INCCOM Stock 370334104 177 2,800 SH SOLE 0 0 2,800
GLAXOSMITHKLINE PLCSPONS ADR Stock 37733W105 81 2,000 SH SOLE 0 0 2,000
HCP INC COM Stock 40414L109 261 8,000 SH SOLE 0 0 8,000
HSBC HLDGS PLC ADRSER A REP 1/40 SER ADIV-6.2% FREQ-QRTLYPERP MATY CALL W/30DAYS NOTICE ON ORAFTER 12/16/2010 Stock 404280604 20 775 SH SOLE 0 0 775
HP INC COM Stock 40434L105 2 200 SH SOLE 0 0 200
HANESBRANDS INC COM Stock 410345102 86 3,040 SH SOLE 0 0 3,040
HARMONIC INC COM Stock 413160102 347 106,208 SH SOLE 0 0 106,208
HELMERICH & PAYNEINC COM Stock 423452101 47 800 SH SOLE 0 0 800
HEWLETT PACKARDENTERPRISE CO COM Stock 42824C109 4 200 SH SOLE 0 0 200
HUNTINGTONBANCSHARES INC Stock 446150104 19 2,020 SH SOLE 0 0 2,020
INFOBLOX INC COM Stock 45672H104 210 12,300 SH SOLE 0 0 12,300
INGRAM MICRO INCCL A Stock 457153104 1,077 30,000 SH SOLE 0 0 30,000
INTEL CORP COM Stock 458140100 53 1,627 SH SOLE 0 0 1,627
INTERMOLECULAR INCCOM Stock 45882D109 7,660 3,027,800 SH SOLE 0 0 3,027,800
INTERNATIONALBUSINESS MACHS CORPCOM Stock 459200101 479 3,162 SH SOLE 0 0 3,162
INTERSIL CORP CL A Stock 46069S109 0 1 SH SOLE 0 0 1
INVENSENSE INC COM Stock 46123D205 256 30,500 SH SOLE 0 0 30,500
JP MORGAN CHASE &CO COMISIN#US46625H1005 Stock 46625H100 597 10,074 SH SOLE 0 0 10,074
JARDEN CORPCOM Stock 471109108 958 16,251 SH SOLE 0 0 16,251
JOHNSON & JOHNSONCOM Stock 478160104 1,460 13,498 SH SOLE 0 0 13,498
JUNIPER NETWORKS INCCOM Stock 48203R104 0 4 SH SOLE 0 0 4
KKR & CO L P DELCOM UNITS Stock 48248M102 0 1 SH SOLE 0 0 1
KIMBERLY CLARK CORPCOM Stock 494368103 121 900 SH SOLE 0 0 900
KINDER MORGAN INCDEL COM Stock 49456B101 18 1,000 SH SOLE 0 0 1,000
KINDRED HEALTHCAREINC COM Stock 494580103 0 7 SH SOLE 0 0 7
KOPIN CORP COM Stock 500600101 184 110,626 SH SOLE 0 0 110,626
KRAFT HEINZ COCOM STK Stock 500754106 3,135 39,900 SH SOLE 0 0 39,900
LABORATORY CORP AMERHLDGS COM NEW Stock 50540R409 0 2 SH SOLE 0 0 2
LEAPFROG ENTERPRISESINC CL A Stock 52186N106 0 5 SH SOLE 0 0 5
LEE ENTERPRISES INC Stock 523768109 36 20,000 SH SOLE 0 0 20,000
LENNAR CORP CL A Stock 526057104 73 1,500 SH SOLE 0 0 1,500
LILLY ELI & CO COM Stock 532457108 0 5 SH SOLE 0 0 5
LIONBRIDGETECHNOLOGIES INCCOM Stock 536252109 7,737 1,529,035 SH SOLE 0 0 1,529,035
LOCKHEED MARTIN CORPCOM Stock 539830109 111 500 SH SOLE 0 0 500
LOWES COS INC COM Stock 548661107 1 16 SH SOLE 0 0 16
LUMINEX CORP DEL COM Stock 55027E102 4,905 252,845 SH SOLE 0 0 252,845
M/A-COM TECHNOLOGYSOLUTIONS HLDGS INCCOM Stock 55405Y100 268 6,118 SH SOLE 0 0 6,118
MARKET VECTORS ETFTR GOLD MINERS ETFFD Stock 57060U100 815 40,815 SH SOLE 0 0 40,815
MARKET VECTORS ETFTR JR GOLD MINERSETF NEW Stock 57061R544 1 35 SH SOLE 0 0 35
MCDONALDS CORP Stock 580135101 168 1,340 SH SOLE 0 0 1,340
MEDIA GEN INC NEWCOM Stock 58441K100 571 35,039 SH SOLE 0 0 35,039
MERCK & CO INC NEWCOM Stock 58933Y105 21 400 SH SOLE 0 0 400
METLIFE INC COM Stock 59156R108 319 7,250 SH SOLE 0 0 7,250
MICROSOFT CORPCOM Stock 594918104 510 9,241 SH SOLE 0 0 9,241
MONDELEZ INTL INC CLA Stock 609207105 140 3,500 SH SOLE 0 0 3,500
NIC INC COM Stock 62914B100 1,264 70,100 SH SOLE 0 0 70,100
NVE CORP COMNEWISIN#US6294452064 Stock 629445206 464 8,207 SH SOLE 0 0 8,207
NATIONAL RESH CORPCL A Stock 637372202 252 16,200 SH SOLE 0 0 16,200
NATIONAL RETAILPPTYS INC COMISIN#US6374171063 Stock 637417106 69 1,500 SH SOLE 0 0 1,500
NAUTILUS INC COM Stock 63910B102 10 500 SH SOLE 0 0 500
NEOGEN CORP COM Stock 640491106 438 8,700 SH SOLE 0 0 8,700
NEOGENOMICS INCCOM NEW Stock 64049M209 9,986 1,481,626 SH SOLE 0 0 1,481,626
NETFLIX INC COM Stock 64110L106 20 200 SH SOLE 0 0 200
NEW MEDIA INVT GROUPINC COM Stock 64704V106 88 5,300 SH SOLE 0 0 5,300
NEWFIELD EXPL COCOMMON Stock 651290108 76 2,300 SH SOLE 0 0 2,300
NEWPORT CORP Stock 651824104 399 17,357 SH SOLE 0 0 17,357
NOKIA CORPSPONSORED ADR Stock 654902204 1 166 SH SOLE 0 0 166
NORTHROP GRUMMANCORP COM Stock 666807102 109 550 SH SOLE 0 0 550
NORTHSTAR RLTY FINCORP COM PAR$ Stock 66704R803 43 3,250 SH SOLE 0 0 3,250
NORTHSTAR ASSET MGMTGROUP INC COM Stock 66705Y104 74 6,500 SH SOLE 0 0 6,500
NORTHSTAR RLTYEUROPE CORP COM Stock 66706L101 13 1,083 SH SOLE 0 0 1,083
NOVO NORDISK A.S.ADR FORMERLY NOVOINDUSTRIE A.S. ADRSAME CUSIP Stock 670100205 187 3,450 SH SOLE 0 0 3,450
NTELOS HLDGS CORPCOM NEW Stock 67020Q305 46 5,000 SH SOLE 0 0 5,000
OASIS PETE INC NEWCOM Stock 674215108 65 8,900 SH SOLE 0 0 8,900
OCCIDENTAL PETE CORPCOM Stock 674599105 38 550 SH SOLE 0 0 550
ONVIA INC COM Stock 68338T403 83 23,692 SH SOLE 0 0 23,692
ORACLE CORP COM Stock 68389X105 16 394 SH SOLE 0 0 394
PDF SOLUTIONS INCCOM Stock 693282105 19,060 1,424,540 SH SOLE 0 0 1,424,540
PPG INDUSTRIES INC Stock 693506107 33 292 SH SOLE 0 0 292
PRGX GLOBAL INTLCOM NEW Stock 69357C503 401 84,995 SH SOLE 0 0 84,995
PTC INC COM Stock 69370C100 2,137 64,450 SH SOLE 0 0 64,450
PARKERVISION INC COMNEW Stock 701354300 4 1,350 SH SOLE 0 0 1,350
PAYCHEX INC COM Stock 704326107 130 2,400 SH SOLE 0 0 2,400
PAYPAL HLDGS INC COM Stock 70450Y103 39 1,019 SH SOLE 0 0 1,019
PEPSICO INC COM Stock 713448108 104 1,011 SH SOLE 0 0 1,011
PFIZER INC COM Stock 717081103 5,176 174,629 SH SOLE 0 0 174,629
PHILIP MORRIS INTLINC COM Stock 718172109 137 1,400 SH SOLE 0 0 1,400
POWERSECURE INTL INCCOM Stock 73936N105 1,121 60,000 SH SOLE 0 0 60,000
PROCTER & GAMBLE COCOM Stock 742718109 240 2,913 SH SOLE 0 0 2,913
QUESTAR CORP COM Stock 748356102 248 10,000 SH SOLE 0 0 10,000
REIS INCCOM Stock 75936P105 13,906 590,500 SH SOLE 0 0 590,500
REX ENERGY CORP COM Stock 761565100 6 7,200 SH SOLE 0 0 7,200
ROYAL BK SCOTLANDGROUP PLC ADR REGSTGUSD PFD SER R CPN6.125% FREQ QRTLYPERP MTY CALL@20 W/30 D NOTICE 12/30/11 Stock 780097747 24 1,000 SH SOLE 0 0 1,000
SPDR GOLD TR GOLDSHS Stock 78463V107 19 160 SH SOLE 0 0 160
SANCHEZ ENERGY CORPCOM Stock 79970Y105 39 7,100 SH SOLE 0 0 7,100
SANOFISPONS ADRISIN#US80105N1054 Stock 80105N105 40 1,000 SH SOLE 0 0 1,000
SAREPTA THERAPEUTICSINC COM Stock 803607100 49 2,500 SH SOLE 0 0 2,500
SCIQUEST INC NEW COM Stock 80908T101 2,621 188,800 SH SOLE 0 0 188,800
SELECT SECTOR SPDRTR UTILS Stock 81369Y886 1 22 SH SOLE 0 0 22
SEMPRA ENERGY COM Stock 816851109 83 800 SH SOLE 0 0 800
SENOMYX INC COM Stock 81724Q107 1,411 542,786 SH SOLE 0 0 542,786
SHORETEL INC COM Stock 825211105 6,336 851,600 SH SOLE 0 0 851,600
SIRIUS XM HLDGS INCCOM Stock 82968B103 0 9 SH SOLE 0 0 9
SMITH MICRO SOFTWAREINC COM Stock 832154108 108 182,331 SH SOLE 0 0 182,331
SONUS NETWORKS INCCOM NEW Stock 835916503 1,150 152,731 SH SOLE 0 0 152,731
STURM RUGER & CO INC Stock 864159108 14 200 SH SOLE 0 0 200
SUNCOR ENERGY INCNEW COMISIN#CA8672241079 Stock 867224107 56 2,000 SH SOLE 0 0 2,000
SUNEDISON INC COM Stock 86732Y109 1 1,000 SH SOLE 0 0 1,000
SYMANTEC CORP Stock 871503108 0 1 SH SOLE 0 0 1
SYNGENTA AGSPON ADRISIN#US87160A1007 Stock 87160A100 580 7,000 SH SOLE 0 0 7,000
SYSCO CORP COM Stock 871829107 65 1,400 SH SOLE 0 0 1,400
TICC CAP CORP COM Stock 87244T109 35 7,200 SH SOLE 0 0 7,200
TARGA RES CORP COM Stock 87612G101 13 434 SH SOLE 0 0 434
TEREX CORP NEW.01 PV Stock 880779103 224 9,000 SH SOLE 0 0 9,000
TESLA MTRS INCCOM Stock 88160R101 11 50 SH SOLE 0 0 50
TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098 Stock 881624209 7,360 137,539 SH SOLE 0 0 137,539
TEXAS INSTRUMENTSINC Stock 882508104 173 3,012 SH SOLE 0 0 3,012
3D SYS CORP DEL COMNEW Stock 88554D205 1,364 88,192 SH SOLE 0 0 88,192
3M CO COM Stock 88579Y101 1,108 6,650 SH SOLE 0 0 6,650
TRANSACTTECHNOLOGIES INC COM Stock 892918103 1,959 240,603 SH SOLE 0 0 240,603
UNILEVER PLCSPON ADR NEWISIN#US9047677045 Stock 904767704 74 1,645 SH SOLE 0 0 1,645
UNION PAC CORP COM Stock 907818108 0 4 SH SOLE 0 0 4
UNITED BANKSHARESINC W VA COM Stock 909907107 0 1 SH SOLE 0 0 1
UNITED PARCEL SVCINC CL B Stock 911312106 267 2,530 SH SOLE 0 0 2,530
UNITED TECHNOLOGIESCORP COM Stock 913017109 1 11 SH SOLE 0 0 11
UNITEDHEALTH GROUPINC COM Stock 91324P102 65 502 SH SOLE 0 0 502
VALEANTPHARMACEUTICALS INTLINC CDA COMISIN#CA91911K1021 Stock 91911K102 1 26 SH SOLE 0 0 26
VALSPAR CORP Stock 920355104 851 7,950 SH SOLE 0 0 7,950
VENTAS INC COM Stock 92276F100 31 500 SH SOLE 0 0 500
VERIZONCOMMUNICATIONS INCCOM Stock 92343V104 426 7,881 SH SOLE 0 0 7,881
VERTEXPHARMACEUTICALS INCCOM Stock 92532F100 159 2,000 SH SOLE 0 0 2,000
VODAFONE GROUP PLCNEW SPONSORED ADRNO PAR Stock 92857W308 52 1,636 SH SOLE 0 0 1,636
WAL MART STORES INCCOM Stock 931142103 82 1,190 SH SOLE 0 0 1,190
WALGREENS BOOTSALLIANCE INC COM Stock 931427108 2 23 SH SOLE 0 0 23
WELLS FARGO & CONEW COM Stock 949746101 1 19 SH SOLE 0 0 19
WESTROCK COCOM SHS Stock 96145D105 0 2 SH SOLE 0 0 2
WEYERHAEUSER CO Stock 962166104 1,110 35,826 SH SOLE 0 0 35,826
WILLIAMS COS INC COM Stock 969457100 16 1,000 SH SOLE 0 0 1,000
YAHOO INC COM Stock 984332106 124 3,356 SH SOLE 0 0 3,356
YUM BRANDS INCCOM Stock 988498101 2,648 32,350 SH SOLE 0 0 32,350
ZILLOW GROUP INC CLA Stock 98954M101 1 20 SH SOLE 0 0 20
ZILLOW GROUP INCCL C CAP STK Stock 98954M200 1 40 SH SOLE 0 0 40
ZIX CORP COM Stock 98974P100 2,940 748,100 SH SOLE 0 0 748,100
ALKERMES PLCSHS Stock G01767105 34 1,000 SH SOLE 0 0 1,000
ALLEGION PUB LTD COORD SHSISIN#IE00BFRT3W74 Stock G0176J109 64 999 SH SOLE 0 0 999
ALLERGAN PLCCOM SHSISIN#IE00BY9D5467 Stock G0177J108 1,182 4,411 SH SOLE 0 0 4,411
ENERGY XXI LTDUSD UNRESTRICTED SHSISIN#BMG100821401 Stock G10082140 3 5,300 SH SOLE 0 0 5,300
GENPACT LTDSHSISIN#BMG3922B1072 Stock G3922B107 14 500 SH SOLE 0 0 500
INGERSOLL RAND PLCSHSISIN#IE00B6330302 Stock G47791101 310 5,000 SH SOLE 0 0 5,000
LIBERTY GLOBAL PLCSHS CL CISIN#GB00B8W67B19 Stock G5480U120 0 2 SH SOLE 0 0 2
MEDTRONIC PLCSHSISIN#IE00BTN1Y115 Stock G5960L103 0 3 SH SOLE 0 0 3
NOBLE CORP PLCSHS USDISIN#GB00BFG3KF26 Stock G65431101 8 800 SH SOLE 0 0 800
CIMPRESS N VSHS EUROISIN#NL0009272269 Stock N20146101 9 100 SH SOLE 0 0 100
CALL 100 VALEANTPHARMACEUTICALS INTLINC CDA COMISIN#CA91911K1021EXP [email protected] ROOT= VRX CALL 91911K902 1 5 SH SOLE 0 0 5

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