Form 13F-HR CAXTON ASSOCIATES LP For: Sep 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average burden |
| hours per response: |
23.8 |
|
|
| Report for the Calendar Year or Quarter Ended: |
09-30-2015 |
| Check here if Amendment |
|
Amendment Number: |
|
| This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
| Institutional Investment Manager Filing
this Report: |
| Name: |
CAXTON ASSOCIATES LP |
| Address: |
PRINCETON PLAZA, BUILDING 2 |
|
731 ALEXANDER ROAD |
|
|
|
PRINCETON
,
NJ08540
|
| Form 13F File Number: |
028-02856 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of
Reporting Manager: |
| Name: |
SCOTT BERNSTEIN |
| Title: |
GENERAL COUNSEL |
| Phone: |
212-593-7700 |
| Signature, Place, and Date of Signing: |
| SCOTT BERNSTEIN, GENERAL COUNSEL |
PRINCETON
,
NJ
|
09-30-2015 |
| [Signature] |
[City, State] |
[Date] |
|
| Report Type (Check only one.): |
| X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
76 |
|
Form 13F Information Table Value Total: |
1,635,946 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
| List of Other Included
Managers: |
|
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F INFORMATION TABLE
|
| OMB APPROVAL |
| OMB Number: |
3235-0006 |
| Expires: |
July 31, 2015 |
| Estimated average
burden |
| hours per response:
|
23.8 |
|
|
| COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
| NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
| ACCENTURE PLC IRELAND |
SHS CLASS A |
G1151C101 |
2,047 |
20,837 |
SH |
|
SOLE |
|
20,837 |
0 |
0 |
| ACTIVISION BLIZZARD INC |
COM |
00507V109 |
5,001 |
161,883 |
SH |
|
SOLE |
|
161,883 |
0 |
0 |
| ALIBABA GROUP HLDG LTD |
SPONSORED ADS |
01609W102 |
2,949 |
50,000 |
SH |
Put |
SOLE |
|
50,000 |
0 |
0 |
| ALTRIA GROUP INC |
COM |
02209S103 |
1,632 |
30,000 |
SH |
|
SOLE |
|
30,000 |
0 |
0 |
| AMAZON COM INC |
COM |
023135106 |
6,122 |
11,960 |
SH |
|
SOLE |
|
11,960 |
0 |
0 |
| AMERICAN INTL GROUP INC |
COM NEW |
026874784 |
2,841 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
| ARAMARK |
COM |
03852U106 |
741 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
| ASML HOLDING N V |
N Y REGISTRY SHS |
N07059210 |
10,822 |
123,000 |
SH |
Put |
SOLE |
|
123,000 |
0 |
0 |
| BANK AMER CORP |
COM |
060505104 |
119,252 |
7,654,169 |
SH |
|
SOLE |
|
7,654,169 |
0 |
0 |
| BANK NEW YORK MELLON CORP |
COM |
064058100 |
2,936 |
75,000 |
SH |
|
SOLE |
|
75,000 |
0 |
0 |
| BARCLAYS BK PLC |
IPATH S&P500 VIX |
06742E711 |
12,815 |
500,000 |
SH |
Put |
SOLE |
|
500,000 |
0 |
0 |
| BARRICK GOLD CORP |
COM |
067901108 |
12,345 |
1,941,000 |
SH |
|
SOLE |
|
1,941,000 |
0 |
0 |
| BEST BUY INC |
COM |
086516101 |
2,227 |
60,000 |
SH |
|
SOLE |
|
60,000 |
0 |
0 |
| BLOOMIN BRANDS INC |
COM |
094235108 |
7,883 |
433,612 |
SH |
|
SOLE |
|
433,612 |
0 |
0 |
| BLUE BUFFALO PET PRODS INC |
COM |
09531U102 |
2,909 |
162,400 |
SH |
|
SOLE |
|
162,400 |
0 |
0 |
| BROADCOM CORP |
CL A |
111320107 |
11,572 |
225,000 |
SH |
|
SOLE |
|
225,000 |
0 |
0 |
| BUFFALO WILD WINGS INC |
COM |
119848109 |
1,934 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
| BURLINGTON STORES INC |
COM |
122017106 |
6,360 |
124,599 |
SH |
|
SOLE |
|
124,599 |
0 |
0 |
| CHEESECAKE FACTORY INC |
COM |
163072101 |
7,285 |
135,000 |
SH |
|
SOLE |
|
135,000 |
0 |
0 |
| CISCO SYS INC |
COM |
17275R102 |
5,249 |
200,000 |
SH |
|
SOLE |
|
200,000 |
0 |
0 |
| CITIGROUP INC |
COM NEW |
172967424 |
10,927 |
220,248 |
SH |
|
SOLE |
|
220,248 |
0 |
0 |
| CONSTELLATION BRANDS INC |
CL A |
21036P108 |
9,391 |
75,000 |
SH |
|
SOLE |
|
75,000 |
0 |
0 |
| D R HORTON INC |
COM |
23331A109 |
58,548 |
1,994,136 |
SH |
|
SOLE |
|
1,994,136 |
0 |
0 |
| DOLLAR GEN CORP NEW |
COM |
256677105 |
11,409 |
157,500 |
SH |
|
SOLE |
|
157,500 |
0 |
0 |
| ELECTRONIC ARTS INC |
COM |
285512109 |
1,489 |
21,976 |
SH |
|
SOLE |
|
21,976 |
0 |
0 |
| ENERGIZER HLDGS INC NEW |
COM |
29272W109 |
1,548 |
40,000 |
SH |
|
SOLE |
|
40,000 |
0 |
0 |
| EQUIFAX INC |
COM |
294429105 |
972 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
| FACEBOOK INC |
CL A |
30303M102 |
16,340 |
181,762 |
SH |
|
SOLE |
|
181,762 |
0 |
0 |
| GOGO INC |
COM |
38046C109 |
1,543 |
101,000 |
SH |
|
SOLE |
|
101,000 |
0 |
0 |
| HARTFORD FINL SVCS GROUP INC |
COM |
416515104 |
4,578 |
100,000 |
SH |
|
SOLE |
|
100,000 |
0 |
0 |
| HASBRO INC |
COM |
418056107 |
4,836 |
67,042 |
SH |
|
SOLE |
|
67,042 |
0 |
0 |
| HOMEAWAY INC |
COM |
43739Q100 |
2,654 |
100,000 |
SH |
|
SOLE |
|
100,000 |
0 |
0 |
| ISHARES TR |
MSCI EMG MKT ETF |
464287234 |
10,490 |
320,000 |
SH |
Call |
SOLE |
|
320,000 |
0 |
0 |
| ISHARES TR |
RUSSELL 2000 ETF |
464287655 |
10,101 |
92,500 |
SH |
|
SOLE |
|
92,500 |
0 |
0 |
| ISHARES TR |
RUSSELL 2000 ETF |
464287655 |
117,936 |
1,080,000 |
SH |
Put |
SOLE |
|
1,080,000 |
0 |
0 |
| ISHARES TR |
US HOME CONS ETF |
464288752 |
19,575 |
750,000 |
SH |
Put |
SOLE |
|
750,000 |
0 |
0 |
| ISHARES TR |
20+ YR TR BD ETF |
464287432 |
24,708 |
200,000 |
SH |
Put |
SOLE |
|
200,000 |
0 |
0 |
| JARDEN CORP |
COM |
471109108 |
20,530 |
420,000 |
SH |
|
SOLE |
|
420,000 |
0 |
0 |
| KB HOME |
COM |
48666K109 |
13,154 |
970,800 |
SH |
|
SOLE |
|
970,800 |
0 |
0 |
| KINDER MORGAN INC DEL |
COM |
49456B101 |
9,688 |
350,000 |
SH |
|
SOLE |
|
350,000 |
0 |
0 |
| KRAFT HEINZ CO |
COM |
500754106 |
5,294 |
75,000 |
SH |
|
SOLE |
|
75,000 |
0 |
0 |
| LENNAR CORP |
CL A |
526057104 |
56,307 |
1,169,900 |
SH |
|
SOLE |
|
1,169,900 |
0 |
0 |
| LIBERTY GLOBAL PLC |
LILAC SHS CL A |
G5480U138 |
801 |
23,788 |
SH |
|
SOLE |
|
23,788 |
0 |
0 |
| LILLY ELI & CO |
COM |
532457108 |
1,784 |
21,316 |
SH |
|
SOLE |
|
21,316 |
0 |
0 |
| LIONS GATE ENTMNT CORP |
COM NEW |
535919203 |
14,937 |
405,900 |
SH |
|
SOLE |
|
405,900 |
0 |
0 |
| MACYS INC |
COM |
55616P104 |
2,566 |
50,000 |
SH |
Call |
SOLE |
|
50,000 |
0 |
0 |
| MACYS INC |
COM |
55616P104 |
18,253 |
355,663 |
SH |
|
SOLE |
|
355,663 |
0 |
0 |
| MICROSOFT CORP |
COM |
594918104 |
6,885 |
155,569 |
SH |
|
SOLE |
|
155,569 |
0 |
0 |
| MOLSON COORS BREWING CO |
CL B |
60871R209 |
8,302 |
100,000 |
SH |
Call |
SOLE |
|
100,000 |
0 |
0 |
| MOLSON COORS BREWING CO |
CL B |
60871R209 |
68,242 |
822,000 |
SH |
|
SOLE |
|
822,000 |
0 |
0 |
| MONSTER BEVERAGE CORP NEW |
COM |
61174X109 |
157,607 |
1,166,250 |
SH |
|
SOLE |
|
1,166,250 |
0 |
0 |
| NEWMONT MINING CORP |
COM |
651639106 |
19,011 |
1,183,000 |
SH |
|
SOLE |
|
1,183,000 |
0 |
0 |
| NIMBLE STORAGE INC |
COM |
65440R101 |
3,859 |
160,000 |
SH |
|
SOLE |
|
160,000 |
0 |
0 |
| NORWEGIAN CRUISE LINE HLDGS |
SHS |
G66721104 |
14,898 |
260,000 |
SH |
|
SOLE |
|
260,000 |
0 |
0 |
| PANERA BREAD CO |
CL A |
69840W108 |
5,415 |
28,000 |
SH |
|
SOLE |
|
28,000 |
0 |
0 |
| PINNACLE FOODS INC DEL |
COM |
72348P104 |
13,318 |
318,000 |
SH |
|
SOLE |
|
318,000 |
0 |
0 |
| PULTE GROUP INC |
COM |
745867101 |
33,324 |
1,766,000 |
SH |
|
SOLE |
|
1,766,000 |
0 |
0 |
| REYNOLDS AMERICAN INC |
COM |
761713106 |
1,328 |
30,000 |
SH |
|
SOLE |
|
30,000 |
0 |
0 |
| ROYAL CARIBBEAN CRUISES LTD |
COM |
V7780T103 |
1,336 |
15,000 |
SH |
|
SOLE |
|
15,000 |
0 |
0 |
| SPDR GOLD TRUST |
GOLD SHS |
78463V107 |
26,715 |
250,000 |
SH |
Put |
SOLE |
|
250,000 |
0 |
0 |
| SPDR GOLD TRUST |
GOLD SHS |
78463V107 |
77,099 |
721,500 |
SH |
Call |
SOLE |
|
721,500 |
0 |
0 |
| SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
318,681 |
1,663,000 |
SH |
Put |
SOLE |
|
1,663,000 |
0 |
0 |
| SPDR SERIES TRUST |
S&P REGL BKG |
78464A698 |
2,213 |
53,750 |
SH |
|
SOLE |
|
53,750 |
0 |
0 |
| STARBUCKS CORP |
COM |
855244109 |
1,421 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
| STARWOOD HOTELS&RESORTS WRLD |
COM |
85590A401 |
49,062 |
738,000 |
SH |
|
SOLE |
|
738,000 |
0 |
0 |
| STARZ |
COM SER A |
85571Q102 |
3,361 |
90,000 |
SH |
|
SOLE |
|
90,000 |
0 |
0 |
| STRATEGIC HOTELS & RESORTS I |
COM |
86272T106 |
8,590 |
622,900 |
SH |
|
SOLE |
|
622,900 |
0 |
0 |
| TAKE-TWO INTERACTIVE SOFTWAR |
COM |
874054109 |
13,216 |
460,000 |
SH |
|
SOLE |
|
460,000 |
0 |
0 |
| TARGET CORP |
COM |
87612E106 |
1,967 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
| TASER INTL INC |
COM |
87651B104 |
8,810 |
400,000 |
SH |
Put |
SOLE |
|
400,000 |
0 |
0 |
| TESORO CORP |
COM |
881609101 |
29,172 |
300,000 |
SH |
Put |
SOLE |
|
300,000 |
0 |
0 |
| TOLL BROTHERS INC |
COM |
889478103 |
30,406 |
888,030 |
SH |
|
SOLE |
|
888,030 |
0 |
0 |
| TWITTER INC |
COM |
90184L102 |
4,849 |
180,000 |
SH |
|
SOLE |
|
180,000 |
0 |
0 |
| VALERO ENERGY CORP NEW |
COM |
91913Y100 |
30,050 |
500,000 |
SH |
Put |
SOLE |
|
500,000 |
0 |
0 |
| WELLS FARGO & CO NEW |
COM |
949746101 |
17,397 |
338,800 |
SH |
|
SOLE |
|
338,800 |
0 |
0 |
| ZIONS BANCORPORATION |
COM |
989701107 |
4,131 |
150,000 |
SH |
|
SOLE |
|
150,000 |
0 |
0 |
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