Form 13F-HR CAXTON ASSOCIATES LP For: Sep 30
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The Securities and Exchange Commission has not necessarily reviewed
the information in this filing and has not determined if it is
accurate and complete.
The reader should not assume that the information is accurate
and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F
FORM 13F COVER PAGE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average burden |
hours per response: |
23.8 |
|
|
Report for the Calendar Year or Quarter Ended: |
09-30-2014 |
Check here if Amendment |
|
Amendment Number: |
|
This Amendment (Check only one.): |
|
is a restatement. |
|
|
adds new holdings entries. |
Institutional Investment Manager Filing
this Report: |
Name: |
CAXTON ASSOCIATES LP |
Address: |
PRINCETON PLAZA, BUILDING 2 |
|
731 ALEXANDER ROAD |
|
|
|
PRINCETON
,
NJ08540
|
Form 13F File Number: |
028-02856 |
The institutional investment manager filing this report and
the person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists, and
tables, are considered integral parts of this form.
Person Signing this Report on Behalf of
Reporting Manager: |
Name: |
SCOTT BERNSTEIN |
Title: |
GENERAL COUNSEL |
Phone: |
212-593-7700 |
Signature, Place, and Date of Signing: |
SCOTT BERNSTEIN, GENERAL COUNSEL |
PRINCETON
,
NJ
|
09-30-2014 |
[Signature] |
[City, State] |
[Date] |
|
Report Type (Check only one.): |
X |
13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.) |
|
13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other reporting
manager(s).) |
|
13F COMBINATION REPORT. (Check here if a portion of
the holdings for this reporting manager are reported in this
report and a portion are reported by other reporting manager(s).) |
Form 13F Summary Page |
|
Report Summary: |
|
Number of Other Included
Managers: |
0 |
|
|
|
Form 13F Information Table Entry Total: |
185 |
|
Form 13F Information Table Value Total: |
3,042,349 |
|
(thousands) |
|
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
|
|
|
Form 13F File Number |
Name |
List of Other Included
Managers: |
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the
manager filing this report.
|
[If there are no entries in this list, state “NONE” and omit the
column headings and list entries.]
|
|
No. |
Form 13F File Number |
Name |
The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
The reader should not assume that the information is
accurate and complete.
|
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F
FORM 13F INFORMATION TABLE
|
OMB APPROVAL |
OMB Number: |
3235-0006 |
Expires: |
July 31, 2015 |
Estimated average
burden |
hours per response:
|
23.8 |
|
|
COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
ADVANCE AUTO PARTS INC |
COM |
00751Y106 |
2,606 |
20,000 |
SH |
|
SOLE |
|
20,000 |
0 |
0 |
AERCAP HOLDINGS NV |
SHS |
N00985106 |
8,757 |
214,103 |
SH |
|
SOLE |
|
214,103 |
0 |
0 |
AIR PRODS & CHEMS INC |
COM |
009158106 |
2,604 |
20,000 |
SH |
|
SOLE |
|
20,000 |
0 |
0 |
AK STL HLDG CORP |
COM |
001547108 |
12,816 |
1,600,000 |
SH |
|
SOLE |
|
1,600,000 |
0 |
0 |
ALIBABA GROUP HLDG LTD |
SPONSORED ADS |
01609W102 |
10,040 |
113,000 |
SH |
|
SOLE |
|
113,000 |
0 |
0 |
AMERICAN CAP LTD |
COM |
02503Y103 |
4,248 |
300,000 |
SH |
Call |
SOLE |
|
300,000 |
0 |
0 |
AMERICAN INTL GROUP INC |
COM NEW |
026874784 |
10,410 |
192,700 |
SH |
|
SOLE |
|
192,700 |
0 |
0 |
AMERICAN TOWER CORP NEW |
COM |
03027X100 |
936 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
AMPHENOL CORP NEW |
CL A |
032095101 |
2,497 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
ANADARKO PETE CORP |
COM |
032511107 |
20,288 |
200,000 |
SH |
|
SOLE |
|
200,000 |
0 |
0 |
ANGLOGOLD ASHANTI LTD |
SPONSORED ADR |
035128206 |
1,260 |
105,000 |
SH |
|
SOLE |
|
105,000 |
0 |
0 |
ANGLOGOLD ASHANTI LTD |
SPONSORED ADR |
035128206 |
17,400 |
1,450,000 |
SH |
Call |
SOLE |
|
1,450,000 |
0 |
0 |
APACHE CORP |
COM |
037411105 |
1,192 |
12,700 |
SH |
|
SOLE |
|
12,700 |
0 |
0 |
BANK AMER CORP |
COM |
060505104 |
15,089 |
885,000 |
SH |
|
SOLE |
|
885,000 |
0 |
0 |
BANK NEW YORK MELLON CORP |
COM |
064058100 |
2,928 |
75,600 |
SH |
|
SOLE |
|
75,600 |
0 |
0 |
BARCLAYS BK PLC |
IPATH S&P500 VIX |
06742E711 |
152,466 |
4,890,000 |
SH |
Put |
SOLE |
|
4,890,000 |
0 |
0 |
BARCLAYS BK PLC |
IPATH S&P500 VIX |
06742E711 |
9,354 |
300,000 |
SH |
|
SOLE |
|
300,000 |
0 |
0 |
BELMOND LTD |
CL A |
G1154H107 |
2,951 |
253,109 |
SH |
|
SOLE |
|
253,109 |
0 |
0 |
BEST BUY INC |
COM |
086516101 |
5,878 |
175,000 |
SH |
Call |
SOLE |
|
175,000 |
0 |
0 |
BEST BUY INC |
COM |
086516101 |
59,454 |
1,770,000 |
SH |
|
SOLE |
|
1,770,000 |
0 |
0 |
BLOOMIN BRANDS INC |
COM |
094235108 |
4,585 |
250,000 |
SH |
|
SOLE |
|
250,000 |
0 |
0 |
BOULDER BRANDS INC |
COM |
101405108 |
1,279 |
93,802 |
SH |
|
SOLE |
|
93,802 |
0 |
0 |
BRUNSWICK CORP |
COM |
117043109 |
2,528 |
60,000 |
SH |
|
SOLE |
|
60,000 |
0 |
0 |
BUFFALO WILD WINGS INC |
COM |
119848109 |
7,721 |
57,500 |
SH |
|
SOLE |
|
57,500 |
0 |
0 |
BURGER KING WORLDWIDE INC |
COM |
121220107 |
5,191 |
175,000 |
SH |
|
SOLE |
|
175,000 |
0 |
0 |
CARTER INC |
COM |
146229109 |
3,101 |
40,000 |
SH |
|
SOLE |
|
40,000 |
0 |
0 |
CENTURYLINK INC |
COM |
156700106 |
4,322 |
105,700 |
SH |
|
SOLE |
|
105,700 |
0 |
0 |
CHINA MOBILE LIMITED |
SPONSORED ADR |
16941M109 |
2,456 |
41,800 |
SH |
|
SOLE |
|
41,800 |
0 |
0 |
CHIPOTLE MEXICAN GRILL INC |
COM |
169656105 |
7,666 |
11,500 |
SH |
|
SOLE |
|
11,500 |
0 |
0 |
CITIGROUP INC |
COM NEW |
172967424 |
6,192 |
119,500 |
SH |
|
SOLE |
|
119,500 |
0 |
0 |
CITRIX SYS INC |
COM |
177376100 |
7,134 |
100,000 |
SH |
|
SOLE |
|
100,000 |
0 |
0 |
CNOOC LTD |
SPONSORED ADR |
126132109 |
1,139 |
6,600 |
SH |
|
SOLE |
|
6,600 |
0 |
0 |
COCA COLA CO |
COM |
191216100 |
2,133 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
COGNEX CORP |
COM |
192422103 |
2,014 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
COLONY FINL INC |
COM |
19624R106 |
3,245 |
145,000 |
SH |
|
SOLE |
|
145,000 |
0 |
0 |
COMCAST CORP NEW |
CL A |
20030N101 |
107,560 |
2,000,000 |
SH |
Call |
SOLE |
|
2,000,000 |
0 |
0 |
COMERICA INC |
COM |
200340107 |
3,241 |
65,000 |
SH |
|
SOLE |
|
65,000 |
0 |
0 |
COMMUNITY HEALTH SYS INC NEW |
COM |
203668108 |
3,561 |
65,000 |
SH |
|
SOLE |
|
65,000 |
0 |
0 |
COMMVAULT SYSTEMS INC |
COM |
204166102 |
6,048 |
120,000 |
SH |
|
SOLE |
|
120,000 |
0 |
0 |
COMPANIA DE MINAS BUENAVENTU |
SPONSORED ADR |
204448104 |
1,448 |
125,000 |
SH |
|
SOLE |
|
125,000 |
0 |
0 |
CONSTELLATION BRANDS INC |
CL A |
21036P108 |
8,062 |
92,500 |
SH |
|
SOLE |
|
92,500 |
0 |
0 |
D R HORTON INC |
COM |
23331A109 |
10,180 |
496,100 |
SH |
|
SOLE |
|
496,100 |
0 |
0 |
DANAHER CORP DEL |
COM |
235851102 |
7,598 |
100,000 |
SH |
Call |
SOLE |
|
100,000 |
0 |
0 |
DISH NETWORK CORP |
CL A |
25470M109 |
64,580 |
1,000,000 |
SH |
|
SOLE |
|
1,000,000 |
0 |
0 |
DISNEY WALT CO |
COM DISNEY |
254687106 |
5,279 |
59,300 |
SH |
|
SOLE |
|
59,300 |
0 |
0 |
DISNEY WALT CO |
COM DISNEY |
254687106 |
20,032 |
225,000 |
SH |
Call |
SOLE |
|
225,000 |
0 |
0 |
DOLLAR TREE INC |
COM |
256746108 |
8,411 |
150,000 |
SH |
|
SOLE |
|
150,000 |
0 |
0 |
DRESSER-RAND GROUP INC |
COM |
261608103 |
1,413 |
17,180 |
SH |
|
SOLE |
|
17,180 |
0 |
0 |
E TRADE FINANCIAL CORP |
COM NEW |
269246401 |
7,342 |
325,000 |
SH |
|
SOLE |
|
325,000 |
0 |
0 |
ECOLAB INC |
COM |
278865100 |
4,019 |
35,000 |
SH |
|
SOLE |
|
35,000 |
0 |
0 |
EXPRESS INC |
COM |
30219E103 |
781 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
EXXON MOBIL CORP |
COM |
30231G102 |
1,448 |
15,400 |
SH |
|
SOLE |
|
15,400 |
0 |
0 |
FACEBOOK INC |
CL A |
30303M102 |
6,465 |
81,800 |
SH |
|
SOLE |
|
81,800 |
0 |
0 |
FEDEX CORP |
COM |
31428X106 |
1,615 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
FIREEYE INC |
COM |
31816Q101 |
3,820 |
125,000 |
SH |
|
SOLE |
|
125,000 |
0 |
0 |
FIRST NBC BK HLDG CO |
COM |
32115D106 |
2,784 |
85,000 |
SH |
|
SOLE |
|
85,000 |
0 |
0 |
FOOT LOCKER INC |
COM |
344849104 |
1,113 |
20,000 |
SH |
|
SOLE |
|
20,000 |
0 |
0 |
FORD MTR CO DEL |
COM PAR $0.01 |
345370860 |
22,185 |
1,500,000 |
SH |
Call |
SOLE |
|
1,500,000 |
0 |
0 |
FORTINET INC |
COM |
34959E109 |
253 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
FOSTER WHEELER AG |
COM |
H27178104 |
5,631 |
178,076 |
SH |
|
SOLE |
|
178,076 |
0 |
0 |
GAMING & LEISURE PPTYS INC |
COM |
36467J108 |
5,717 |
185,000 |
SH |
|
SOLE |
|
185,000 |
0 |
0 |
GAP INC DEL |
COM |
364760108 |
1,668 |
40,000 |
SH |
|
SOLE |
|
40,000 |
0 |
0 |
GEO GROUP INC NEW |
COM |
36162J106 |
4,969 |
130,000 |
SH |
|
SOLE |
|
130,000 |
0 |
0 |
GOOGLE INC |
CL A |
38259P508 |
2,059 |
3,500 |
SH |
|
SOLE |
|
3,500 |
0 |
0 |
GRUPO AVAL ACCIONES Y VALORE |
SPONSORED ADS |
40053W101 |
8,808 |
650,000 |
SH |
|
SOLE |
|
650,000 |
0 |
0 |
HARLEY DAVIDSON INC |
COM |
412822108 |
3,492 |
60,000 |
SH |
|
SOLE |
|
60,000 |
0 |
0 |
HCA HOLDINGS INC |
COM |
40412C101 |
1,763 |
25,000 |
SH |
|
SOLE |
|
25,000 |
0 |
0 |
HD SUPPLY HLDGS INC |
COM |
40416M105 |
40,890 |
1,500,000 |
SH |
|
SOLE |
|
1,500,000 |
0 |
0 |
HERSHEY CO |
COM |
427866108 |
10,340 |
108,350 |
SH |
|
SOLE |
|
108,350 |
0 |
0 |
HEWLETT PACKARD CO |
COM |
428236103 |
3,873 |
109,200 |
SH |
|
SOLE |
|
109,200 |
0 |
0 |
HILTON WORLDWIDE HLDGS INC |
COM |
43300A104 |
12,931 |
525,000 |
SH |
|
SOLE |
|
525,000 |
0 |
0 |
HIMAX TECHNOLOGIES INC |
SPONSORED ADR |
43289P106 |
2,599 |
256,100 |
SH |
|
SOLE |
|
256,100 |
0 |
0 |
HOME DEPOT INC |
COM |
437076102 |
27,522 |
300,000 |
SH |
Call |
SOLE |
|
300,000 |
0 |
0 |
HOMEAWAY INC |
COM |
43739Q100 |
3,550 |
100,000 |
SH |
|
SOLE |
|
100,000 |
0 |
0 |
HOST HOTELS & RESORTS INC |
COM |
44107P104 |
4,266 |
200,000 |
SH |
|
SOLE |
|
200,000 |
0 |
0 |
HOWARD HUGHES CORP |
COM |
44267D107 |
2,413 |
16,084 |
SH |
|
SOLE |
|
16,084 |
0 |
0 |
ICON PLC |
SHS |
G4705A100 |
2,862 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
INFOBLOX INC |
COM |
45672H104 |
4,056 |
275,000 |
SH |
|
SOLE |
|
275,000 |
0 |
0 |
INTEL CORP |
COM |
458140100 |
2,960 |
85,000 |
SH |
|
SOLE |
|
85,000 |
0 |
0 |
INTERACTIVE BROKERS GROUP IN |
COM |
45841N107 |
4,057 |
162,592 |
SH |
|
SOLE |
|
162,592 |
0 |
0 |
INTERCONTINENTAL EXCHANGE IN |
COM |
45866F104 |
10,377 |
53,200 |
SH |
|
SOLE |
|
53,200 |
0 |
0 |
ISHARES |
MSCI GERMANY ETF |
464286806 |
4,155 |
150,000 |
SH |
|
SOLE |
|
150,000 |
0 |
0 |
ISHARES |
MSCI JAPAN ETF |
464286848 |
8,121 |
690,000 |
SH |
|
SOLE |
|
690,000 |
0 |
0 |
ISHARES TR |
CHINA LG-CAP ETF |
464287184 |
11,484 |
300,000 |
SH |
Call |
SOLE |
|
300,000 |
0 |
0 |
ISHARES TR |
CHINA LG-CAP ETF |
464287184 |
21,552 |
563,000 |
SH |
|
SOLE |
|
563,000 |
0 |
0 |
ISHARES TR |
CHINA LG-CAP ETF |
464287184 |
82,302 |
2,150,000 |
SH |
Put |
SOLE |
|
2,150,000 |
0 |
0 |
ISHARES TR |
MSCI UTD KNGDM |
46434V548 |
58,140 |
3,000,000 |
SH |
Call |
SOLE |
|
3,000,000 |
0 |
0 |
ISHARES TR |
RUSSELL 2000 ETF |
464287135 |
26,454 |
300,000 |
SH |
Call |
SOLE |
|
300,000 |
0 |
0 |
JARDEN CORP |
COM |
471109108 |
7,640 |
127,108 |
SH |
|
SOLE |
|
127,108 |
0 |
0 |
JPMORGAN CHASE & CO |
COM |
46625H100 |
4,976 |
82,600 |
SH |
|
SOLE |
|
82,600 |
0 |
0 |
KEYCORP NEW |
COM |
493267108 |
3,333 |
250,000 |
SH |
|
SOLE |
|
250,000 |
0 |
0 |
KINDER MORGAN INC DEL |
COM |
49456B101 |
23,963 |
625,000 |
SH |
|
SOLE |
|
625,000 |
0 |
0 |
LAS VEGAS SANDS CORP |
COM |
517834107 |
34,216 |
550,000 |
SH |
Call |
SOLE |
|
550,000 |
0 |
0 |
LOCKHEED MARTIN CORP |
COM |
539830109 |
5,483 |
30,000 |
SH |
|
SOLE |
|
30,000 |
0 |
0 |
LOCKHEED MARTIN CORP |
COM |
539830109 |
13,709 |
75,000 |
SH |
Call |
SOLE |
|
75,000 |
0 |
0 |
LULULEMON ATHLETICA INC |
COM |
550021109 |
1,470 |
35,000 |
SH |
|
SOLE |
|
35,000 |
0 |
0 |
M & T BK CORP |
COM |
55261F104 |
2,466 |
20,000 |
SH |
|
SOLE |
|
20,000 |
0 |
0 |
MARKET VECTORS ETF TR |
OIL SVCS ETF |
57060U191 |
1,439 |
29,000 |
SH |
|
SOLE |
|
29,000 |
0 |
0 |
MCDONALDS CORP |
COM |
580135101 |
4,741 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
MERITAGE HOMES CORP |
COM |
59001A102 |
1,775 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
METLIFE INC |
COM |
59156R108 |
2,149 |
40,000 |
SH |
|
SOLE |
|
40,000 |
0 |
0 |
MGIC INVT CORP WIS |
COM |
552848103 |
2,343 |
300,000 |
SH |
|
SOLE |
|
300,000 |
0 |
0 |
MICHAELS COS INC |
COM |
59408Q106 |
47,533 |
2,719,300 |
SH |
|
SOLE |
|
2,719,300 |
0 |
0 |
MICRON TECHNOLOGY INC |
COM |
595112103 |
5,139 |
150,000 |
SH |
|
SOLE |
|
150,000 |
0 |
0 |
MICRON TECHNOLOGY INC |
COM |
595112103 |
34,260 |
1,000,000 |
SH |
Call |
SOLE |
|
1,000,000 |
0 |
0 |
MONDELEZ INTL INC |
CL A |
609207105 |
2,570 |
75,000 |
SH |
|
SOLE |
|
75,000 |
0 |
0 |
MONSANTO CO NEW |
COM |
61166W101 |
4,500 |
40,000 |
SH |
Call |
SOLE |
|
40,000 |
0 |
0 |
MORGAN STANLEY |
COM NEW |
617446448 |
202,541 |
5,858,880 |
SH |
|
SOLE |
|
5,858,880 |
0 |
0 |
NASDAQ OMX GROUP INC |
COM |
631103108 |
5,650 |
133,200 |
SH |
|
SOLE |
|
133,200 |
0 |
0 |
NETEASE INC |
SPONSORED ADR |
64110W102 |
2,707 |
31,600 |
SH |
|
SOLE |
|
31,600 |
0 |
0 |
NEW RESIDENTIAL INVT CORP |
COM |
64828T102 |
1,166 |
200,000 |
SH |
|
SOLE |
|
200,000 |
0 |
0 |
NIKE INC |
CL B |
654106103 |
1,784 |
20,000 |
SH |
|
SOLE |
|
20,000 |
0 |
0 |
NORFOLK SOUTHERN CORP |
COM |
655844108 |
8,370 |
75,000 |
SH |
Call |
SOLE |
|
75,000 |
0 |
0 |
NORTHROP GRUMMAN CORP |
COM |
666807102 |
10,541 |
80,000 |
SH |
|
SOLE |
|
80,000 |
0 |
0 |
NORTHROP GRUMMAN CORP |
COM |
666807102 |
16,470 |
125,000 |
SH |
Call |
SOLE |
|
125,000 |
0 |
0 |
NORWEGIAN CRUISE LINE HLDGS |
SHS |
G66721104 |
7,384 |
205,000 |
SH |
|
SOLE |
|
205,000 |
0 |
0 |
NVIDIA CORP |
COM |
67066G104 |
2,721 |
147,500 |
SH |
|
SOLE |
|
147,500 |
0 |
0 |
O REILLY AUTOMOTIVE INC NEW |
COM |
67103H107 |
7,518 |
50,000 |
SH |
Call |
SOLE |
|
50,000 |
0 |
0 |
PALO ALTO NETWORKS INC |
COM |
697435105 |
13,773 |
140,400 |
SH |
|
SOLE |
|
140,400 |
0 |
0 |
PANERA BREAD CO |
CL A |
69840W108 |
814 |
5,000 |
SH |
|
SOLE |
|
5,000 |
0 |
0 |
PETROCHINA CO LTD |
SPONSORED ADR |
71646E100 |
1,452 |
11,300 |
SH |
|
SOLE |
|
11,300 |
0 |
0 |
PETROLEO BRASILEIRO SA PETRO |
SPONSORED ADR |
71654V408 |
149,208 |
10,515,000 |
SH |
Call |
SOLE |
|
10,515,000 |
0 |
0 |
PETROLEO BRASILEIRO SA PETRO |
SPONSORED ADR |
71654V408 |
4,730 |
333,300 |
SH |
Put |
SOLE |
|
333,300 |
0 |
0 |
PETROLEO BRASILEIRO SA PETRO |
SPONSORED ADR |
71654V408 |
105,917 |
7,464,200 |
SH |
|
SOLE |
|
7,464,200 |
0 |
0 |
PINNACLE ENTMT INC |
COM |
723456109 |
1,255 |
50,000 |
SH |
|
SOLE |
|
50,000 |
0 |
0 |
POLARIS INDS INC |
COM |
731068102 |
14,230 |
95,000 |
SH |
|
SOLE |
|
95,000 |
0 |
0 |
PRECISION CASTPARTS CORP |
COM |
740189105 |
11,844 |
50,000 |
SH |
Call |
SOLE |
|
50,000 |
0 |
0 |
PRICELINE GRP INC |
COM NEW |
741503403 |
3,476 |
3,000 |
SH |
|
SOLE |
|
3,000 |
0 |
0 |
PROTECTIVE LIFE CORP |
COM |
743674103 |
6,907 |
99,505 |
SH |
|
SOLE |
|
99,505 |
0 |
0 |
QUALCOMM INC |
COM |
747525103 |
14,954 |
200,000 |
SH |
Put |
SOLE |
|
200,000 |
0 |
0 |
REGIONS FINL CORP NEW |
COM |
7591EP100 |
6,825 |
679,800 |
SH |
|
SOLE |
|
679,800 |
0 |
0 |
ROPER INDS INC NEW |
COM |
776696106 |
5,852 |
40,000 |
SH |
|
SOLE |
|
40,000 |
0 |
0 |
ROPER INDS INC NEW |
COM |
776696106 |
14,629 |
100,000 |
SH |
Call |
SOLE |
|
100,000 |
0 |
0 |
ROYAL CARIBBEAN CRUISES LTD |
COM |
V7780T103 |
8,075 |
120,000 |
SH |
Call |
SOLE |
|
120,000 |
0 |
0 |
ROYAL CARIBBEAN CRUISES LTD |
COM |
V7780T103 |
10,766 |
160,000 |
SH |
|
SOLE |
|
160,000 |
0 |
0 |
RUCKUS WIRELESS INC |
COM |
781220108 |
13,360 |
1,000,000 |
SH |
|
SOLE |
|
1,000,000 |
0 |
0 |
SAFEWAY INC |
COM NEW |
786514208 |
622 |
18,129 |
SH |
|
SOLE |
|
18,129 |
0 |
0 |
SBA COMMUNICATIONS CORP |
COM |
78388J106 |
665 |
6,000 |
SH |
|
SOLE |
|
6,000 |
0 |
0 |
SCHLUMBERGER LTD |
COM |
806857108 |
7,627 |
75,000 |
SH |
Call |
SOLE |
|
75,000 |
0 |
0 |
SCHWAB CHARLES CORP NEW |
COM |
808513105 |
46,915 |
1,596,290 |
SH |
|
SOLE |
|
1,596,290 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI CONS DISCR |
81369Y407 |
16,006 |
240,000 |
SH |
|
SOLE |
|
240,000 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI INT-ENERGY |
81369Y506 |
5,437 |
60,000 |
SH |
|
SOLE |
|
60,000 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI INT-FINL |
81369Y605 |
34,081 |
1,470,926 |
SH |
|
SOLE |
|
1,470,926 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI INT-FINL |
81369Y605 |
92,680 |
4,000,000 |
SH |
Call |
SOLE |
|
4,000,000 |
0 |
0 |
SELECT SECTOR SPDR TR |
SBI INT-UTILS |
81369Y506 |
181,240 |
2,000,000 |
SH |
Put |
SOLE |
|
2,000,000 |
0 |
0 |
SIGMA ALDRICH CORP |
COM |
826552101 |
1,049 |
7,714 |
SH |
|
SOLE |
|
7,714 |
0 |
0 |
SK TELECOM LTD |
SPONSORED ADR |
78440P108 |
2,576 |
84,900 |
SH |
|
SOLE |
|
84,900 |
0 |
0 |
SNAP ON INC |
COM |
833034101 |
363 |
3,000 |
SH |
|
SOLE |
|
3,000 |
0 |
0 |
SOHU COM INC |
COM |
83408W103 |
1,612 |
32,100 |
SH |
|
SOLE |
|
32,100 |
0 |
0 |
SOTHEBYS |
COM |
835898107 |
12,502 |
350,000 |
SH |
Call |
SOLE |
|
350,000 |
0 |
0 |
SPDR S&P 500 ETF TR |
TR UNIT |
78462F103 |
256,126 |
1,300,000 |
SH |
Put |
SOLE |
|
1,300,000 |
0 |
0 |
SPDR SERIES TRUST |
S&P BK ETF |
78464A797 |
2,393 |
75,000 |
SH |
|
SOLE |
|
75,000 |
0 |
0 |
SPDR SERIES TRUST |
S&P HOMEBUILD |
78464A888 |
4,879 |
164,900 |
SH |
|
SOLE |
|
164,900 |
0 |
0 |
SPDR SERIES TRUST |
S&P REGL BKG |
78464A698 |
9,465 |
250,000 |
SH |
|
SOLE |
|
250,000 |
0 |
0 |
SPRINGLEAF HLDGS INC |
COM |
85172J101 |
4,509 |
141,203 |
SH |
|
SOLE |
|
141,203 |
0 |
0 |
ST JOE CO |
COM |
790148100 |
7,426 |
372,600 |
SH |
|
SOLE |
|
372,600 |
0 |
0 |
STARBUCKS CORP |
COM |
855244109 |
5,660 |
75,000 |
SH |
|
SOLE |
|
75,000 |
0 |
0 |
STARWOOD HOTELS&RESORTS WRLD |
COM |
85590A401 |
3,744 |
45,000 |
SH |
|
SOLE |
|
45,000 |
0 |
0 |
SYNCHRONY FINL |
COM |
87165B103 |
2,455 |
100,000 |
SH |
|
SOLE |
|
100,000 |
0 |
0 |
SYNOVUS FINL CORP |
COM NEW |
87161C501 |
6,273 |
265,342 |
SH |
|
SOLE |
|
265,342 |
0 |
0 |
TAIWAN SEMICONDUCTOR MFG LTD |
SPONSORED ADR |
874039100 |
638 |
31,600 |
SH |
|
SOLE |
|
31,600 |
0 |
0 |
TATA MTRS LTD |
SPONSORED ADR |
876568502 |
1,010 |
23,100 |
SH |
|
SOLE |
|
23,100 |
0 |
0 |
TD AMERITRADE HLDG CORP |
COM |
87236Y108 |
41,864 |
1,254,550 |
SH |
|
SOLE |
|
1,254,550 |
0 |
0 |
TE CONNECTIVITY LTD |
REG SHS |
H84989104 |
16,587 |
300,000 |
SH |
Call |
SOLE |
|
300,000 |
0 |
0 |
THERMO FISHER SCIENTIFIC INC |
COM |
883556102 |
5,477 |
45,000 |
SH |
|
SOLE |
|
45,000 |
0 |
0 |
TIM PARTICIPACOES S A |
SPONSORED ADR |
88706P205 |
2,013 |
76,831 |
SH |
|
SOLE |
|
76,831 |
0 |
0 |
TIME WARNER CABLE INC |
COM |
88732J207 |
196,894 |
1,372,178 |
SH |
|
SOLE |
|
1,372,178 |
0 |
0 |
TIME WARNER INC |
COM NEW |
887317303 |
7,145 |
95,000 |
SH |
|
SOLE |
|
95,000 |
0 |
0 |
T-MOBILE US INC |
COM |
872590104 |
4,143 |
143,500 |
SH |
|
SOLE |
|
143,500 |
0 |
0 |
TOTAL SYS SVCS INC |
COM |
891906109 |
7,571 |
244,500 |
SH |
|
SOLE |
|
244,500 |
0 |
0 |
TRW AUTOMOTIVE HLDGS CORP |
COM |
87264S106 |
1,417 |
13,999 |
SH |
|
SOLE |
|
13,999 |
0 |
0 |
TYSON FOODS INC |
CL A |
902494103 |
2,362 |
60,000 |
SH |
|
SOLE |
|
60,000 |
0 |
0 |
ULTRAPETROL BAHAMAS LTD |
COM |
P94398107 |
271 |
86,911 |
SH |
|
SOLE |
|
86,911 |
0 |
0 |
UMPQUA HLDGS CORP |
COM |
904214103 |
2,906 |
176,461 |
SH |
|
SOLE |
|
176,461 |
0 |
0 |
UNION PAC CORP |
COM |
907818108 |
10,073 |
92,908 |
SH |
|
SOLE |
|
92,908 |
0 |
0 |
UNION PAC CORP |
COM |
907818108 |
37,947 |
350,000 |
SH |
Call |
SOLE |
|
350,000 |
0 |
0 |
VEECO INSTRS INC DEL |
COM |
922417100 |
1,789 |
51,200 |
SH |
|
SOLE |
|
51,200 |
0 |
0 |
VOYA FINL INC |
COM |
929089100 |
9,783 |
250,200 |
SH |
|
SOLE |
|
250,200 |
0 |
0 |
WCI CMNTYS INC |
COM PAR $0.01 |
92923C807 |
3,727 |
202,100 |
SH |
|
SOLE |
|
202,100 |
0 |
0 |
WHITEWAVE FOODS CO |
COM |
966244105 |
6,539 |
180,000 |
SH |
|
SOLE |
|
180,000 |
0 |
0 |
WILSHIRE BANCORP INC |
COM |
97186T108 |
1,506 |
163,117 |
SH |
|
SOLE |
|
163,117 |
0 |
0 |
WYNN RESORTS LTD |
COM |
983134107 |
14,499 |
77,500 |
SH |
Call |
SOLE |
|
77,500 |
0 |
0 |
YAHOO INC |
COM |
984332106 |
6,113 |
150,000 |
SH |
|
SOLE |
|
150,000 |
0 |
0 |
YPF SOCIEDAD ANONIMA |
SPON ADR CL D |
984245100 |
3,572 |
96,563 |
SH |
|
SOLE |
|
96,563 |
0 |
0 |
ZIONS BANCORPORATION |
COM |
989701107 |
9,445 |
325,000 |
SH |
|
SOLE |
|
325,000 |
0 |
0 |