Assets |
Cash |
Receivable from clearing organization |
Notes and other receivables, net of allowances for doubtful accounts of $100,000 for both periods |
Income taxes receivable |
155.34K |
Trading and investment securities owned, at fair value |
Underwriter warrants, at fair value |
Prepaid and deferred expenses |
Furniture and equipment, at cost, net of accumulated depreciation and amortization of $922,317 and $918,443 |
115.45K |
Total Assets |
8.36M |
Liabilities and Shareholders' Equity |
Accounts payable and accrued liabilities |
Payable to clearing organization |
Compensation, employee benefits and payroll taxes |
Trading securities sold, not yet purchased, at fair value |
Income taxes payable - current |
Income taxes payable - uncertain tax positions |
Deferred revenue |
Total Liabilities |
4.12M |
Commitments and Contingencies |
0 |
Shareholders' Equity |
Preferred stock, no par value; 500,000 shares authorized; none issued |
99 |
Common stock, no par value; 10,000,000 shares authorized; shares issued and outstanding: 5,767,985 and 5,769,985 |
2.5K |
Retained earnings |
-83.4M |
Total Shareholders' Equity |
4.24M |
Total Liabilities and Shareholders' Equity |
8.36M |