Cash |
Deposit with clearing organizations |
Receivables from broker dealers and clearing organizations |
Other receivables, net of allowance for uncollectible accounts of $310,000 and $324,000, respectively |
Advances to registered representatives - Current portion |
Securities owned: marketable – at market value |
Securities owned: nonmarketable – at fair value |
Total Current Assets |
Advances to registered representatives - Long term portion |
Fixed assets, net |
Secured demand note |
Intangible assets, net |
Investment in unconsolidated joint venture |
Other assets |
Total Assets |
Accounts payable, accrued expenses and other liabilities |
Derivative liabilities |
Payable to broker dealers and clearing organizations |
Securities sold, but not yet purchased, at market |
Convertible notes payable, net of debt discount of $345,000 |
Notes payable |
Total Current Liabilities |
Accrued expenses and other liabilities - Long term portion |
Convertible notes payable, net of debt discount of $642,000 |
Total Liabilities, before subordinated borrowings and other liabilities |
Subordinated borrowings |
Common stock, $.02 par value, 150,000,000 shares authorized; 20,446,704 and 17,276,704 shares issued and outstanding at June 30, 2011 and September 30, 2010, respectively |
Additional paid-in capital |
Subscription receivable |
Accumulated deficit |
Total National Holdings Corporation Stockholders' Equity (Deficit) |
Non Controlling Interest |
Total Liabilities and Stockholders' Equity (Deficit) |
Total Liabilities |
Cumulative Preferred Stock SeriesA [Member] |
Preferred Stock |
Cumulative Preferred Stock Series CandD [Member] |
Preferred Stock |
Preferred Stock [Member] |
Preferred Stock |