Ratings by Citi (William Katz)

Date CompanySymbol Type Rating
(Past)
PT
(Past)
Start $
(End $)
% Chg. Details
6/17/2021 Artisan Partners Asset Management APAM Maintain Neutral
(N/A)
 
 
  Details
5/24/2021 The Blackstone Group BX Maintain Neutral
(N/A)
 
 
  Details
5/7/2021 Apollo Global Management APO Maintain Buy
(N/A)
 
 
  Details
5/7/2021 Sculptor Capital Mgmt. SCU Maintain Buy
(N/A)
 
 
  Details
5/5/2021 Franklin Resources BEN Maintain Neutral
(N/A)
 
 
  Details
5/4/2021 The Carlyle Group LP CG Maintain Buy
(N/A)
 
 
  Details
5/4/2021 Affiliated Managers Group AMG Maintain Buy
(N/A)
 
 
  Details
5/3/2021 Raymond James RJF Maintain Buy
(N/A)
 
 
  Details
5/3/2021 Federated Hermes Inc. FHI Maintain Neutral
(N/A)
 
 
  Details
4/30/2021 T. Rowe Price TROW Maintain Sell
(N/A)
 
 
  Details
4/30/2021 LPL Investment LPLA Maintain Buy
(N/A)
 
 
  Details
4/30/2021 AllianceBernstein AB Maintain Neutral
(N/A)
 
 
  Details
4/29/2021 Artisan Partners Asset Management APAM Maintain Neutral
(N/A)
 
 
  Details
4/28/2021 Invesco IVZ Maintain Neutral
(N/A)
 
 
  Details
4/27/2021 Artisan Partners Asset Management APAM Downgrade Neutral
(Buy)
56.50
(50.62)
-10.41% Details
4/23/2021 Charles Schwab Corp. SCHW Maintain Buy
(N/A)
 
 
  Details
4/16/2021 Charles Schwab Corp. SCHW Maintain Buy
(N/A)
 
 
  Details
4/16/2021 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
4/14/2021 Charles Schwab Corp. SCHW Maintain Buy
(N/A)
 
 
  Details
4/14/2021 Raymond James RJF Maintain Buy
(N/A)
 
 
  Details
4/14/2021 The RMR Group Inc. RMR Maintain Neutral
(N/A)
 
 
  Details
4/14/2021 LPL Investment LPLA Maintain Neutral
(N/A)
 
 
  Details
4/14/2021 KKR KKR Maintain Buy
(N/A)
 
 
  Details
4/14/2021 Invesco IVZ Maintain Neutral
(N/A)
 
 
  Details
4/14/2021 Franklin Resources BEN Maintain Neutral
(N/A)
 
 
  Details
4/14/2021 Federated Hermes Inc. FHI Maintain Neutral
(N/A)
 
 
  Details
4/14/2021 Brookfield Asset Management BAM Maintain Buy
(N/A)
 
 
  Details
4/14/2021 The Blackstone Group BX Maintain Neutral
(N/A)
 
 
  Details
4/14/2021 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
4/14/2021 Apollo Global Management APO Maintain Buy
(N/A)
 
 
  Details
4/14/2021 T. Rowe Price TROW Downgrade Sell
(Neutral)
176.93
(192.95)
9.05% Details
4/12/2021 Affiliated Managers Group AMG Maintain Buy
(N/A)
 
 
  Details
3/25/2021 AllianceBernstein AB Downgrade Neutral
(Buy)
40.00
(44.65)
11.63% Details
3/22/2021 Apollo Global Management APO Upgrade Buy
(Neutral)
47.29
(58.43)
23.56% Details
3/15/2021 Charles Schwab Corp. SCHW Maintain Buy
(N/A)
 
 
  Details
2/17/2021 AllianceBernstein AB Maintain Buy
(N/A)
 
 
  Details
2/10/2021 KKR KKR Maintain Buy
()
 
 
  Details
2/9/2021 Affiliated Managers Group AMG Upgrade Buy
(Neutral)
132.10
(154.87)
17.24% Details
2/8/2021 The RMR Group Inc. RMR Maintain Neutral
(N/A)
 
 
  Details
2/8/2021 The Carlyle Group LP CG Maintain Buy
(N/A)
 
 
  Details
2/3/2021 Charles Schwab Corp. SCHW Maintain Buy
(N/A)
 
 
  Details
2/3/2021 Franklin Resources BEN Maintain Neutral
(N/A)
 
 
  Details
1/29/2021 Raymond James RJF Maintain Buy
(N/A)
 
 
  Details
1/21/2021 Charles Schwab Corp. SCHW Maintain Buy
(N/A)
 
 
  Details
1/15/2021 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
11/25/2020 The RMR Group Inc. RMR Maintain Neutral
(N/A)
 
 
  Details
11/17/2020 Charles Schwab Corp. SCHW Upgrade Buy
(Neutral)
46.89
(72.14)
53.85% Details
11/17/2020 Raymond James RJF Upgrade Buy
(Neutral)
87.72
(127.38)
45.21% Details
11/17/2020 LPL Investment LPLA Maintain Buy
(N/A)
 
 
  Details
11/11/2020 LPL Investment LPLA Maintain Buy
(N/A)
 
 
  Details
11/10/2020 Sculptor Capital Mgmt. SCU Maintain Buy
(N/A)
 
 
  Details
11/2/2020 The Carlyle Group LP CG Maintain Buy
(N/A)
 
 
  Details
11/2/2020 KKR KKR Maintain Buy
(N/A)
 
 
  Details
11/2/2020 The Blackstone Group BX Maintain Neutral
(N/A)
 
 
  Details
11/2/2020 Apollo Global Management APO Maintain Neutral
(N/A)
 
 
  Details
10/19/2020 Brookfield Asset Management BAM Upgrade Buy
(Neutral)
33.74
(49.27)
46.03% Details
10/14/2020 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
10/12/2020 The RMR Group Inc. RMR Maintain Neutral
(N/A)
 
 
  Details
10/12/2020 Federated Hermes Inc. FHI Maintain Neutral
(N/A)
 
 
  Details
10/12/2020 KKR KKR Maintain Buy
(N/A)
 
 
  Details
10/12/2020 LPL Investment LPLA Maintain Buy
(N/A)
 
 
  Details
10/12/2020 Sculptor Capital Mgmt. SCU Maintain Buy
(N/A)
 
 
  Details
10/12/2020 T. Rowe Price TROW Maintain Neutral
(N/A)
 
 
  Details
10/12/2020 Charles Schwab Corp. SCHW Maintain Neutral
(N/A)
 
 
  Details
10/12/2020 Waddell & Reed WDR Maintain Neutral
(N/A)
 
 
  Details
10/12/2020 Eaton Vance EV Maintain Neutral
(N/A)
 
 
  Details
10/12/2020 Brookfield Asset Management BAM Maintain Neutral
(N/A)
 
 
  Details
10/12/2020 The Blackstone Group BX Maintain Neutral
(N/A)
 
 
  Details
10/12/2020 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
10/12/2020 AllianceBernstein AB Maintain Buy
(N/A)
 
 
  Details
10/12/2020 Artisan Partners Asset Management APAM Maintain Buy
(N/A)
 
 
  Details
10/12/2020 Affiliated Managers Group AMG Maintain Neutral
(N/A)
 
 
  Details
10/12/2020 Apollo Global Management APO Maintain Neutral
(N/A)
 
 
  Details
10/12/2020 Invesco IVZ Upgrade Neutral
(Sell)
13.11
(27.21)
107.55% Details
10/12/2020 The Carlyle Group LP CG Upgrade Buy
(Neutral)
26.80
(44.80)
67.16% Details
9/25/2020 The RMR Group Inc. RMR Maintain Neutral
(N/A)
 
 
  Details
9/15/2020 Eaton Vance EV Maintain Neutral
(N/A)
 
 
  Details
9/8/2020 LPL Investment LPLA Maintain Buy
(N/A)
 
 
  Details
8/27/2020 Eaton Vance EV Maintain Neutral
(N/A)
 
 
  Details
8/20/2020 Eaton Vance EV Maintain Neutral
(N/A)
 
 
  Details
8/10/2020 Charles Schwab Corp. SCHW Maintain Buy
(N/A)
 
 
  Details
8/5/2020 KKR KKR Maintain Buy
(N/A)
 
 
  Details
7/31/2020 LPL Investment LPLA Maintain Buy
(N/A)
 
 
  Details
7/30/2020 Artisan Partners Asset Management APAM Maintain Buy
(N/A)
 
 
  Details
7/29/2020 Franklin Resources BEN Maintain Neutral
(N/A)
 
 
  Details
7/29/2020 Invesco IVZ Maintain Sell
(N/A)
 
 
  Details
7/29/2020 Waddell & Reed WDR Upgrade Neutral
(Sell)
14.66
(24.98)
70.4% Details
7/24/2020 Sculptor Capital Mgmt. SCU Maintain Buy
(N/A)
 
 
  Details
7/24/2020 The Blackstone Group BX Maintain Neutral
(N/A)
 
 
  Details
7/22/2020 Charles Schwab Corp. SCHW Maintain Neutral
(N/A)
 
 
  Details
7/22/2020 TD Ameritrade AMTD Maintain Neutral
(N/A)
 
 
  Details
7/20/2020 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
7/14/2020 Waddell & Reed WDR Maintain Sell
(N/A)
 
 
  Details
7/14/2020 Charles Schwab Corp. SCHW Maintain Neutral
(N/A)
 
 
  Details
7/14/2020 TD Ameritrade AMTD Maintain Neutral
(N/A)
 
 
  Details
7/14/2020 T. Rowe Price TROW Maintain Neutral
(N/A)
 
 
  Details
7/14/2020 Sculptor Capital Mgmt. SCU Maintain Neutral
(N/A)
 
 
  Details
7/14/2020 The RMR Group Inc. RMR Upgrade Neutral
(Sell)
27.48
(40.35)
46.83% Details
7/14/2020 Raymond James RJF Maintain Neutral
(N/A)
 
 
  Details
7/14/2020 LPL Investment LPLA Maintain Neutral
(N/A)
 
 
  Details
7/14/2020 KKR KKR Maintain Buy
(N/A)
 
 
  Details
7/14/2020 Franklin Resources BEN Maintain Neutral
(N/A)
 
 
  Details
7/14/2020 Federated Hermes Inc. FHI Maintain Neutral
(N/A)
 
 
  Details
7/14/2020 Brookfield Asset Management BAM Maintain Neutral
(N/A)
 
 
  Details
7/14/2020 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
7/14/2020 Artisan Partners Asset Management APAM Maintain Buy
(N/A)
 
 
  Details
7/14/2020 Apollo Global Management APO Maintain Neutral
(N/A)
 
 
  Details
7/14/2020 Affiliated Managers Group AMG Maintain Neutral
(N/A)
 
 
  Details
6/15/2020 LPL Investment LPLA Maintain Buy
(N/A)
 
 
  Details
6/8/2020 The Blackstone Group BX Downgrade Neutral
(Buy)
58.95
(97.13)
64.77% Details
5/28/2020 Invesco IVZ Maintain Sell
(N/A)
 
 
  Details
5/4/2020 Apollo Global Management APO Maintain Buy
(N/A)
 
 
  Details
5/4/2020 The Carlyle Group LP CG Maintain Buy
(N/A)
 
 
  Details
5/4/2020 Raymond James RJF Maintain Neutral
(N/A)
 
 
  Details
5/4/2020 LPL Investment LPLA Maintain Buy
(N/A)
 
 
  Details
5/4/2020 Franklin Resources BEN Maintain Neutral
(N/A)
 
 
  Details
4/30/2020 Artisan Partners Asset Management APAM Maintain Buy
(N/A)
 
 
  Details
4/29/2020 Artisan Partners Asset Management APAM Maintain Buy
(N/A)
 
 
  Details
4/29/2020 Waddell & Reed WDR Maintain Sell
(N/A)
 
 
  Details
4/29/2020 T. Rowe Price TROW Maintain Neutral
(N/A)
 
 
  Details
4/29/2020 AllianceBernstein AB Maintain Buy
(N/A)
 
 
  Details
4/28/2020 Affiliated Managers Group AMG Maintain Neutral
(N/A)
 
 
  Details
4/27/2020 TD Ameritrade AMTD Downgrade Neutral
(Buy)
36.72
(39.97)
8.85% Details
4/24/2020 The Blackstone Group BX Maintain Buy
(N/A)
 
 
  Details
4/24/2020 Invesco IVZ Maintain Sell
(N/A)
 
 
  Details
4/16/2020 Charles Schwab Corp. SCHW Maintain Neutral
(N/A)
 
 
  Details
4/15/2020 Waddell & Reed WDR Maintain Sell
(N/A)
 
 
  Details
4/15/2020 Charles Schwab Corp. SCHW Downgrade Neutral
(Buy)
36.21
(72.14)
99.23% Details
4/15/2020 The Carlyle Group LP CG Upgrade Buy
(Neutral)
24.01
(29.66)
23.53% Details
4/15/2020 TD Ameritrade AMTD Maintain Buy
(N/A)
 
 
  Details
4/15/2020 T. Rowe Price TROW Maintain Neutral
(N/A)
 
 
  Details
4/15/2020 The RMR Group Inc. RMR Maintain Neutral
(N/A)
 
 
  Details
4/15/2020 Raymond James RJF Maintain Neutral
(N/A)
 
 
  Details
4/15/2020 LPL Investment LPLA Maintain Neutral
(N/A)
 
 
  Details
4/15/2020 KKR KKR Maintain Buy
(N/A)
 
 
  Details
4/15/2020 Invesco IVZ Downgrade Sell
(Neutral)
9.81
(27.21)
177.37% Details
4/15/2020 Franklin Resources BEN Maintain Neutral
(N/A)
 
 
  Details
4/15/2020 Federated Hermes Inc. FHI Maintain Neutral
(N/A)
 
 
  Details
4/15/2020 Brookfield Asset Management BAM Maintain Neutral
(N/A)
 
 
  Details
4/15/2020 The Blackstone Group BX Maintain Buy
(N/A)
 
 
  Details
4/15/2020 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
4/15/2020 Apollo Global Management APO Maintain Buy
(N/A)
 
 
  Details
4/15/2020 AllianceBernstein AB Maintain Buy
(N/A)
 
 
  Details
4/15/2020 Affiliated Managers Group AMG Maintain Neutral
(N/A)
 
 
  Details
4/6/2020 Sculptor Capital Mgmt. SCU Maintain Buy
(N/A)
 
 
  Details
3/25/2020 LPL Investment LPLA Upgrade Buy
(Neutral)
51.79
(139.25)
168.87% Details
3/25/2020 Raymond James RJF Upgrade Neutral
(Sell)
59.42
(127.38)
114.37% Details
3/25/2020 Charles Schwab Corp. SCHW Upgrade Buy
(Neutral)
30.72
(72.14)
134.83% Details
3/25/2020 TD Ameritrade AMTD Upgrade Buy
(Neutral)
31.42
(36.72)
16.87% Details
3/18/2020 The Blackstone Group BX Upgrade Buy
(Neutral)
41.44
(58.95)
42.25% Details
3/5/2020 Southwest LUV Maintain Neutral
(N/A)
 
 
  Details
3/4/2020 TD Ameritrade AMTD Maintain Neutral
(N/A)
 
 
  Details
3/4/2020 Charles Schwab Corp. SCHW Maintain Neutral
(N/A)
 
 
  Details
3/4/2020 Raymond James RJF Downgrade Sell
(Neutral)
80.23
(127.38)
58.77% Details
3/4/2020 LPL Investment LPLA Downgrade Neutral
(Buy)
75.41
(139.25)
84.66% Details
2/28/2020 Eaton Vance EV Maintain Neutral
(N/A)
 
 
  Details
2/27/2020 Eaton Vance EV Maintain Neutral
(N/A)
 
 
  Details
2/24/2020 Eaton Vance EV Maintain Neutral
(N/A)
 
 
  Details
2/19/2020 Franklin Resources BEN Maintain Neutral
(N/A)
 
 
  Details
2/19/2020 Legg Mason LM Downgrade Neutral
(Buy)
50.66
(49.99)
-1.32% Details
2/14/2020 Sculptor Capital Mgmt. SCU Maintain Buy
(N/A)
 
 
  Details
2/13/2020 AllianceBernstein AB Maintain Buy
(N/A)
 
 
  Details
2/6/2020 Artisan Partners Asset Management APAM Maintain Buy
(N/A)
 
 
  Details
2/6/2020 The Carlyle Group LP CG Downgrade Neutral
(Buy)
32.66
(44.80)
37.17% Details
2/4/2020 The Blackstone Group BX Maintain Neutral
(N/A)
 
 
  Details
2/4/2020 Apollo Global Management APO Maintain Buy
(N/A)
 
 
  Details
2/3/2020 KKR KKR Maintain Buy
(N/A)
 
 
  Details
2/3/2020 Federated Investors FII Maintain Neutral
(N/A)
 
 
  Details
2/3/2020 Bank of New York Mellon BK Maintain Neutral
(N/A)
 
 
  Details
2/3/2020 Apollo Global Management APO Maintain Buy
(N/A)
 
 
  Details
1/31/2020 LPL Investment LPLA Maintain Buy
(N/A)
 
 
  Details
1/17/2020 Charles Schwab Corp. SCHW Maintain Neutral
(N/A)
 
 
  Details
1/16/2020 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
1/13/2020 Waddell & Reed WDR Maintain Sell
(N/A)
 
 
  Details
1/13/2020 LPL Investment LPLA Maintain Neutral
(N/A)
 
 
  Details
1/13/2020 Legg Mason LM Maintain Buy
(N/A)
 
 
  Details
1/13/2020 Invesco IVZ Maintain Neutral
(N/A)
 
 
  Details
1/13/2020 Federated Investors FII Maintain Neutral
(N/A)
 
 
  Details
1/13/2020 The Blackstone Group BX Maintain Neutral
(N/A)
 
 
  Details
1/13/2020 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
1/13/2020 Franklin Resources BEN Maintain Neutral
(N/A)
 
 
  Details
1/13/2020 Artisan Partners Asset Management APAM Maintain Buy
(N/A)
 
 
  Details
1/13/2020 Apollo Global Management APO Maintain Buy
(N/A)
 
 
  Details
1/13/2020 Affiliated Managers Group AMG Maintain Neutral
(N/A)
 
 
  Details
11/26/2019 Charles Schwab Corp. SCHW Maintain Neutral
(N/A)
 
 
  Details
11/26/2019 TD Ameritrade AMTD Upgrade Neutral
(Sell)
51.78
(39.97)
-22.81% Details
11/25/2019 The RMR Group Inc. RMR Maintain Neutral
(N/A)
 
 
  Details
11/20/2019 Eaton Vance EV Maintain Neutral
(N/A)
 
 
  Details
11/18/2019 Brookfield Asset Management BAM Downgrade Neutral
(Buy)
57.42
(49.27)
-14.19% Details
11/11/2019 Apollo Global Management APO Maintain Buy
(N/A)
 
 
  Details
11/6/2019 Artisan Partners Asset Management APAM Upgrade Buy
(Neutral)
29.40
(56.50)
92.18% Details
11/1/2019 Apollo Global Management APO Maintain Buy
(N/A)
 
 
  Details
11/1/2019 Affiliated Managers Group AMG Maintain Neutral
(N/A)
 
 
  Details
10/31/2019 Legg Mason LM Maintain Buy
(N/A)
 
 
  Details
10/29/2019 Apollo Global Management APO Maintain Buy
(N/A)
 
 
  Details
10/28/2019 Franklin Resources BEN Maintain Neutral
(N/A)
 
 
  Details
10/25/2019 LPL Investment LPLA Maintain Buy
(N/A)
 
 
  Details
10/25/2019 Invesco IVZ Maintain Neutral
(N/A)
 
 
  Details
10/15/2019 Waddell & Reed WDR Maintain Sell
(N/A)
 
 
  Details
10/15/2019 Charles Schwab Corp. SCHW Maintain Neutral
(N/A)
 
 
  Details
10/15/2019 LPL Investment LPLA Maintain Buy
(N/A)
 
 
  Details
10/15/2019 Federated Investors FII Maintain Neutral
(N/A)
 
 
  Details
10/15/2019 The Blackstone Group BX Maintain Neutral
(N/A)
 
 
  Details
10/15/2019 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
10/15/2019 Franklin Resources BEN Maintain Buy
(N/A)
 
 
  Details
10/15/2019 Apollo Global Management APO Maintain Buy
(N/A)
 
 
  Details
10/15/2019 Artisan Partners Asset Management APAM Maintain Neutral
(N/A)
 
 
  Details
10/15/2019 Affiliated Managers Group AMG Maintain Neutral
(N/A)
 
 
  Details
10/14/2019 TD Ameritrade AMTD Downgrade Sell
(Neutral)
35.28
(51.78)
46.77% Details
10/2/2019 TD Ameritrade AMTD Maintain Buy
(N/A)
 
 
  Details
10/1/2019 Raymond James RJF Maintain Neutral
(Neutral)
 
 
  Details
10/1/2019 Charles Schwab Corp. SCHW Maintain Neutral
(Neutral)
 
 
  Details
10/1/2019 LPL Investment LPLA Maintain Buy
(Buy)
 
 
  Details
9/19/2019 Charles Schwab Corp. SCHW Maintain Neutral
(N/A)
 
 
  Details
9/19/2019 LPL Investment LPLA Maintain Buy
(N/A)
 
 
  Details
9/18/2019 The Blackstone Group BX Downgrade Neutral
(Buy)
53.52
(41.44)
-22.57% Details
9/10/2019 The Blackstone Group BX Maintain Buy
(N/A)
 
 
  Details
9/4/2019 The RMR Group Inc. RMR New Coverage Neutral
(N/A)
46.81
(33.70)
-28.01% Details
8/28/2019 Eaton Vance EV Maintain Neutral
(N/A)
 
 
  Details
8/19/2019 Apollo Global Management APO Maintain Buy
(N/A)
 
 
  Details
7/31/2019 Waddell & Reed WDR Maintain Sell
(N/A)
 
 
  Details
7/31/2019 Franklin Resources BEN Maintain Neutral
(N/A)
 
 
  Details
7/31/2019 Invesco IVZ Maintain Neutral
(N/A)
 
 
  Details
7/30/2019 Affiliated Managers Group AMG Maintain Neutral
(N/A)
 
 
  Details
7/29/2019 Charles Schwab Corp. SCHW Maintain Neutral
(N/A)
 
 
  Details
7/29/2019 Federated Investors FII Maintain Neutral
(N/A)
 
 
  Details
7/23/2019 Charles Schwab Corp. SCHW Maintain Neutral
(N/A)
 
 
  Details
7/23/2019 Legg Mason LM Maintain Buy
(N/A)
 
 
  Details
7/23/2019 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
7/22/2019 Charles Schwab Corp. SCHW Maintain Neutral
(N/A)
 
 
  Details
7/22/2019 Legg Mason LM Maintain Buy
(N/A)
 
 
  Details
7/22/2019 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
7/19/2019 The Blackstone Group BX Maintain Buy
(N/A)
 
 
  Details
7/9/2019 Charles Schwab Corp. SCHW Maintain Neutral
(N/A)
 
 
  Details
7/9/2019 Och-Ziff Capital Management Group OZM Maintain Buy
(N/A)
 
 
  Details
7/9/2019 LPL Investment LPLA Maintain Buy
(N/A)
 
 
  Details
7/9/2019 Federated Investors FII Maintain Neutral
(N/A)
 
 
  Details
7/9/2019 Franklin Resources BEN Maintain Neutral
(N/A)
 
 
  Details
7/9/2019 Affiliated Managers Group AMG Maintain Neutral
(N/A)
 
 
  Details
6/10/2019 Apollo Global Management APO Maintain Buy
(N/A)
 
 
  Details
6/7/2019 The Blackstone Group BX Maintain Buy
(N/A)
 
 
  Details
6/7/2019 Apollo Global Management APO Maintain Buy
(N/A)
 
 
  Details
5/24/2019 LPL Investment LPLA Maintain Buy
(N/A)
 
 
  Details
5/23/2019 LPL Investment LPLA Maintain Buy
(N/A)
 
 
  Details
5/22/2019 Charles Schwab Corp. SCHW Maintain Neutral
(N/A)
 
 
  Details
5/22/2019 Eaton Vance EV Maintain Neutral
(N/A)
 
 
  Details
5/17/2019 Apollo Global Management APO Maintain Buy
(N/A)
 
 
  Details
5/7/2019 Affiliated Managers Group AMG Maintain Neutral
(N/A)
 
 
  Details
5/6/2019 Apollo Global Management APO Maintain Buy
(N/A)
 
 
  Details
5/2/2019 The Carlyle Group LP CG Maintain Buy
(N/A)
 
 
  Details
5/2/2019 Artisan Partners Asset Management APAM Maintain Neutral
(N/A)
 
 
  Details
5/1/2019 KKR KKR Maintain Buy
(N/A)
 
 
  Details
4/17/2019 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
4/16/2019 KKR KKR Maintain Buy
(N/A)
 
 
  Details
4/16/2019 Invesco IVZ Maintain Neutral
(N/A)
 
 
  Details
4/16/2019 Charles Schwab Corp. SCHW Maintain Neutral
(N/A)
 
 
  Details
4/15/2019 WisdomTree Investments WETF Maintain Sell
(N/A)
 
 
  Details
4/15/2019 Waddell & Reed WDR Maintain Sell
(N/A)
 
 
  Details
4/15/2019 Raymond James RJF Maintain Neutral
(N/A)
 
 
  Details
4/15/2019 Och-Ziff Capital Management Group OZM Maintain Buy
(N/A)
 
 
  Details
4/15/2019 Legg Mason LM Maintain Buy
(N/A)
 
 
  Details
4/15/2019 KKR KKR Maintain Buy
(N/A)
 
 
  Details
4/15/2019 Federated Investors FII Maintain Neutral
(N/A)
 
 
  Details
4/15/2019 The Carlyle Group LP CG Maintain Buy
(N/A)
 
 
  Details
4/15/2019 The Blackstone Group BX Maintain Buy
(N/A)
 
 
  Details
4/15/2019 Brightsphere Investment BSIG Maintain Neutral
(N/A)
 
 
  Details
4/15/2019 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
4/15/2019 Brookfield Asset Management BAM Maintain Buy
(N/A)
 
 
  Details
4/15/2019 Apollo Global Management APO Maintain Buy
(N/A)
 
 
  Details
4/15/2019 TD Ameritrade AMTD Maintain Neutral
(N/A)
 
 
  Details
4/15/2019 Artisan Partners Asset Management APAM Upgrade Neutral
(Sell)
27.56
(29.40)
6.68% Details
4/15/2019 Franklin Resources BEN Upgrade Neutral
(Sell)
35.03
(32.24)
-7.96% Details
3/28/2019 LPL Investment LPLA Maintain Buy
(N/A)
 
 
  Details
3/20/2019 KKR KKR Maintain Buy
(N/A)
 
 
  Details
3/14/2019 Franklin Resources BEN Maintain Sell
(N/A)
 
 
  Details
3/11/2019 LPL Investment LPLA Maintain Buy
(N/A)
 
 
  Details
2/27/2019 Eaton Vance EV Maintain Neutral
(N/A)
 
 
  Details
2/21/2019 Eaton Vance EV Maintain Neutral
(N/A)
 
 
  Details
2/20/2019 Eaton Vance EV Maintain Neutral
(N/A)
 
 
  Details
2/15/2019 Brookfield Asset Management BAM Maintain Buy
(N/A)
 
 
  Details
2/14/2019 AllianceBernstein AB Maintain Buy
(N/A)
 
 
  Details
2/13/2019 Charles Schwab Corp. SCHW Maintain Neutral
(N/A)
 
 
  Details
2/13/2019 The Carlyle Group LP CG Maintain Buy
(N/A)
 
 
  Details
2/12/2019 Artisan Partners Asset Management APAM Maintain Sell
(N/A)
 
 
  Details
2/6/2019 Charles Schwab Corp. SCHW Maintain Neutral
(N/A)
 
 
  Details
2/5/2019 Affiliated Managers Group AMG Maintain Neutral
(N/A)
 
 
  Details
2/5/2019 Legg Mason LM Upgrade Buy
(Neutral)
29.89
(50.66)
69.49% Details
2/4/2019 KKR KKR Maintain Buy
(N/A)
 
 
  Details
2/4/2019 The Blackstone Group BX Maintain Buy
(N/A)
 
 
  Details
2/4/2019 WisdomTree Investments WETF Downgrade Sell
(Neutral)
6.70
(6.40)
-4.48% Details
2/1/2019 LPL Investment LPLA Maintain Buy
(N/A)
 
 
  Details
2/1/2019 Apollo Global Management APO Maintain Buy
(N/A)
 
 
  Details
1/31/2019 T. Rowe Price TROW Maintain Neutral
(N/A)
 
 
  Details
1/29/2019 Charles Schwab Corp. SCHW Maintain Neutral
(N/A)
 
 
  Details
1/28/2019 Raymond James RJF Maintain Neutral
(N/A)
 
 
  Details
1/25/2019 Federated Investors FII Maintain Neutral
(N/A)
 
 
  Details
1/14/2019 Franklin Resources BEN Downgrade Sell
(Neutral)
30.33
(35.03)
15.5% Details
1/14/2019 Waddell & Reed WDR Downgrade Sell
(Neutral)
16.97
(24.98)
47.2% Details
1/14/2019 Affiliated Managers Group AMG Downgrade Neutral
(Buy)
102.11
(154.87)
51.67% Details
1/14/2019 Brightsphere Investment BSIG Downgrade Neutral
(Buy)
11.33
(22.91)
102.21% Details
1/14/2019 Artisan Partners Asset Management APAM Downgrade Sell
(Neutral)
22.18
(27.56)
24.26% Details
12/18/2018 Federated Investors FII Upgrade Neutral
(Sell)
24.65
(36.23)
46.98% Details
12/18/2018 WisdomTree Investments WETF Upgrade Neutral
(Sell)
6.52
(6.70)
2.76% Details
12/18/2018 Brightsphere Investment BSIG Maintain Buy
(N/A)
 
 
  Details
12/7/2018 Och-Ziff Capital Management Group OZM Maintain Buy
(N/A)
 
 
  Details
11/26/2018 Raymond James RJF Maintain Neutral
(N/A)
 
 
  Details
11/26/2018 LPL Investment LPLA Maintain Buy
(N/A)
 
 
  Details
11/26/2018 TD Ameritrade AMTD Maintain Neutral
(N/A)
 
 
  Details
11/26/2018 Charles Schwab Corp. SCHW Upgrade Neutral
(Sell)
44.87
(72.14)
60.78% Details
11/21/2018 Brightsphere Investment BSIG Maintain Buy
(N/A)
 
 
  Details
11/19/2018 Eaton Vance EV Downgrade Neutral
(Buy)
43.06
(73.07)
69.69% Details
11/12/2018 Brookfield Asset Management BAM New Coverage Buy
(N/A)
41.40
(57.42)
38.7% Details
11/5/2018 Och-Ziff Capital Management Group OZM Maintain Buy
(N/A)
 
 
  Details
11/5/2018 Brightsphere Investment BSIG Maintain Buy
(N/A)
 
 
  Details
11/1/2018 Apollo Global Management APO Maintain Buy
()
 
 
  Details
11/1/2018 Artisan Partners Asset Management APAM Maintain Neutral
(N/A)
 
 
  Details
10/31/2018 Waddell & Reed WDR Maintain Neutral
(N/A)
 
 
  Details
10/30/2018 Affiliated Managers Group AMG Maintain Buy
(N/A)
 
 
  Details
10/30/2018 LPL Investment LPLA Maintain Buy
(N/A)
 
 
  Details
10/29/2018 T. Rowe Price TROW Maintain Neutral
(N/A)
 
 
  Details
10/26/2018 Raymond James RJF Downgrade Neutral
(Buy)
78.48
(127.38)
62.31% Details
10/25/2018 The Blackstone Group BX Maintain Buy
(N/A)
 
 
  Details
10/25/2018 Apollo Global Management APO Maintain Buy
(N/A)
 
 
  Details
10/24/2018 TD Ameritrade AMTD Maintain Neutral
(N/A)
 
 
  Details
10/9/2018 Waddell & Reed WDR Maintain Neutral
(N/A)
 
 
  Details
10/9/2018 T. Rowe Price TROW Maintain Neutral
(N/A)
 
 
  Details
10/9/2018 Raymond James RJF Maintain
(N/A)
 
 
  Details
10/9/2018 Legg Mason LM Maintain Neutral
(N/A)
 
 
  Details
10/9/2018 KKR KKR Maintain Buy
(N/A)
 
 
  Details
10/9/2018 Invesco IVZ Maintain Neutral
(N/A)
 
 
  Details
10/9/2018 Federated Investors FII Maintain Sell
(N/A)
 
 
  Details
10/9/2018 The Carlyle Group LP CG Maintain Buy
(N/A)
 
 
  Details
10/9/2018 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
10/9/2018 Artisan Partners Asset Management APAM Maintain Neutral
(N/A)
 
 
  Details
10/9/2018 TD Ameritrade AMTD Maintain Neutral
(N/A)
 
 
  Details
10/9/2018 Affiliated Managers Group AMG Maintain Buy
(N/A)
 
 
  Details
8/30/2018 Eaton Vance EV Maintain Buy
(N/A)
 
 
  Details