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Ratings by BofA Securities (Craig Siegenthaler)

Date CompanySymbol Type Rating
(Past)
PT
(Past)
Start $
(End $)
% Chg. Details
11/28/2023 Virtu Financial VIRT New Coverage Buy
(N/A)
17.76
(18.26)
2.82% Details
11/3/2023 IntercontinentalExchange ICE Maintain Buy
(N/A)
 
 
  Details
11/2/2023 Janus Henderson Group JHG Maintain Neutral
(N/A)
 
 
  Details
11/1/2023 Ares Management, L.P. ARES Maintain Buy
(N/A)
 
 
  Details
10/26/2023 CME Group CME Maintain Neutral
(N/A)
 
 
  Details
10/20/2023 The Blackstone Group BX Maintain Buy
(N/A)
 
 
  Details
10/13/2023 KKR KKR Maintain Buy
(N/A)
 
 
  Details
10/11/2023 Nasdaq OMX Group Inc. NDAQ Maintain Underperform
(N/A)
 
 
  Details
10/11/2023 Tradeweb Markets TW Maintain Buy
(N/A)
 
 
  Details
10/11/2023 IntercontinentalExchange ICE Maintain Buy
(N/A)
 
 
  Details
9/13/2023 Brookfield Asset Management BAM Maintain Neutral
(N/A)
 
 
  Details
9/8/2023 CBOE Holdings CBOE New Coverage Buy
(N/A)
153.56
(180.26)
17.39% Details
9/7/2023 Brookfield Asset Management BAM New Coverage Neutral
(N/A)
34.24
(36.06)
5.32% Details
9/6/2023 CME Group CME Upgrade Neutral
(Underperform)
202.53
(219.54)
8.4% Details
9/5/2023 AllianceBernstein AB Upgrade Buy
(Neutral)
31.21
(29.09)
-6.79% Details
8/16/2023 Apollo Global Management APO Maintain Neutral
(N/A)
 
 
  Details
8/16/2023 Patria Investments PAX Maintain Neutral
(N/A)
 
 
  Details
8/3/2023 Robinhood Markets HOOD Maintain Underperform
(N/A)
 
 
  Details
7/31/2023 T. Rowe Price TROW Maintain Underperform
(N/A)
 
 
  Details
7/31/2023 AllianceBernstein AB Maintain Neutral
(N/A)
 
 
  Details
7/31/2023 Franklin Resources BEN Maintain Underperform
(N/A)
 
 
  Details
7/27/2023 CME Group CME Maintain Underperform
(N/A)
 
 
  Details
7/26/2023 Invesco IVZ Maintain Neutral
(N/A)
 
 
  Details
7/21/2023 The Blackstone Group BX Maintain Buy
(N/A)
 
 
  Details
7/19/2023 Charles Schwab Corp. SCHW Maintain Underperform
(N/A)
 
 
  Details
7/19/2023 Interactive Brokers Group IBKR Maintain Buy
(N/A)
 
 
  Details
7/17/2023 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
7/12/2023 The Carlyle Group LP CG Maintain Underperform
(N/A)
 
 
  Details
6/2/2023 Interactive Brokers Group IBKR Maintain Buy
(N/A)
 
 
  Details
5/17/2023 TPG Inc. TPG Maintain Buy
(N/A)
 
 
  Details
5/5/2023 Patria Investments PAX Maintain Neutral
(N/A)
 
 
  Details
5/5/2023 IntercontinentalExchange ICE Maintain Buy
(N/A)
 
 
  Details
5/5/2023 Blue Owl Capital OWL Maintain Buy
(N/A)
 
 
  Details
5/5/2023 The Carlyle Group LP CG Maintain Underperform
(N/A)
 
 
  Details
5/3/2023 T. Rowe Price TROW Maintain Underperform
(N/A)
 
 
  Details
4/27/2023 CME Group CME Maintain Underperform
(N/A)
 
 
  Details
4/21/2023 The Blackstone Group BX Maintain Buy
(N/A)
 
 
  Details
4/20/2023 Interactive Brokers Group IBKR Maintain Buy
(N/A)
 
 
  Details
4/18/2023 Charles Schwab Corp. SCHW Maintain Underperform
(N/A)
 
 
  Details
4/13/2023 Tradeweb Markets TW Maintain Buy
(N/A)
 
 
  Details
4/13/2023 IntercontinentalExchange ICE Maintain Buy
(N/A)
 
 
  Details
4/13/2023 LPL Investment LPLA Maintain Neutral
(N/A)
 
 
  Details
4/5/2023 Victory Capital Holdings, Inc. VCTR Maintain
(N/A)
 
 
  Details
4/5/2023 Franklin Resources BEN Maintain
(N/A)
 
 
  Details
4/5/2023 T. Rowe Price TROW Maintain
(N/A)
 
 
  Details
4/5/2023 Affiliated Managers Group AMG Maintain
(N/A)
 
 
  Details
4/5/2023 AllianceBernstein AB Maintain
(N/A)
 
 
  Details
4/4/2023 TPG Inc. TPG Maintain
(N/A)
 
 
  Details
4/4/2023 Patria Investments PAX Maintain
(N/A)
 
 
  Details
4/4/2023 KKR KKR Maintain
(N/A)
 
 
  Details
4/4/2023 The Carlyle Group LP CG Maintain
(N/A)
 
 
  Details
4/4/2023 BlackRock BLK Maintain
(N/A)
 
 
  Details
4/4/2023 Ares Management, L.P. ARES Maintain
(N/A)
 
 
  Details
4/4/2023 Apollo Global Management APO Maintain
(N/A)
 
 
  Details
4/4/2023 Tradeweb Markets TW Maintain
(N/A)
 
 
  Details
4/4/2023 Nasdaq OMX Group Inc. NDAQ Maintain
(N/A)
 
 
  Details
4/4/2023 IntercontinentalExchange ICE Maintain
(N/A)
 
 
  Details
4/4/2023 CME Group CME Maintain
(N/A)
 
 
  Details
4/3/2023 Charles Schwab Corp. SCHW Maintain Underperform
(N/A)
 
 
  Details
4/3/2023 LPL Investment LPLA Maintain Neutral
(N/A)
 
 
  Details
4/3/2023 Interactive Brokers Group IBKR Maintain Buy
(N/A)
 
 
  Details
4/3/2023 Robinhood Markets HOOD Maintain Underperform
(N/A)
 
 
  Details
4/3/2023 Ameriprise Financial AMP Maintain Buy
(N/A)
 
 
  Details
1/30/2023 Charles Schwab Corp. SCHW Maintain Underperform
(N/A)
 
 
  Details
1/27/2023 The Blackstone Group BX Maintain Buy
(N/A)
 
 
  Details
1/19/2023 Charles Schwab Corp. SCHW Downgrade Underperform
(Buy)
81.38
(63.16)
-22.39% Details
12/6/2022 Patria Investments PAX Maintain Neutral
(N/A)
 
 
  Details
11/17/2022 IntercontinentalExchange ICE Upgrade Buy
(Neutral)
104.02
(114.24)
9.83% Details
11/2/2022 KKR KKR Upgrade Buy
(Neutral)
49.47
(74.87)
51.34% Details
10/31/2022 T. Rowe Price TROW Maintain Underperform
(N/A)
 
 
  Details
10/31/2022 Ares Management, L.P. ARES Maintain Buy
(N/A)
 
 
  Details
10/31/2022 Charles Schwab Corp. SCHW Maintain Buy
(N/A)
 
 
  Details
10/31/2022 AllianceBernstein AB Maintain Neutral
(N/A)
 
 
  Details
10/20/2022 Victory Capital Holdings, Inc. VCTR Maintain Buy
(N/A)
 
 
  Details
10/20/2022 Interactive Brokers Group IBKR Maintain Buy
(N/A)
 
 
  Details
10/14/2022 Nasdaq OMX Group Inc. NDAQ Downgrade Underperform
(Buy)
58.55
(55.90)
-4.53% Details
10/14/2022 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
10/10/2022 Ares Management, L.P. ARES Maintain Buy
(N/A)
 
 
  Details
10/6/2022 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
10/5/2022 The Carlyle Group LP CG Maintain Underperform
(N/A)
 
 
  Details
10/5/2022 TPG Inc. TPG Maintain Buy
(N/A)
 
 
  Details
10/5/2022 Blue Owl Capital OWL Maintain Buy
(N/A)
 
 
  Details
10/5/2022 KKR KKR Maintain Neutral
(N/A)
 
 
  Details
10/5/2022 The Blackstone Group BX Maintain Buy
(N/A)
 
 
  Details
10/5/2022 Apollo Global Management APO Maintain Neutral
(N/A)
 
 
  Details
9/23/2022 Apollo Global Management APO Upgrade Neutral
(Underperform)
51.51
(92.70)
79.97% Details
9/8/2022 Franklin Resources BEN Downgrade Underperform
(Neutral)
26.05
(25.63)
-1.61% Details
9/7/2022 AllianceBernstein AB New Coverage Neutral
(N/A)
42.65
(29.09)
-31.79% Details
9/7/2022 Janus Henderson Group JHG New Coverage Neutral
(N/A)
23.26
(26.40)
13.5% Details
9/7/2022 Ameriprise Financial AMP New Coverage Buy
(N/A)
268.49
(356.29)
32.7% Details
9/7/2022 Patria Investments PAX New Coverage Neutral
(N/A)
13.84
(14.45)
4.41% Details
9/6/2022 The Carlyle Group LP CG Downgrade Underperform
(Buy)
32.26
(35.18)
9.05% Details
8/8/2022 IntercontinentalExchange ICE Maintain Neutral
(N/A)
 
 
  Details
7/28/2022 CME Group CME Maintain Underperform
(N/A)
 
 
  Details
7/21/2022 Nasdaq OMX Group Inc. NDAQ Maintain Buy
(N/A)
 
 
  Details
7/19/2022 Charles Schwab Corp. SCHW Maintain Buy
(N/A)
 
 
  Details
5/27/2022 Tradeweb Markets TW Maintain Buy
(N/A)
 
 
  Details
5/26/2022 Charles Schwab Corp. SCHW Maintain Buy
(N/A)
 
 
  Details
5/24/2022 Blue Owl Capital OWL Maintain Buy
(N/A)
 
 
  Details
5/4/2022 KKR KKR Maintain Neutral
(N/A)
 
 
  Details
5/2/2022 LPL Investment LPLA Maintain Neutral
(N/A)
 
 
  Details
5/2/2022 The Carlyle Group LP CG Maintain Buy
(N/A)
 
 
  Details
5/2/2022 Robinhood Markets HOOD Maintain Underperform
(N/A)
 
 
  Details
4/29/2022 Tradeweb Markets TW Maintain Buy
(N/A)
 
 
  Details
4/29/2022 T. Rowe Price TROW Maintain Underperform
(N/A)
 
 
  Details
4/29/2022 Ares Management, L.P. ARES Maintain Buy
(N/A)
 
 
  Details
4/22/2022 Charles Schwab Corp. SCHW Maintain Buy
(N/A)
 
 
  Details
4/22/2022 The Blackstone Group BX Maintain Buy
(N/A)
 
 
  Details
4/21/2022 LPL Investment LPLA Maintain Neutral
(N/A)
 
 
  Details
4/20/2022 Interactive Brokers Group IBKR Maintain Buy
(N/A)
 
 
  Details
4/19/2022 Charles Schwab Corp. SCHW Maintain Buy
(N/A)
 
 
  Details
4/14/2022 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
4/5/2022 T. Rowe Price TROW Maintain Underperform
(N/A)
 
 
  Details
4/5/2022 Affiliated Managers Group AMG Maintain Neutral
(N/A)
 
 
  Details
4/5/2022 Franklin Resources BEN Maintain Neutral
(N/A)
 
 
  Details
4/5/2022 Invesco IVZ Maintain Neutral
(N/A)
 
 
  Details
4/5/2022 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
4/5/2022 Victory Capital Holdings, Inc. VCTR Maintain Buy
(N/A)
 
 
  Details
4/5/2022 LPL Investment LPLA Maintain Neutral
(N/A)
 
 
  Details
4/5/2022 Interactive Brokers Group IBKR Maintain Buy
(N/A)
 
 
  Details
4/5/2022 Charles Schwab Corp. SCHW Maintain Buy
(N/A)
 
 
  Details
4/4/2022 Tradeweb Markets TW Maintain Buy
(N/A)
 
 
  Details
4/4/2022 Nasdaq OMX Group Inc. NDAQ Maintain Buy
(N/A)
 
 
  Details
4/4/2022 IntercontinentalExchange ICE Maintain Neutral
(N/A)
 
 
  Details
4/4/2022 CME Group CME Maintain Underperform
(N/A)
 
 
  Details
3/10/2022 Tradeweb Markets TW Maintain Buy
(N/A)
 
 
  Details
3/10/2022 IntercontinentalExchange ICE Maintain Neutral
(N/A)
 
 
  Details
3/10/2022 CME Group CME Maintain Underperform
(N/A)
 
 
  Details
2/15/2022 Apollo Global Management APO Maintain Underperform
(N/A)
 
 
  Details
2/10/2022 CME Group CME Maintain Underperform
(N/A)
 
 
  Details
2/7/2022 TPG Inc. TPG New Coverage Buy
(N/A)
33.08
(35.44)
7.13% Details
2/7/2022 IntercontinentalExchange ICE Maintain Neutral
(N/A)
 
 
  Details
2/4/2022 The Carlyle Group LP CG Maintain Buy
(N/A)
 
 
  Details
2/4/2022 LPL Investment LPLA Maintain Neutral
(N/A)
 
 
  Details
2/4/2022 Tradeweb Markets TW Maintain Buy
(N/A)
 
 
  Details
1/31/2022 Robinhood Markets HOOD Maintain Buy
(N/A)
 
 
  Details
1/31/2022 Robinhood Markets HOOD Maintain Underperform
(N/A)
 
 
  Details
1/28/2022 The Blackstone Group BX Maintain Buy
(N/A)
 
 
  Details
1/27/2022 Nasdaq OMX Group Inc. NDAQ Maintain Buy
(N/A)
 
 
  Details
1/24/2022 Victory Capital Holdings, Inc. VCTR New Coverage Buy
(N/A)
31.36
(32.53)
3.73% Details
1/24/2022 Blue Owl Capital OWL New Coverage Buy
(N/A)
12.20
(13.61)
11.56% Details
1/19/2022 Charles Schwab Corp. SCHW Maintain Buy
(N/A)
 
 
  Details
1/17/2022 BlackRock BLK Maintain Buy
(N/A)
 
 
  Details
1/11/2022 Nasdaq OMX Group Inc. NDAQ Maintain Buy
(N/A)
 
 
  Details
1/11/2022 CME Group CME Maintain Underperform
(N/A)
 
 
  Details
1/11/2022 Charles Schwab Corp. SCHW Maintain Buy
(N/A)
 
 
  Details
12/16/2021 Charles Schwab Corp. SCHW New Coverage Buy
(N/A)
81.60
(63.16)
-22.6% Details
12/16/2021 Apollo Global Management APO New Coverage Underperform
(N/A)
70.16
(92.70)
32.13% Details
12/16/2021 Nasdaq OMX Group Inc. NDAQ New Coverage Buy
(N/A)
66.92
(58.55)
-12.51% Details
12/16/2021 The Carlyle Group LP CG New Coverage Buy
(N/A)
53.23
(35.18)
-33.91% Details
12/16/2021 KKR KKR New Coverage Neutral
(N/A)
73.94
(74.87)
1.26% Details
12/16/2021 LPL Investment LPLA New Coverage Neutral
(N/A)
163.36
(221.99)
35.89% Details
12/16/2021 Ares Management, L.P. ARES New Coverage Buy
(N/A)
77.72
(111.81)
43.86% Details
12/16/2021 CME Group CME New Coverage Underperform
(N/A)
227.78
(219.54)
-3.62% Details
12/16/2021 T. Rowe Price TROW New Coverage Underperform
(N/A)
193.69
(102.45)
-47.11% Details
12/16/2021 IntercontinentalExchange ICE New Coverage Neutral
(N/A)
135.12
(114.24)
-15.45% Details
12/16/2021 Tradeweb Markets TW New Coverage Buy
(N/A)
94.70
(94.79)
0.1% Details
12/16/2021 Affiliated Managers Group AMG New Coverage Neutral
(N/A)
163.02
(136.81)
-16.08% Details
12/16/2021 Interactive Brokers Group IBKR New Coverage Buy
(N/A)
75.96
(78.14)
2.87% Details
12/16/2021 Robinhood Markets HOOD New Coverage Underperform
(N/A)
19.13
(9.32)
-51.28% Details
11/3/2021 BlackRock BLK New Coverage Buy
(N/A)
947.85
(756.35)
-20.2% Details