Ratings by BofA Securities (Craig Siegenthaler)
| Date | Company | Symbol | Type | Rating (Past) |
PT (Past) |
Start $ (End $) |
% Chg. | Details |
|---|---|---|---|---|---|---|---|---|
| 11/28/2023 | Virtu Financial | VIRT | New Coverage | Buy (N/A) |
17.76 (18.26) |
2.82% | Details | |
| 11/3/2023 | IntercontinentalExchange | ICE | Maintain | Buy (N/A) |
|
Details | ||
| 11/2/2023 | Janus Henderson Group | JHG | Maintain | Neutral (N/A) |
|
Details | ||
| 11/1/2023 | Ares Management, L.P. | ARES | Maintain | Buy (N/A) |
|
Details | ||
| 10/26/2023 | CME Group | CME | Maintain | Neutral (N/A) |
|
Details | ||
| 10/20/2023 | The Blackstone Group | BX | Maintain | Buy (N/A) |
|
Details | ||
| 10/13/2023 | KKR | KKR | Maintain | Buy (N/A) |
|
Details | ||
| 10/11/2023 | Nasdaq OMX Group Inc. | NDAQ | Maintain | Underperform (N/A) |
|
Details | ||
| 10/11/2023 | Tradeweb Markets | TW | Maintain | Buy (N/A) |
|
Details | ||
| 10/11/2023 | IntercontinentalExchange | ICE | Maintain | Buy (N/A) |
|
Details | ||
| 9/13/2023 | Brookfield Asset Management | BAM | Maintain | Neutral (N/A) |
|
Details | ||
| 9/8/2023 | CBOE Holdings | CBOE | New Coverage | Buy (N/A) |
153.56 (180.26) |
17.39% | Details | |
| 9/7/2023 | Brookfield Asset Management | BAM | New Coverage | Neutral (N/A) |
34.24 (36.06) |
5.32% | Details | |
| 9/6/2023 | CME Group | CME | Upgrade | Neutral (Underperform) |
202.53 (219.54) |
8.4% | Details | |
| 9/5/2023 | AllianceBernstein | AB | Upgrade | Buy (Neutral) |
31.21 (29.09) |
-6.79% | Details | |
| 8/16/2023 | Apollo Global Management | APO | Maintain | Neutral (N/A) |
|
Details | ||
| 8/16/2023 | Patria Investments | PAX | Maintain | Neutral (N/A) |
|
Details | ||
| 8/3/2023 | Robinhood Markets | HOOD | Maintain | Underperform (N/A) |
|
Details | ||
| 7/31/2023 | T. Rowe Price | TROW | Maintain | Underperform (N/A) |
|
Details | ||
| 7/31/2023 | AllianceBernstein | AB | Maintain | Neutral (N/A) |
|
Details | ||
| 7/31/2023 | Franklin Resources | BEN | Maintain | Underperform (N/A) |
|
Details | ||
| 7/27/2023 | CME Group | CME | Maintain | Underperform (N/A) |
|
Details | ||
| 7/26/2023 | Invesco | IVZ | Maintain | Neutral (N/A) |
|
Details | ||
| 7/21/2023 | The Blackstone Group | BX | Maintain | Buy (N/A) |
|
Details | ||
| 7/19/2023 | Charles Schwab Corp. | SCHW | Maintain | Underperform (N/A) |
|
Details | ||
| 7/19/2023 | Interactive Brokers Group | IBKR | Maintain | Buy (N/A) |
|
Details | ||
| 7/17/2023 | BlackRock | BLK | Maintain | Buy (N/A) |
|
Details | ||
| 7/12/2023 | The Carlyle Group LP | CG | Maintain | Underperform (N/A) |
|
Details | ||
| 6/2/2023 | Interactive Brokers Group | IBKR | Maintain | Buy (N/A) |
|
Details | ||
| 5/17/2023 | TPG Inc. | TPG | Maintain | Buy (N/A) |
|
Details | ||
| 5/5/2023 | Patria Investments | PAX | Maintain | Neutral (N/A) |
|
Details | ||
| 5/5/2023 | IntercontinentalExchange | ICE | Maintain | Buy (N/A) |
|
Details | ||
| 5/5/2023 | Blue Owl Capital | OWL | Maintain | Buy (N/A) |
|
Details | ||
| 5/5/2023 | The Carlyle Group LP | CG | Maintain | Underperform (N/A) |
|
Details | ||
| 5/3/2023 | T. Rowe Price | TROW | Maintain | Underperform (N/A) |
|
Details | ||
| 4/27/2023 | CME Group | CME | Maintain | Underperform (N/A) |
|
Details | ||
| 4/21/2023 | The Blackstone Group | BX | Maintain | Buy (N/A) |
|
Details | ||
| 4/20/2023 | Interactive Brokers Group | IBKR | Maintain | Buy (N/A) |
|
Details | ||
| 4/18/2023 | Charles Schwab Corp. | SCHW | Maintain | Underperform (N/A) |
|
Details | ||
| 4/13/2023 | Tradeweb Markets | TW | Maintain | Buy (N/A) |
|
Details | ||
| 4/13/2023 | IntercontinentalExchange | ICE | Maintain | Buy (N/A) |
|
Details | ||
| 4/13/2023 | LPL Investment | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 4/5/2023 | Victory Capital Holdings, Inc. | VCTR | Maintain | (N/A) |
|
Details | ||
| 4/5/2023 | Franklin Resources | BEN | Maintain | (N/A) |
|
Details | ||
| 4/5/2023 | T. Rowe Price | TROW | Maintain | (N/A) |
|
Details | ||
| 4/5/2023 | Affiliated Managers Group | AMG | Maintain | (N/A) |
|
Details | ||
| 4/5/2023 | AllianceBernstein | AB | Maintain | (N/A) |
|
Details | ||
| 4/4/2023 | TPG Inc. | TPG | Maintain | (N/A) |
|
Details | ||
| 4/4/2023 | Patria Investments | PAX | Maintain | (N/A) |
|
Details | ||
| 4/4/2023 | KKR | KKR | Maintain | (N/A) |
|
Details | ||
| 4/4/2023 | The Carlyle Group LP | CG | Maintain | (N/A) |
|
Details | ||
| 4/4/2023 | BlackRock | BLK | Maintain | (N/A) |
|
Details | ||
| 4/4/2023 | Ares Management, L.P. | ARES | Maintain | (N/A) |
|
Details | ||
| 4/4/2023 | Apollo Global Management | APO | Maintain | (N/A) |
|
Details | ||
| 4/4/2023 | Tradeweb Markets | TW | Maintain | (N/A) |
|
Details | ||
| 4/4/2023 | Nasdaq OMX Group Inc. | NDAQ | Maintain | (N/A) |
|
Details | ||
| 4/4/2023 | IntercontinentalExchange | ICE | Maintain | (N/A) |
|
Details | ||
| 4/4/2023 | CME Group | CME | Maintain | (N/A) |
|
Details | ||
| 4/3/2023 | Charles Schwab Corp. | SCHW | Maintain | Underperform (N/A) |
|
Details | ||
| 4/3/2023 | LPL Investment | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 4/3/2023 | Interactive Brokers Group | IBKR | Maintain | Buy (N/A) |
|
Details | ||
| 4/3/2023 | Robinhood Markets | HOOD | Maintain | Underperform (N/A) |
|
Details | ||
| 4/3/2023 | Ameriprise Financial | AMP | Maintain | Buy (N/A) |
|
Details | ||
| 1/30/2023 | Charles Schwab Corp. | SCHW | Maintain | Underperform (N/A) |
|
Details | ||
| 1/27/2023 | The Blackstone Group | BX | Maintain | Buy (N/A) |
|
Details | ||
| 1/19/2023 | Charles Schwab Corp. | SCHW | Downgrade | Underperform (Buy) |
81.38 (63.16) |
-22.39% | Details | |
| 12/6/2022 | Patria Investments | PAX | Maintain | Neutral (N/A) |
|
Details | ||
| 11/17/2022 | IntercontinentalExchange | ICE | Upgrade | Buy (Neutral) |
104.02 (114.24) |
9.83% | Details | |
| 11/2/2022 | KKR | KKR | Upgrade | Buy (Neutral) |
49.47 (74.87) |
51.34% | Details | |
| 10/31/2022 | T. Rowe Price | TROW | Maintain | Underperform (N/A) |
|
Details | ||
| 10/31/2022 | Ares Management, L.P. | ARES | Maintain | Buy (N/A) |
|
Details | ||
| 10/31/2022 | Charles Schwab Corp. | SCHW | Maintain | Buy (N/A) |
|
Details | ||
| 10/31/2022 | AllianceBernstein | AB | Maintain | Neutral (N/A) |
|
Details | ||
| 10/20/2022 | Victory Capital Holdings, Inc. | VCTR | Maintain | Buy (N/A) |
|
Details | ||
| 10/20/2022 | Interactive Brokers Group | IBKR | Maintain | Buy (N/A) |
|
Details | ||
| 10/14/2022 | Nasdaq OMX Group Inc. | NDAQ | Downgrade | Underperform (Buy) |
58.55 (55.90) |
-4.53% | Details | |
| 10/14/2022 | BlackRock | BLK | Maintain | Buy (N/A) |
|
Details | ||
| 10/10/2022 | Ares Management, L.P. | ARES | Maintain | Buy (N/A) |
|
Details | ||
| 10/6/2022 | BlackRock | BLK | Maintain | Buy (N/A) |
|
Details | ||
| 10/5/2022 | The Carlyle Group LP | CG | Maintain | Underperform (N/A) |
|
Details | ||
| 10/5/2022 | TPG Inc. | TPG | Maintain | Buy (N/A) |
|
Details | ||
| 10/5/2022 | Blue Owl Capital | OWL | Maintain | Buy (N/A) |
|
Details | ||
| 10/5/2022 | KKR | KKR | Maintain | Neutral (N/A) |
|
Details | ||
| 10/5/2022 | The Blackstone Group | BX | Maintain | Buy (N/A) |
|
Details | ||
| 10/5/2022 | Apollo Global Management | APO | Maintain | Neutral (N/A) |
|
Details | ||
| 9/23/2022 | Apollo Global Management | APO | Upgrade | Neutral (Underperform) |
51.51 (92.70) |
79.97% | Details | |
| 9/8/2022 | Franklin Resources | BEN | Downgrade | Underperform (Neutral) |
26.05 (25.63) |
-1.61% | Details | |
| 9/7/2022 | AllianceBernstein | AB | New Coverage | Neutral (N/A) |
42.65 (29.09) |
-31.79% | Details | |
| 9/7/2022 | Janus Henderson Group | JHG | New Coverage | Neutral (N/A) |
23.26 (26.40) |
13.5% | Details | |
| 9/7/2022 | Ameriprise Financial | AMP | New Coverage | Buy (N/A) |
268.49 (356.29) |
32.7% | Details | |
| 9/7/2022 | Patria Investments | PAX | New Coverage | Neutral (N/A) |
13.84 (14.45) |
4.41% | Details | |
| 9/6/2022 | The Carlyle Group LP | CG | Downgrade | Underperform (Buy) |
32.26 (35.18) |
9.05% | Details | |
| 8/8/2022 | IntercontinentalExchange | ICE | Maintain | Neutral (N/A) |
|
Details | ||
| 7/28/2022 | CME Group | CME | Maintain | Underperform (N/A) |
|
Details | ||
| 7/21/2022 | Nasdaq OMX Group Inc. | NDAQ | Maintain | Buy (N/A) |
|
Details | ||
| 7/19/2022 | Charles Schwab Corp. | SCHW | Maintain | Buy (N/A) |
|
Details | ||
| 5/27/2022 | Tradeweb Markets | TW | Maintain | Buy (N/A) |
|
Details | ||
| 5/26/2022 | Charles Schwab Corp. | SCHW | Maintain | Buy (N/A) |
|
Details | ||
| 5/24/2022 | Blue Owl Capital | OWL | Maintain | Buy (N/A) |
|
Details | ||
| 5/4/2022 | KKR | KKR | Maintain | Neutral (N/A) |
|
Details | ||
| 5/2/2022 | LPL Investment | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 5/2/2022 | The Carlyle Group LP | CG | Maintain | Buy (N/A) |
|
Details | ||
| 5/2/2022 | Robinhood Markets | HOOD | Maintain | Underperform (N/A) |
|
Details | ||
| 4/29/2022 | Tradeweb Markets | TW | Maintain | Buy (N/A) |
|
Details | ||
| 4/29/2022 | T. Rowe Price | TROW | Maintain | Underperform (N/A) |
|
Details | ||
| 4/29/2022 | Ares Management, L.P. | ARES | Maintain | Buy (N/A) |
|
Details | ||
| 4/22/2022 | Charles Schwab Corp. | SCHW | Maintain | Buy (N/A) |
|
Details | ||
| 4/22/2022 | The Blackstone Group | BX | Maintain | Buy (N/A) |
|
Details | ||
| 4/21/2022 | LPL Investment | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 4/20/2022 | Interactive Brokers Group | IBKR | Maintain | Buy (N/A) |
|
Details | ||
| 4/19/2022 | Charles Schwab Corp. | SCHW | Maintain | Buy (N/A) |
|
Details | ||
| 4/14/2022 | BlackRock | BLK | Maintain | Buy (N/A) |
|
Details | ||
| 4/5/2022 | T. Rowe Price | TROW | Maintain | Underperform (N/A) |
|
Details | ||
| 4/5/2022 | Affiliated Managers Group | AMG | Maintain | Neutral (N/A) |
|
Details | ||
| 4/5/2022 | Franklin Resources | BEN | Maintain | Neutral (N/A) |
|
Details | ||
| 4/5/2022 | Invesco | IVZ | Maintain | Neutral (N/A) |
|
Details | ||
| 4/5/2022 | BlackRock | BLK | Maintain | Buy (N/A) |
|
Details | ||
| 4/5/2022 | Victory Capital Holdings, Inc. | VCTR | Maintain | Buy (N/A) |
|
Details | ||
| 4/5/2022 | LPL Investment | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 4/5/2022 | Interactive Brokers Group | IBKR | Maintain | Buy (N/A) |
|
Details | ||
| 4/5/2022 | Charles Schwab Corp. | SCHW | Maintain | Buy (N/A) |
|
Details | ||
| 4/4/2022 | Tradeweb Markets | TW | Maintain | Buy (N/A) |
|
Details | ||
| 4/4/2022 | Nasdaq OMX Group Inc. | NDAQ | Maintain | Buy (N/A) |
|
Details | ||
| 4/4/2022 | IntercontinentalExchange | ICE | Maintain | Neutral (N/A) |
|
Details | ||
| 4/4/2022 | CME Group | CME | Maintain | Underperform (N/A) |
|
Details | ||
| 3/10/2022 | Tradeweb Markets | TW | Maintain | Buy (N/A) |
|
Details | ||
| 3/10/2022 | IntercontinentalExchange | ICE | Maintain | Neutral (N/A) |
|
Details | ||
| 3/10/2022 | CME Group | CME | Maintain | Underperform (N/A) |
|
Details | ||
| 2/15/2022 | Apollo Global Management | APO | Maintain | Underperform (N/A) |
|
Details | ||
| 2/10/2022 | CME Group | CME | Maintain | Underperform (N/A) |
|
Details | ||
| 2/7/2022 | TPG Inc. | TPG | New Coverage | Buy (N/A) |
33.08 (35.44) |
7.13% | Details | |
| 2/7/2022 | IntercontinentalExchange | ICE | Maintain | Neutral (N/A) |
|
Details | ||
| 2/4/2022 | The Carlyle Group LP | CG | Maintain | Buy (N/A) |
|
Details | ||
| 2/4/2022 | LPL Investment | LPLA | Maintain | Neutral (N/A) |
|
Details | ||
| 2/4/2022 | Tradeweb Markets | TW | Maintain | Buy (N/A) |
|
Details | ||
| 1/31/2022 | Robinhood Markets | HOOD | Maintain | Buy (N/A) |
|
Details | ||
| 1/31/2022 | Robinhood Markets | HOOD | Maintain | Underperform (N/A) |
|
Details | ||
| 1/28/2022 | The Blackstone Group | BX | Maintain | Buy (N/A) |
|
Details | ||
| 1/27/2022 | Nasdaq OMX Group Inc. | NDAQ | Maintain | Buy (N/A) |
|
Details | ||
| 1/24/2022 | Victory Capital Holdings, Inc. | VCTR | New Coverage | Buy (N/A) |
31.36 (32.53) |
3.73% | Details | |
| 1/24/2022 | Blue Owl Capital | OWL | New Coverage | Buy (N/A) |
12.20 (13.61) |
11.56% | Details | |
| 1/19/2022 | Charles Schwab Corp. | SCHW | Maintain | Buy (N/A) |
|
Details | ||
| 1/17/2022 | BlackRock | BLK | Maintain | Buy (N/A) |
|
Details | ||
| 1/11/2022 | Nasdaq OMX Group Inc. | NDAQ | Maintain | Buy (N/A) |
|
Details | ||
| 1/11/2022 | CME Group | CME | Maintain | Underperform (N/A) |
|
Details | ||
| 1/11/2022 | Charles Schwab Corp. | SCHW | Maintain | Buy (N/A) |
|
Details | ||
| 12/16/2021 | Charles Schwab Corp. | SCHW | New Coverage | Buy (N/A) |
81.60 (63.16) |
-22.6% | Details | |
| 12/16/2021 | Apollo Global Management | APO | New Coverage | Underperform (N/A) |
70.16 (92.70) |
32.13% | Details | |
| 12/16/2021 | Nasdaq OMX Group Inc. | NDAQ | New Coverage | Buy (N/A) |
66.92 (58.55) |
-12.51% | Details | |
| 12/16/2021 | The Carlyle Group LP | CG | New Coverage | Buy (N/A) |
53.23 (35.18) |
-33.91% | Details | |
| 12/16/2021 | KKR | KKR | New Coverage | Neutral (N/A) |
73.94 (74.87) |
1.26% | Details | |
| 12/16/2021 | LPL Investment | LPLA | New Coverage | Neutral (N/A) |
163.36 (221.99) |
35.89% | Details | |
| 12/16/2021 | Ares Management, L.P. | ARES | New Coverage | Buy (N/A) |
77.72 (111.81) |
43.86% | Details | |
| 12/16/2021 | CME Group | CME | New Coverage | Underperform (N/A) |
227.78 (219.54) |
-3.62% | Details | |
| 12/16/2021 | T. Rowe Price | TROW | New Coverage | Underperform (N/A) |
193.69 (102.45) |
-47.11% | Details | |
| 12/16/2021 | IntercontinentalExchange | ICE | New Coverage | Neutral (N/A) |
135.12 (114.24) |
-15.45% | Details | |
| 12/16/2021 | Tradeweb Markets | TW | New Coverage | Buy (N/A) |
94.70 (94.79) |
0.1% | Details | |
| 12/16/2021 | Affiliated Managers Group | AMG | New Coverage | Neutral (N/A) |
163.02 (136.81) |
-16.08% | Details | |
| 12/16/2021 | Interactive Brokers Group | IBKR | New Coverage | Buy (N/A) |
75.96 (78.14) |
2.87% | Details | |
| 12/16/2021 | Robinhood Markets | HOOD | New Coverage | Underperform (N/A) |
19.13 (9.32) |
-51.28% | Details | |
| 11/3/2021 | BlackRock | BLK | New Coverage | Buy (N/A) |
947.85 (756.35) |
-20.2% | Details |
