Ratings by Raymond James (Robert Dodd)

Date CompanySymbol Type Rating
(Past)
PT
(Past)
Start $
(End $)
% Chg. Details
6/22/2021 Saratoga Investment SAR New Coverage Outperform
(N/A)
26.15
(27.06)
3.48% Details
5/10/2021 Main Street Capital MAIN Maintain Outperform
(N/A)
 
 
  Details
5/6/2021 TPG Specialty Lending TSLX Maintain Outperform
(N/A)
 
 
  Details
3/26/2021 Main Street Capital MAIN Upgrade Outperform
(Market Perform)
38.72
(41.12)
6.2% Details
3/8/2021 Stellus Capital SCM Maintain Outperform
(N/A)
 
 
  Details
3/3/2021 WhiteHorse Finance WHF Maintain Outperform
(N/A)
 
 
  Details
2/26/2021 TCP Capital TCPC Upgrade Outperform
(Market Perform)
12.62
(14.27)
13.07% Details
2/11/2021 Ares Capital ARCC Maintain Outperform
(N/A)
 
 
  Details
2/10/2021 Fortress Transportation FTAI Maintain Outperform
(N/A)
 
 
  Details
1/13/2021 Stellus Capital SCM Maintain Outperform
(N/A)
 
 
  Details
1/8/2021 TPG Specialty Lending TSLX Maintain Outperform
(N/A)
 
 
  Details
1/8/2021 Capital Southwest Corp CSWC Maintain Outperform
(N/A)
 
 
  Details
1/8/2021 Ares Capital ARCC Maintain Outperform
(N/A)
 
 
  Details
12/9/2020 Fortress Transportation FTAI Maintain Outperform
(N/A)
 
 
  Details
12/7/2020 FS KKR Group FSK Downgrade Market Perform
(Outperform)
19.13
(20.99)
9.72% Details
11/18/2020 WhiteHorse Finance WHF Maintain Outperform
(N/A)
 
 
  Details
11/18/2020 Fidus Investment Corp FDUS Maintain Outperform
(N/A)
 
 
  Details
11/6/2020 TPG Specialty Lending TSLX Upgrade Outperform
(Market Perform)
17.26
(23.29)
34.94% Details
8/5/2020 Ares Capital ARCC Maintain Outperform
(N/A)
 
 
  Details
6/24/2020 Barings BDC Inc. BBDC Upgrade Strong Buy
(Outperform)
7.42
(10.72)
44.47% Details
6/24/2020 TCP Capital TCPC Downgrade Market Perform
(Outperform)
9.29
(14.27)
53.61% Details
6/24/2020 TPG Specialty Lending TSLX Downgrade Market Perform
(Outperform)
16.91
(23.29)
37.73% Details
6/24/2020 FS KKR Group FSK Upgrade Outperform
(Market Perform)
14.27
(20.99)
47.09% Details
5/7/2020 TPG Specialty Lending TSLX Maintain Outperform
(N/A)
 
 
  Details
4/16/2020 TPG Specialty Lending TSLX Upgrade Outperform
(Market Perform)
15.16
(23.29)
53.63% Details
4/16/2020 Ares Capital ARCC Upgrade Outperform
(Market Perform)
13.18
(19.97)
51.52% Details
4/16/2020 Owl Rock ORCC Upgrade Outperform
(Market Perform)
12.68
(14.39)
13.49% Details
4/13/2020 WhiteHorse Finance WHF Maintain Outperform
(N/A)
 
 
  Details
4/13/2020 Stellus Capital SCM Maintain Outperform
(N/A)
 
 
  Details
4/13/2020 Solar Capital SLRC Maintain Outperform
(N/A)
 
 
  Details
4/13/2020 PennantPark Investment PNNT Maintain Outperform
(N/A)
 
 
  Details
4/13/2020 Investcorp Credit Management BDC, Inc. ICMB Maintain Outperform
(N/A)
 
 
  Details
4/13/2020 Fidus Investment Corp FDUS Maintain Outperform
(N/A)
 
 
  Details
4/13/2020 Capital Southwest Corp CSWC Maintain Outperform
(N/A)
 
 
  Details
4/13/2020 TCP Capital TCPC Maintain Outperform
(N/A)
 
 
  Details
4/13/2020 Barings BDC Inc. BBDC Maintain Outperform
(N/A)
 
 
  Details
3/27/2020 Apollo Investment AINV Downgrade Market Perform
(Outperform)
7.64
(13.75)
79.97% Details
3/16/2020 Newtek Business Services NEWT Upgrade Market Perform
(Underperform)
13.77
(34.89)
153.38% Details
2/24/2020 Goldman Sachs BDC, Inc. GSBD Downgrade Market Perform
(Outperform)
22.45
(19.08)
-15.01% Details
2/21/2020 TPG Specialty Lending TSLX Downgrade Market Perform
(Outperform)
22.65
(23.29)
2.83% Details
2/10/2020 Owl Rock ORCC Upgrade Market Perform
(Underperform)
15.84
(14.39)
-9.15% Details
1/8/2020 Newtek Business Services NEWT Downgrade Underperform
(Market Perform)
22.89
(13.77)
-39.84% Details
1/3/2020 Owl Rock ORCC Downgrade Underperform
(Market Perform)
17.89
(14.39)
-19.56% Details
12/12/2019 Capital Southwest Corp CSWC New Coverage Outperform
(N/A)
21.95
(24.87)
13.3% Details
11/8/2019 Newtek Business Services NEWT Downgrade Market Perform
(Outperform)
22.09
(22.89)
3.62% Details
10/22/2019 Owl Rock ORCC Downgrade Market Perform
(Outperform)
16.96
(14.39)
-15.15% Details
10/22/2019 Main Street Capital MAIN Downgrade Market Perform
(Outperform)
42.17
(41.12)
-2.49% Details
10/22/2019 Ares Capital ARCC Downgrade Market Perform
(Outperform)
18.56
(19.97)
7.6% Details
10/11/2019 Fidus Investment Corp FDUS Downgrade Outperform
(Strong Buy)
14.56
(16.80)
15.38% Details
9/16/2019 Investcorp Credit Management BDC, Inc. ICMB Maintain Market Perform
(N/A)
 
 
  Details
8/7/2019 Apollo Investment AINV Maintain Outperform
(N/A)
 
 
  Details
8/2/2019 Compass Diversified CODI Downgrade Market Perform
(Outperform)
19.20
(24.97)
30.05% Details
7/31/2019 Ares Capital ARCC Maintain Outperform
(N/A)
 
 
  Details
6/18/2019 WhiteHorse Finance WHF New Coverage Outperform
(N/A)
13.97
(15.19)
8.73% Details
6/5/2019 FS KKR Group FSK New Coverage Market Perform
(N/A)
5.95
(20.99)
252.77% Details
5/13/2019 Main Street Capital MAIN Maintain Outperform
(N/A)
 
 
  Details
5/13/2019 Goldman Sachs BDC, Inc. GSBD Downgrade Outperform
(Strong Buy)
20.74
(19.08)
-8% Details
5/3/2019 Newtek Business Services NEWT Maintain Outperform
(N/A)
 
 
  Details
4/17/2019 Solar Capital SLRC New Coverage Outperform
()
21.36
(18.88)
-11.61% Details
3/11/2019 Newtek Business Services NEWT Maintain Outperform
(N/A)
 
 
  Details
3/11/2019 THL Credit TCRD Upgrade Market Perform
(Underperform)
6.67
(3.61)
-45.88% Details
3/4/2019 Goldman Sachs BDC, Inc. GSBD Maintain Strong Buy
(N/A)
 
 
  Details
3/1/2019 TCP Capital TCPC Maintain Outperform
(N/A)
 
 
  Details
12/24/2018 Newtek Business Services NEWT Upgrade Outperform
(Market Perform)
16.33
(34.89)
113.66% Details
11/9/2018 THL Credit TCRD Downgrade Underperform
(Market Perform)
7.67
(6.67)
-13.04% Details
11/7/2018 Monroe Capital MRCC Downgrade Market Perform
(Outperform)
12.61
(10.79)
-14.43% Details
11/5/2018 Main Street Capital MAIN Upgrade Outperform
(Market Perform)
37.45
(41.12)
9.8% Details
9/11/2018 Barings BDC Inc. BBDC Upgrade Outperform
(Underperform)
10.34
(10.72)
3.68% Details
8/28/2018 Newtek Business Services NEWT Downgrade Underperform
(Market Perform)
23.42
(16.33)
-30.27% Details