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Form 8-K PNM RESOURCES INC For: May 13

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May 14, 2020 6:02 AM EDT
pnm-20200513
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)May 13, 2020
(May 12, 2020)



Name of Registrant, State of Incorporation, Address Of Principal Executive Offices, Telephone Number, Commission File No., IRS Employer Identification No.

PNM Resources, Inc.
(A New Mexico Corporation)
414 Silver Ave. SW
Albuquerque, New Mexico 87102-3289
Telephone Number - (505) 241-2700
Commission File No. - 001-32462
IRS Employer Identification No. - 85-0468296

____________________________________________________________________________________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 40.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 40.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Registrant
Title of each class
Trading Symbol(s)
Name of exchange on which registered
PNM Resources, Inc.
Common Stock, no par value
PNM
New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Item 5.07        Submission of Matters to a Vote of Security Holders.

On May 12, 2020, PNM Resources, Inc. (“PNMR”) held its Annual Meeting of Shareholders (the “Meeting”).

As of March 23, 2020, the record date for the Meeting, there were 79,653,624 shares of PNMR’s common stock outstanding and entitled to vote at the Meeting.

Set forth below are the final voting results for each of the four proposals submitted to a vote of PNMR’s shareholders at the Meeting. Under state law abstentions have the effect of a vote against the matter.

The following ten nominees were elected to PNMR’s Board of Directors to serve as directors for a one-year term that expires at PNMR’s Annual Meeting of Shareholders to be held in 2021. The votes cast with respect to the ten nominees presented at the Meeting were as follows:

NomineesVotes ForVotes
Against		AbstentionsBroker
Non-Votes
Vicky A. Bailey67,920,9841,299,76758,2364,460,842
Norman P. Becker68,347,645860,93070,4124,460,842
Patricia K. Collawn68,274,924920,95183,1124,460,842
E. Renae Conley68,345,787869,08864,1124,460,842
Alan J. Fohrer69,153,57251,76773,6484,460,842
Sidney M. Gutierrez69,156,85657,97864,1534,460,842
James A. Hughes69,008,864197,56372,5604,460,842
Maureen T. Mullarkey68,344,982870,18363,8224,460,842
Donald K. Schwanz68,658,456553,11967,4124,460,842
Bruce W. Wilkinson68,256,117952,39870,4724,460,842

The appointment of KPMG LLP to serve as PNMR’s independent public accountants for the year ending December 31, 2020, was ratified by PNMR’s shareholders by the vote indicated below:

Votes ForVotes AgainstAbstentions
73,593,315100,99945,515

PNMR's shareholders approved, on an advisory basis, the compensation of PNMR’s named executive officers, by the vote indicated below:
Votes ForVotes AgainstAbstentionsBroker
Non-Votes
60,595,7678,561,838121,3824,460,842

A shareholder proposal requesting that Public Service Company of New Mexico prepare and publish a report on coal combustion residual matters at San Juan Generating Station was not approved. The vote was as follows:
Votes ForVotes AgainstAbstentionsBroker
Non-Votes
4,860,18359,260,1985,158,6064,460,842



SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

PNM RESOURCES, INC.
(Registrant)
Date: May 13, 2020/s/ Henry E. Monroy
Henry E. Monroy
Vice President and Corporate Controller
(Officer duly authorized to sign this report)





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