Form N-CEN/A GOLDMAN SACHS TRUST For: Aug 31
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E-mailX0303 N-CEN/A 0001752724-20-227469 LIVE 0000822977 XXXXXXXX 811-05349 false false false N-1A S000009319 C000025479 C000058382 C000058381 C000025481 C000159656 C000201805 C000025477 S000009244 C000025210 C000025213 C000025211 C000088810 C000025215 C000025212 C000166885 C000088808 C000088809 C000025214 C000166884 S000009321 C000055753 C000161552 C000025489 C000025493 C000025491 C000055754 C000025490 C000200233 S000009258 C000025289 C000214496 C000025288 C000088811 C000025293 C000025292 C000025291 C000088814 C000088815 C000025290 S000009339 C000025599 C000200235 C000025595 C000196989 C000092626 C000025596 C000025597 S000051191 C000172502 C000166002 C000161182 C000166000 C000172501 C000166001 C000172503 S000020773 C000058009 C000058011 C000058012 C000058010 C000201808 C000058013 C000159659 S000009320 C000159657 C000025484 C000055752 C000055751 C000025487 C000201806 C000025485 C000025483 S000018302 C000196982 C000050456 C000050455 C000201702 S000051190 C000161178 C000161176 C000161175 C000161786 C000161177 C000161179 C000161180 C000161181 S000009242 C000088804 C000025200 C000025201 C000088803 C000025199 C000214495 C000088802 C000166882 C000167141 C000025198 C000166883 C000025197 C000025196 S000009317 C000025469 C000055748 C000201803 C000159654 C000055747 C000025466 C000025465 C000025467 S000046190 C000196984 C000144475 C000201713 S000009318 C000025475 C000159655 C000201804 C000055750 C000025472 C000025471 C000055749 C000025473 S000009322 C000055755 C000025496 C000025495 C000055756 C000200234 C000161553 C000025499 C000025497 S000018303 C000050457 C000050458 C000196983 C000201703 S000026933 C000081149 C000081146 C000081145 C000081147 C000081148 C000161554 C000201809 S000048066 C000151917 S000061413 C000198882 C000198883 C000198885 C000198881 C000198886 C000205965 C000198884 S000009323 C000025502 C000025505 C000025501 C000025503 C000159658 C000055758 C000055757 C000201807 S000009316 C000025463 C000025461 C000025459 C000201802 C000159653 C000025460 C000055746 C000055745 S000009315 C000055743 C000159652 C000025457 C000025454 C000025453 C000055744 C000201801 C000025455 S000009261 C000025309 C000025310 C000025314 C000025313 C000025312 C000088822 C000025311 C000088823 C000088824 S000009259 C000088817 C000025296 C000025300 C000088818 C000025298 C000025297 C000025295 C000025299 C000088816 S000009260 C000025302 C000088819 C000025307 C000088821 C000025303 C000025305 C000088820 C000025304 C000025306 S000050285 C000158770 C000158769 C000158773 C000201811 C000158771 C000158768 C000158772 S000044015 C000161556 C000136626 C000136625 C000136623 C000136624 C000201810 C000136627 S000054057 C000196986 C000169918 C000201707 S000009243 C000025207 C000025205 C000025203 C000025206 C000025208 C000025204 C000088806 C000088807 C000088805 Goldman Sachs Trust 811-05349 0000822977 S2FHCT8U6D2VORP0J605 71 South Wacker Drive C/O GOLDMAN SACHS & CO Chicago 60606 US-IL US 312-655-4400 Goldman Sachs Asset Management, L.P. 200 West Street New York 10282 312-655-4400 Certain Books and Records JPMorgan Chase Bank, National Association 270 Park Ave New York 10026 800-935-9935 Accounting, Financial Reporting, Expense Goldman Sachs & Co. LLC 71 S Wacker Dr Ste 500 Chicago 60606 N-A Certain Books and Records State Street Bank and Trust Company 1 Lincoln Street Boston 02111 617-786-3000 Custody and Accounting Records The Bank of New York Mellon 240 Greenwich Street New York 10286 212-495-1784 Records related to its function as custodian N N N-1A 90 Y Kathryn A. Cassidy N/A N Dwight L. Bush N/A N Gregory G. Weaver N/A N Jessica Palmer N/A N Diana M. Daniels N/A N Joaquin Delgado N/A N Roy W. Templin N/A N James A. McNamara 002325431 Y Julien Yoo N/A 200 West Street New York 10282 XXXXXX N N N N N Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 Y N PricewaterhouseCoopers LLP 238 5493002GVO7EO8RNNS37 N N N N N N Financial Square Treasury Obligations Fund S000009260 549300C0TCI4VJPGCS21 N 9 0 0 Money Market Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Goldman Sachs Asset Management, L.P. 801-37591 000107738 CF5M58QA35CFPUX70H17 N Goldman Sachs & Co. 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LLC FOR8UP27PHTHYVLBNG30 Y Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Nordea Bank Abp - Norway Branch 529900ODI3047E2LIV03 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Goldman Sachs & Co. LLC FOR8UP27PHTHYVLBNG30 Y N N Goldman Sachs Asset Management, L.P CF5M58QA35CFPUX70H17 Y N N SBI Japannext Co., Ltd N/A N/A N/A JP 0.00000000 Goldman Sachs Israel LLC N/A N/A 0003984222 0.00000000 Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. N/A N/A 549300TQXGXQ9IUEPP48 BR 0.00000000 Goldman Sachs (Russia) N/A N/A 549300ZGZN1H83NL5B44 GB 0.00000000 Goldman Sachs Financial Markets Pty Ltd N/A N/A RWESXOGR61NDWTFBLX79 AU 0.00000000 Goldman Sachs Canada Inc. N/A N/A 5493009SS6U10C4KDV21 CA 0.00000000 Goldman Sachs International N/A N/A W22LROWP2IHZNBB6K528 GB 0.00000000 Goldman Sachs Futures Pte Ltd N/A N/A JAK0ZABYQXDI5R26CX11 SG 0.00000000 Goldman Sachs Saudi Arabia N/A N/A 549300OD9B3Z017FKI66 SA 0.00000000 Mercer Allied Company, L.P. 008-47739 000037404 0004001470 0.00000000 Goldman Sachs Bank AG N/A N/A S81F8KH474EY7PUWI149 CH 0.00000000 Goldman Sachs (Asia) Securities Limited N/A N/A 5493009FWOE6CQ1J5K28 HK 0.00000000 Goldman Sachs (Singapore) PTE N/A N/A YIC3WZ4VO0ZQ38Z36K22 SG 0.00000000 Goldman Sachs Japan Co., Ltd. N/A N/A 5NGPZ37H6T4XS5MO5N09 JP 0.00000000 Qian Kun Futures Co., Ltd N/A N/A 549300KNUZPLW6UD1E30 CN 0.00000000 Goldman Sachs Australia Capital Markets Limited N/A N/A FGGD2R1VDFRPRIX22S49 AU 0.00000000 Goldman Sachs (Asia) L.L.C. N/A N/A 549300NIUPNUFRZ8LJ52 HK 0.00000000 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 0.00000000 Global Atlantic Distributors, LLC 008-25027 000008326 0004660158 0.00000000 Goldman Sachs New Zealand Limited N/A N/A 5493003ZCWT6KYU7FW22 NZ 0.00000000 Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. N/A N/A 549300N4N8Z6E2PYR089 MX 0.00000000 OOO Goldman Sachs Bank N/A N/A SGXZS5T6LB2RET473S56 RU 0.00000000 Goldman Sachs Australia Pty Ltd N/A N/A 549300GGFLRSTQ15VF10 AU 0.00000000 Goldman Sachs Asset Management Australia Pty Ltd N/A 000282984 549300ZYM1ZRTMQ77Q48 AU 0.00000000 Goldman Sachs Financial Markets, L.P. 008-51753 000047340 VF1AUT09OCSW5Y7OE568 0.00000000 Goldman Sachs Paris Inc. ET CIE N/A N/A ZSLF02UC3X1JFV1UX676 FR 0.00000000 Goldman Sachs Gao Hua Securities Company Limited N/A N/A 549300BNHLLHDMRJKL16 CN 0.00000000 Goldman Sachs (Asia) Finance N/A N/A 0FRBUZNK0A53GHYLTX63 HK 0.00000000 Goldman Sachs (India) Securities Private Limited N/A N/A 549300R0SMAPALLYQD57 IN 0.00000000 Goldman Sachs Bank Europe SE N/A N/A 8IBZUGJ7JPLH368JE346 DE 0.00000000 OOO Goldman Sachs N/A N/A QTRZTITTAXSZ93PDR170 RU 0.00000000 Goldman Sachs Investments (Mauritius) I Limited N/A N/A B3YMDTGLQBI8P83MLI39 MU 0.00000000 Simon Markets LLC 008-70052 000290965 254900ZQ96RPN3NLEP45 0.00000000 Beijing GAO HUA Securities Company Limited N/A N/A 549300V9CB2J5I3SR572 CN 0.00000000 Goldman Sachs (India) Capital Markets Private Limited N/A N/A BNYCRRX33E5OU2WAW724 IN 0.00000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 241.20000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 213.60000000 CREDIT SUISSE SECURITIES (EUROPE) LIMITED N/A N/A DL6FFRRLF74S01HE2M14 GB 234.00000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 506.48000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 244.20000000 1439.48000000 0.00000000 N 2693125721.00000000 0.00000000 Committed 700000000.00000000 N N N N false false true false false true
In response to Item C.15, Registrant includes foreign affiliated broker-dealers for which no SEC file
number, CRD number, or LEI number has been issued. For these entities, Registrant has left Item
C.15.b. – .d blank.
Report of Independent Registered Public Accounting Firm
To the Board of Trustees of Goldman Sachs Trust and Shareholders of the Funds listed in Appendix A
In planning and performing our audit of the financial statements of the Funds listed in Appendix A, (hereafter collectively referred to as the “Funds”) as of and for the periods listed in Appendix A, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds’ internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds’ internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds’ internal control over financial reporting.
The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company’s assets that could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company’s annual or interim financial statements will not be prevented or detected on a timely basis.
Our consideration of the Funds’ internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds’ internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of August 31, 2020.
This report is intended solely for the information and use of the Board of Trustees of Goldman Sachs Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.
/s/ PricewaterhouseCoopers LLP
Boston, MA
October 26, 2020
Appendix A
|
Fund |
Period |
|
September 1, 2019 – August 31, 2020 |
|
|
Goldman Sachs Concentrated Growth Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs U.S. Equity ESG Fund (formerly Goldman Sachs Dynamic Blue Chip Fund) |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Flexible Cap Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Growth Opportunities Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Small/Mid Cap GrowthFund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Strategic Growth Fund |
October 31, 2019 – August 31, 2020 |
|
Goldman Sachs Technology Opportunities Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Small Cap Growth Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Focused Value Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Equity Income Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Large Cap Value Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Mid Cap Value Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Small Cap Value Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Small/Mid Cap Value Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Enhanced Dividend Global Equity Portfolio |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Tax-Advantaged Global Equity Portfolio |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Financial Square Federal Instruments Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Financial Square Government Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Financial Square Money Market Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Financial Square Prime Obligations Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Financial Square Treasury Instruments Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Financial Square Treasury Obligations Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Financial Square Treasury Solutions Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Investor Money Market Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Investor Tax Exempt Money Market Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Strategic Factor Allocation Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Global Managed Beta Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Tactical Tilt Overlay Fund |
September 1, 2019 – August 31, 2020 |
|
Goldman Sachs Cayman Commodity-TTIF Fund Blocker |
September 1, 2019 – August 31, 2020 |
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