Close
Back to mobile site

Form 4 AMTECH SYSTEMS INC For: Jan 18 Filed by: KING ROBERT F

January 19, 2018 5:39 PM EST
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: December 31, 2014
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
KING ROBERT F

(Last) (First) (Middle)
C/O AMTECH SYSTEMS INC
131 SOUTH CLARK DRIVE

(Street)
TEMPE AZ 85281

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMTECH SYSTEMS INC [ ASYS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/18/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Amtech Systems, Inc. $.01 par value common stock 01/18/2018   M (1)   2,000 A $ 2.95 10,200 D  
Amtech Systems, Inc. $.01 par value common stock 01/18/2018   M (1)   1,666 A $ 6.15 11,866 D  
Amtech Systems, Inc. $.01 par value common stock 01/18/2018   M (1)   2,000 A $ 7.01 13,866 D  
Amtech Systems, Inc. $.01 par value common stock 01/18/2018   M (1)   5,000 A $ 11.05 18,866 D  
Amtech Systems, Inc. $.01 par value common stock 01/18/2018   M (1)   1,033 A $ 7.98 19,899 D  
Amtech Systems, Inc. $.01 par value common stock 01/18/2018   M (1)   2,000 A $ 9.98 21,899 D  
Amtech Systems, Inc. $.01 par value common stock 01/18/2018   M (1)   2,000 A $ 5.25 23,899 D  
Amtech Systems, Inc. $.01 par value common stock 01/18/2018   M (1)   2,000 A $ 5.75 25,899 D  
Amtech Systems, Inc. $.01 par value common stock 01/18/2018   S (1)   17,699 D $ 11.25 8,200 D  
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Amtech Systems, Inc. Non-Employee Director Stock Option $ 2.95 01/18/2018   M     2,000 12/11/2013 12/11/2022 Amtech Systems, Inc. $.01 par value common stock 2,000.00 $ 2.95 4,000 D  
Amtech Systems, Inc. Non-Employee Director Stock Option $ 6.15 01/18/2018   M     1,666 11/20/2010 11/20/2019 Amtech Systems, Inc. $.01 par value common stock 1,666.00 $ 6.15 3,334 D  
Amtech Systems, Inc. Non-Employee Director Stock Option $ 7.01 01/18/2018   M     2,000 12/12/2014 12/12/2023 Amtech Systems, Inc. $.01 par value common stock 2,000.00 $ 7.01 4,000 D  
Amtech Systems, Inc. Non-Employee Director Stock Option $ 11.05 01/18/2018   M     5,000 03/14/2009 03/14/2018 Amtech Systems, Inc. $.01 par value common stock 5,000.00 $ 11.05 0 D  
Amtech Systems, Inc. Non-Employee Director Stock Option $ 7.98 01/18/2018   M     1,033 12/15/2012 12/15/2021 Amtech Systems, Inc. $.01 par value common stock 1,033.00 $ 7.98 2,067 D  
Amtech Systems, Inc. Non-Employee Director Stock Option $ 9.98 01/18/2018   M     2,000 11/19/2015 11/19/2024 Amtech Systems, Inc. $.01 par value common stock 2,000.00 $ 9.98 4,000 D  
Amtech Systems, Inc. Non-Employee Director Stock Option $ 5.25 01/18/2018   M     2,000 11/17/2016 11/17/2025 Amtech Systems, Inc. $.01 par value common stock 2,000.00 $ 5.25 4,000 D  
Amtech Systems, Inc. Non-Employee Director Stock Option $ 5.75 01/18/2018   M     2,000 09/18/2017 03/17/2027 Amtech Systems, Inc. $.01 par value common stock 2,000.00 $ 5.75 4,000 D  
Explanation of Responses:
1. Option exercise and sales are pursuant to a previously disclosed 10b5-1 plan.
Robert T. Hass on behalf of Bob King by Power of Attorney 01/19/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


Serious News for Serious Traders! Try StreetInsider.com Premium Free!

You May Also Be Interested In





Related Categories

SEC Filings

Related Entities

American Technology Research