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Form 10-Q TOP Financial Group Ltd For: Sep 30

Wed, 28 Oct 2026 16:31:00 -0400

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Form 8-K TOP Financial Group Ltd For: Oct 16

Fri, 16 Oct 2026 08:06:00 -0400

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TOP Financial Group discloses share capital structure as of October 2026

Fri, 16 Oct 2026 08:01:10 -0400

TOP Financial Group Limited (NASDAQ: TOP) announced an update to its share capital structure, disclosing figures as of October 13, 2026, according to a press release from the company.

The company reported a total of 123,706,506 ordinary shares outstanding across all classes. Of those, 121,706,506 are Class A shares and 2,000,000 are Class B shares.

The company's free public float consists of 100,867,842 Class A ordinary shares. A total of 20,838,664 Class A ordinary shares are classified as restricted securities or are held by affiliates of the company.

TOP Financial Group is an online brokerage firm listed on the Nasdaq exchange. Its subsidiaries

TOP Financial Group Limited Announces Updated Share Capital Structure and Free Public Float

Fri, 16 Oct 2026 08:00:00 -0400

HOUSTON, Texas, Oct. 16, 2026 (GLOBE NEWSWIRE) -- TOP Financial Group Limited (NASDAQ: TOP, “TOP” or the “Company”), a fast-growing online brokerage firm specializing in local and foreign equities, futures, and options products, today announced its updated share capital configuration, details regarding outstanding ordinary shares, and the company's estimated free public floating shares.

As of October 13, 2026, the Company's share capital profile is categorized across its active security lines as follows:

Total Outstanding Shares: 123,706,506 ordinary shares across all classes.

Class A shares: 121,706,506 outstanding shares.

Class B shares: 2,000,000 outstanding shares.

TOP Financial Group Limited Announces Updated Share Capital Structure and Free Public Float

Fri, 16 Oct 2026 08:00:00 -0400

As of October 13, 2026, the Company's share capital profile is categorized across its active security lines as follows:

Total Outstanding Shares: 123,706,506 ordinary shares across all classes.

Class A shares: 121,706,506 outstanding shares.

Class B shares: 2,000,000 outstanding shares.

Form 8-K TOP Financial Group Ltd For: Oct 14

Wed, 14 Oct 2026 09:05:00 -0400

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TOP Financial Group moves headquarters to Houston, expands board

Wed, 14 Oct 2026 09:00:51 -0400

TOP Financial Group Limited (NASDAQ: TOP) has established its principal executive office in Houston, Texas, at 4201 Main Street, Suite 200, following an announcement made on September 4, 2026.

Alongside the relocation, the company restructured its Board of Directors, increasing the total number of directors from five to seven. The changes were previously disclosed in Current Reports on Form 8-K filed with the U.S. Securities and Exchange Commission.

As part of the board restructuring, Jennifer Hoi Ling Tam was appointed Co-Chief Executive Officer and Executive Director. Dean Huge joined as an Independent Director, and Yuli Yan was appointed as an Executive Director.

The

TOP Financial Group moves headquarters to Houston, expands board

Wed, 14 Oct 2026 09:00:51 -0400

TOP Financial Group Limited (NASDAQ: TOP) has established its principal executive office in Houston, Texas, at 4201 Main Street, Suite 200, following an announcement made on September 4, 2026.

The

TOP Financial Group Limited Establishes U.S. Headquarters and Restructures Board of Directors

Wed, 14 Oct 2026 09:00:00 -0400

HOUSTON, Texas, Oct. 14, 2026 (GLOBE NEWSWIRE) -- TOP Financial Group Limited (NASDAQ: TOP, “TOP” or the “Company”), a fast-growing online brokerage firm specializing in local and foreign equities, futures, and options products, today announced the establishment of its global headquarters in the United States. Concurrently, the Company has executed a strategic corporate restructuring of its Board of Directors and senior executive leadership team, as previously reported in its Current Reports on Form 8-K filed with the U.S. Securities and Exchange Commission (the “SEC”).

Establishment of U.S. Headquarters

Following its announcement on September 4, 2026,

TOP Financial Group Limited Establishes U.S. Headquarters and Restructures Board of Directors

Wed, 14 Oct 2026 09:00:00 -0400

Establishment of U.S. Headquarters

Following its announcement on September 4, 2026,

Form 3 TOP Financial Group Ltd For: Oct 08 Filed by: Yan Yuli

Tue, 13 Oct 2026 11:22:00 -0400

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Form 8-K TOP Financial Group Ltd For: Oct 08

Fri, 09 Oct 2026 16:31:00 -0400

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Form EFFECT TOP Financial Group Ltd

Fri, 09 Oct 2026 06:04:00 -0400

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Form 424B3 TOP Financial Group Ltd

Thu, 08 Oct 2026 17:00:00 -0400

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Form F-1 TOP Financial Group Ltd

Thu, 01 Oct 2026 16:31:00 -0400

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Form 8-K TOP Financial Group Ltd For: Sep 25

Tue, 29 Sep 2026 08:01:00 -0400

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Form 8-K TOP Financial Group Ltd For: Sep 21

Mon, 21 Sep 2026 17:00:00 -0400

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TOP Financial Group moves global headquarters to Houston, Texas

Fri, 04 Sep 2026 16:30:12 -0400

TOP Financial Group Limited (NASDAQ: TOP) announced the relocation of its global headquarters to Houston, Texas, according to a company press release. The new address is 4201 Main Street, Suite 200, Houston, Texas 77002.

The company, an online brokerage firm offering equities, futures, and options products, said the transition will occur in phases over the coming months. TOP stated the move is intended to position the company closer to its AI business operations, strategic partners, and talent resources in North America.

"The decision to move our headquarters to the United States is a natural evolution for TOP," said Ka Fai Yuen, Chief

TOP Financial Group Limited Announces Strategic Relocation of Global Headquarters to the United States

Fri, 04 Sep 2026 16:30:00 -0400

HOUSTON, Texas, Sept. 04, 2026 (GLOBE NEWSWIRE) -- TOP Financial Group Limited (NASDAQ: TOP, “TOP” or the “Company”), a fast-growing online brokerage firm specializing in local and foreign equities, futures, and options products, today announced the strategic relocation of its global headquarters to the United States. This transition marks a pivotal milestone in the company’s long-term growth strategy, as it gradually shifts its primary corporate focus and operational footprint to the American market. The new headquarters address is: 4201 Main Street, Suite 200, Houston, Texas 77002.

The phased relocation will take place over

TOP Financial Group Limited Announces Strategic Relocation of Global Headquarters to the United States

Fri, 04 Sep 2026 16:30:00 -0400

The phased relocation will take place over

Form 10-Q TOP Financial Group Ltd For: Jun 30

Mon, 17 Aug 2026 07:16:00 -0400

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Form 10-Q TOP Financial Group Ltd For: Jun 30

Mon, 17 Aug 2026 07:16:00 -0400

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Form NT 10-Q TOP Financial Group Ltd For: Jun 30

Mon, 17 Aug 2026 07:00:00 -0400

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Form NT 10-Q TOP Financial Group Ltd For: Jun 30

Mon, 17 Aug 2026 07:00:00 -0400

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Form 8-K TOP Financial Group Ltd For: Jul 31

Tue, 04 Aug 2026 07:16:00 -0400

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