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Form 8-K TOP Financial Group Ltd For: Jul 21

Thu, 23 Jul 2026 07:01:00 -0400

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Form 8-K TOP Financial Group Ltd For: Jul 21

Thu, 23 Jul 2026 07:01:00 -0400

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TOP Financial exercises warrants, issues 360.5M shares with no cash proceeds

Tue, 21 Jul 2026 17:15:39 -0400

TOP Financial Group Limited (NASDAQ: TOP) announced that warrants to purchase up to 428,862,444 Class A ordinary shares, issued in connection with a private placement, have been exercised in full on a cashless basis.

The cashless exercise resulted in the issuance of 360,534,431 Class A ordinary shares and the cancellation of all outstanding placement warrants. The company received no cash proceeds from the transaction.

The newly issued shares are classified as restricted securities and are subject to a six-month lock-up period from their issuance date, during which they may not be traded, sold, transferred, pledged, or otherwise disposed of.

Following the warrant exercise,

TOP Financial exercises warrants, issues 360.5M shares with no cash proceeds

Tue, 21 Jul 2026 17:15:39 -0400

Following the warrant exercise,

TOP Financial Group Limited Announces Full Exercise of All Outstanding Warrants Following Cashless Exercise

Tue, 21 Jul 2026 17:15:00 -0400

SINGAPORE, July 21, 2026 (GLOBE NEWSWIRE) -- TOP Financial Group Limited (NASDAQ: TOP) (“TOP” or the “Company”), an online brokerage firm specializing in local and foreign equities, futures, and options products, today announced that the outstanding warrants to purchase up to 428,862,444 Class A ordinary shares of the Company, issued in connection with its recently completed private placement, have been exercised in full on a cashless basis. The cashless exercise resulted in the cancellation of all remaining outstanding placement warrants. The Company issued an aggregate of 360,534,431 Class A ordinary shares upon exercise.

TOP Financial Group Limited Announces Full Exercise of All Outstanding Warrants Following Cashless Exercise

Tue, 21 Jul 2026 17:15:00 -0400

Form 8-K TOP Financial Group Ltd For: Jul 19

Mon, 20 Jul 2026 17:15:00 -0400

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Form 8-K TOP Financial Group Ltd For: Jul 19

Mon, 20 Jul 2026 17:15:00 -0400

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TOP Financial Group closes $80M private placement with non-U.S. investors

Mon, 13 Jul 2026 06:09:58 -0400

TOP Financial Group Limited (NASDAQ: TOP) closed a private placement offering on July 9, 2026, raising $80,000,000 in gross proceeds before deducting offering expenses.

According to a press release statement, the company issued 214,431,222 Class A Ordinary Shares and warrants to purchase up to 428,862,444 additional Class A Ordinary Shares to certain non-U.S. investors. The offering was priced at $0.37308 per unit, with each unit consisting of one Class A Ordinary Share and two warrants.

Each warrant carries an exercise price of $0.4477 per share, representing 120% of the per-unit purchase price. The warrants are exercisable immediately upon issuance, expire on the

TOP Financial Group closes $80M private placement with non-U.S. investors

Mon, 13 Jul 2026 06:09:58 -0400

TOP Financial Group Limited (NASDAQ: TOP) closed a private placement offering on July 9, 2026, raising $80,000,000 in gross proceeds before deducting offering expenses.

Each warrant carries an exercise price of $0.4477 per share, representing 120% of the per-unit purchase price. The warrants are exercisable immediately upon issuance, expire on the

Form 8-K TOP Financial Group Ltd For: Jul 09

Mon, 13 Jul 2026 06:08:00 -0400

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Form 8-K TOP Financial Group Ltd For: Jul 09

Mon, 13 Jul 2026 06:08:00 -0400

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Form 10-K TOP Financial Group Ltd For: Mar 31

Tue, 07 Jul 2026 16:16:00 -0400

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Form 10-K TOP Financial Group Ltd For: Mar 31

Tue, 07 Jul 2026 16:16:00 -0400

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Form NT 10-K TOP Financial Group Ltd For: Mar 31

Tue, 30 Jun 2026 08:32:00 -0400

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Form NT 10-K TOP Financial Group Ltd For: Mar 31

Tue, 30 Jun 2026 08:32:00 -0400

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Form 6-K TOP Financial Group Ltd For: Jun 23

Tue, 23 Jun 2026 16:31:00 -0400

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Form 6-K TOP Financial Group Ltd For: Jun 23

Tue, 23 Jun 2026 16:31:00 -0400

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TOP Financial Group offers 6.4 million shares at $0.45645 each

Tue, 23 Jun 2026 16:23:26 -0400

TOP Financial Group Limited (NASDAQ: TOP) is offering up to 6,441,012 Class A Ordinary Shares at a price of $0.45645 per share, according to a prospectus supplement filing.

The offering is tied to a Securities Purchase Agreement dated June 19, 2026, between the company and named investors. The shares carry a par value of $0.001 per share.

The offering is being conducted directly with investors, with no placement agent, underwriter, or dealer involved. The company will cover all expenses related to the registration, offering, and sale of the shares.

TOP Financial Group offers 6.4 million shares at $0.45645 each

Tue, 23 Jun 2026 16:23:26 -0400

TOP Financial Group Limited (NASDAQ: TOP) is offering up to 6,441,012 Class A Ordinary Shares at a price of $0.45645 per share, according to a prospectus supplement filing.

The offering is tied to a Securities Purchase Agreement dated June 19, 2026, between the company and named investors. The shares carry a par value of $0.001 per share.

Form 424B5 TOP Financial Group Ltd

Tue, 23 Jun 2026 16:16:00 -0400

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Form 424B5 TOP Financial Group Ltd

Tue, 23 Jun 2026 16:16:00 -0400

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Form 6-K TOP Financial Group Ltd For: Jun 22

Mon, 22 Jun 2026 09:00:00 -0400

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Form 6-K TOP Financial Group Ltd For: Jun 22

Mon, 22 Jun 2026 09:00:00 -0400

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Form 6-K TOP Financial Group Ltd For: May 29

Fri, 29 May 2026 06:30:00 -0400

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