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Form SCHEDULE 13G/A JAPAN SMALLER CAPITALIZA Filed by: 1607 Capital Partners, LLC

Fri, 14 Aug 2026 14:18:00 -0400

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Form SCHEDULE 13G/A JAPAN SMALLER CAPITALIZA Filed by: 1607 Capital Partners, LLC

Fri, 14 Aug 2026 14:18:00 -0400

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Form N-PX JAPAN SMALLER CAPITALIZA For: Jun 30

Wed, 12 Aug 2026 09:28:00 -0400

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Form N-PX JAPAN SMALLER CAPITALIZA For: Jun 30

Wed, 12 Aug 2026 09:28:00 -0400

si-local-file:///var/storage/secattach/20260812/26910097.html

Form 3 JAPAN SMALLER CAPITALIZA For: Aug 01 Filed by: DEVAULT ROBERT A

Mon, 03 Aug 2026 12:40:00 -0400

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Form 3 JAPAN SMALLER CAPITALIZA For: Aug 01 Filed by: DEVAULT ROBERT A

Mon, 03 Aug 2026 12:40:00 -0400

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Form SCHEDULE 13G/A JAPAN SMALLER CAPITALIZA Filed by: Allspring Global Investments Holdings, LLC

Fri, 31 Jul 2026 13:55:00 -0400

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Form SCHEDULE 13G/A JAPAN SMALLER CAPITALIZA Filed by: Allspring Global Investments Holdings, LLC

Fri, 31 Jul 2026 13:55:00 -0400

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Form SCHEDULE 13G/A JAPAN SMALLER CAPITALIZA Filed by: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

Fri, 24 Jul 2026 16:03:00 -0400

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Form SCHEDULE 13G/A JAPAN SMALLER CAPITALIZA Filed by: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

Fri, 24 Jul 2026 16:03:00 -0400

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Form NPORT-P JAPAN SMALLER CAPITALIZA For: May 31

Thu, 16 Jul 2026 12:22:00 -0400

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Form NPORT-P JAPAN SMALLER CAPITALIZA For: May 31

Thu, 16 Jul 2026 12:22:00 -0400

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Form SC TO-I/A JAPAN SMALLER CAPITALIZA Filed by: JAPAN SMALLER CAPITALIZATION FUND INC

Mon, 13 Jul 2026 13:54:00 -0400

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Form SC TO-I/A JAPAN SMALLER CAPITALIZA Filed by: JAPAN SMALLER CAPITALIZATION FUND INC

Mon, 13 Jul 2026 13:54:00 -0400

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Japan Smaller Capitalization Fund, Inc. Announces Final Results of Tender Offer

Fri, 10 Jul 2026 16:30:00 -0400

NEW YORK, July 10, 2026 (GLOBE NEWSWIRE) -- Japan Smaller Capitalization Fund, Inc. (the “Fund”) (NYSE: JOF) today announced the final results of the Fund’s tender offer (the “Tender Offer”) to acquire up to 10% of the Fund’s outstanding shares. The Tender Offer expired at 5:00 p.m. Eastern Time on July 1, 2026.

The Fund accepted 2,833,389 shares, representing 10% of its outstanding shares, for payment on or about July 10, 2026. A total of 22,006,123 shares were properly tendered. Therefore, on a prorated basis, approximately 12.87958% of the shares tendered by each tendering stockholder

Japan Smaller Capitalization Fund, Inc. Announces Final Results of Tender Offer

Fri, 10 Jul 2026 16:30:00 -0400

Japan Smaller Capitalization Fund, Inc. Announces Expiration and Preliminary Results of Tender Offer

Thu, 02 Jul 2026 08:30:00 -0400

NEW YORK, July 02, 2026 (GLOBE NEWSWIRE) -- Japan Smaller Capitalization Fund, Inc. (the “Fund”) (NYSE: JOF) announced today the expiration and preliminary results of the Fund’s tender offer (the “Tender Offer”) to acquire up to 10% of the Fund’s outstanding shares.

The Tender offer commenced on June 1, 2026, and expired at 5:00 p.m. Eastern time on July 1, 2026.

Based on preliminary information, approximately 22,006,123 shares were properly tendered and not withdrawn. As the Tender Offer was oversubscribed, the number of shares to be purchased from each shareholder is expected to

Japan Smaller Capitalization Fund, Inc. Announces Expiration and Preliminary Results of Tender Offer

Thu, 02 Jul 2026 08:30:00 -0400

The Tender offer commenced on June 1, 2026, and expired at 5:00 p.m. Eastern time on July 1, 2026.

Form SC TO-I JAPAN SMALLER CAPITALIZA Filed by: JAPAN SMALLER CAPITALIZATION FUND INC

Mon, 01 Jun 2026 08:36:00 -0400

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Form SC TO-I JAPAN SMALLER CAPITALIZA Filed by: JAPAN SMALLER CAPITALIZATION FUND INC

Mon, 01 Jun 2026 08:36:00 -0400

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Form SC TO-C JAPAN SMALLER CAPITALIZA Filed by: JAPAN SMALLER CAPITALIZATION FUND INC

Tue, 26 May 2026 16:37:00 -0400

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Form SC TO-C JAPAN SMALLER CAPITALIZA Filed by: JAPAN SMALLER CAPITALIZATION FUND INC

Tue, 26 May 2026 16:37:00 -0400

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Japan Smaller Capitalization Fund, Inc. Announces Commencement of Tender Offer and Re-Leveling of Level Distribution Plan

Fri, 22 May 2026 16:13:00 -0400

NEW YORK, May 22, 2026 (GLOBE NEWSWIRE) -- In connection with Japan Smaller Capitalization Fund, Inc. (the “Fund”) (NYSE: JOF)’s previously announced conditional tender offer, the Fund today announced that its Board of Directors (the “Board”) has approved a tender offer (the “Tender Offer”) to purchase up to 10% of its issued and outstanding shares at a price per share equal to 98% of the net asset value (“NAV”) per share as of the pricing date.

The Tender Offer is expected to commence on June 1, 2026, and expire at 5:00 p.m. on July 1,

Japan Smaller Capitalization Fund, Inc. Announces Commencement of Tender Offer and Re-Leveling of Level Distribution Plan

Fri, 22 May 2026 16:13:00 -0400

The Tender Offer is expected to commence on June 1, 2026, and expire at 5:00 p.m. on July 1,

Japan Smaller Capitalization Fund, Inc. Announces Commencement of Tender Offer and Re-Leveling of Level Distribution Plan

Fri, 22 May 2026 16:13:00 -0400

The Tender Offer is expected to commence on June 1, 2026, and expire at 5:00 p.m. on July 1,