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Equus Total Return gets NYSE non-compliance notice over share price

Tue, 13 Oct 2026 17:00:38 -0400

Equus Total Return, Inc. (NYSE: EQS) disclosed that it received a notice from the New York Stock Exchange on Oct. 6, 2026, stating the company is not in compliance with Section 802.01C of the NYSE Listed Company Manual.

The notice was triggered because the average closing price of the company's common stock fell below $1.00 over a consecutive 30 trading-day period, the minimum required to maintain continued listing on the NYSE.

The notice is a deficiency notice, not a delisting notice, and does not currently affect the listing or trading of EQS shares on the NYSE. The company's common stock will continue

Form 8-K EQUUS TOTAL RETURN, INC. For: Oct 13

Tue, 13 Oct 2026 17:00:00 -0400

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Equus Receives Notice of Non-Compliance with New York Stock Exchange Share Price Rule

Tue, 13 Oct 2026 16:58:00 -0400

Company Intends to Regain Compliance with NYSE Rule
Notice Has No Immediate Impact on the Listing or Trading of Equus Common Stock

HOUSTON, Oct. 13, 2026 (GLOBE NEWSWIRE) -- Equus Total Return, Inc. (NYSE: EQS) (“Equus” or the “Company”) announced today that it was notified by the New York Stock Exchange (the “NYSE”) on October 6, 2026, that it is not in compliance with Section 802.01C of the NYSE Listed Company Manual because the average closing price of the Company’s Common Stock (“Common Stock”) was less than $1.00 over a consecutive 30 trading-day period, which is the

Equus Receives Notice of Non-Compliance with New York Stock Exchange Share Price Rule

Tue, 13 Oct 2026 16:58:00 -0400

Company Intends to Regain Compliance with NYSE Rule
Notice Has No Immediate Impact on the Listing or Trading of Equus Common Stock

Form 10-Q EQUUS TOTAL RETURN, INC. For: Jun 30

Fri, 14 Aug 2026 17:02:00 -0400

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Form 10-Q EQUUS TOTAL RETURN, INC. For: Jun 30

Fri, 14 Aug 2026 17:02:00 -0400

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Form 8-K EQUUS TOTAL RETURN, INC. For: Jul 02

Thu, 02 Jul 2026 16:01:00 -0400

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Form 8-K EQUUS TOTAL RETURN, INC. For: Jul 02

Thu, 02 Jul 2026 16:01:00 -0400

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Form SCHEDULE 13D EQUUS TOTAL RETURN, INC. Filed by: Horberg Howard Todd

Tue, 23 Jun 2026 08:32:00 -0400

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Form SCHEDULE 13D EQUUS TOTAL RETURN, INC. Filed by: Horberg Howard Todd

Tue, 23 Jun 2026 08:32:00 -0400

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Form 8-K EQUUS TOTAL RETURN, INC. For: May 21

Fri, 22 May 2026 06:00:00 -0400

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Form 8-K EQUUS TOTAL RETURN, INC. For: May 21

Fri, 22 May 2026 06:00:00 -0400

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Equus Total Return net asset value rises to $1.50 per share

Thu, 21 May 2026 17:15:52 -0400

Equus Total Return, Inc. (NYSE: EQS) reported net assets of $20.9 million as of March 31, 2026, according to a company statement. Net asset value per share increased to $1.50 from $1.19 at December 31, 2025.

The business development company attributed the increase primarily to a $5.0 million rise in the fair value of its holding in Morgan E&P, Inc. Morgan holds development rights to approximately 6,500 net acres in the Bakken/Three Forks formation in North Dakota's Williston Basin. The valuation increase was attributed to higher short and long-term crude oil prices.

The company's holdings in CitroTech, Inc. (NYSE: CITR) decreased in

Equus Total Return net asset value rises to $1.50 per share

Thu, 21 May 2026 17:15:52 -0400

The company's holdings in CitroTech, Inc. (NYSE: CITR) decreased in

Equus Announces First Quarter Net Asset Value

Thu, 21 May 2026 17:07:00 -0400

HOUSTON, May 21, 2026 (GLOBE NEWSWIRE) -- Equus Total Return, Inc. (NYSE: EQS) (“Equus” or the “Company”) reports net assets as of March 31, 2026, of $20.9 million. Net asset value per share increased to $1.50 as of March 31, 2026, from $1.19 as of December 31, 2025. Comparative data is summarized below (in thousands, except per share amounts):

As of the Quarter Ended

3/31/2026

As of the Quarter Ended

3/31/2026

As of the Quarter Ended

3/31/2026

As of the Quarter Ended

3/31/2026