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Form 3 ROCKWELL AUTOMATION, For: Oct 01 Filed by: Reynolds Jordan Canfield

October 5, 2026 5:11 PM
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Reynolds Jordan Canfield
(Last) (First) (Middle)
1201 SOUTH SECOND STREET
(Street)
MILWAUKEE WI 53204
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2026 		3. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP Lifecycle Services
 5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,044
D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) 12/08/2026 (1) 12/08/2035 Common Stock 1,921 402.22 D
Employee Stock Option (Right to Buy) 12/04/2024 (1) 12/04/2033 Common Stock 559 279.5 D
Employee Stock Option (Right to Buy) 12/05/2025 (1) 12/05/2034 Common Stock 1,284 297.1 D
Restricted Stock Units 11/28/2024 (2) 11/28/2026 Common Stock 620 0 (3) D
Restricted Stock Units 12/04/2024 (2) 12/04/2026 Common Stock 58 0 (3) D
Restricted Stock Units 04/09/2025 (2) 04/09/2027 Common Stock 1,163 0 (3) D
Restricted Stock Units 12/05/2025 (2) 12/05/2027 Common Stock 270 0 (3) D
Restricted Stock Units 07/14/2026 (2) 07/14/2028 Common Stock 2,915 0 (3) D
Restricted Stock Units 12/08/2026 (2) 12/08/2028 Common Stock 560 0 (3) D
Restricted Stock Units 06/09/2027 (2) 06/09/2029 Common Stock 3,258 0 (3) D
Performance Shares 12/05/2027 (4) 12/05/2027 Common Stock 413 0 (5) D
Performance Shares 12/08/2028 (6) 12/08/2028 Common Stock 508 0 (5) D
Performance Shares 12/04/2026 (7) 12/04/2026 Common Stock 217 0 (5) D
Explanation of Responses:
1. The options vest in three substantially equal annual installments beginning on the date exercisable.
2. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
3. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
4. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 5, 2027, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
5. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
6. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 8, 2028, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
7. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Remarks:
Exhibit 24 - Power of Attorney
Danielle White, Attorney-In-Fact for Jordan C. Reynolds 10/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

ATTACHMENTS / EXHIBITS

EX-24

Categories

SEC Filings