Upgrade to SI Premium - Free Trial

Form 4 ENTERPRISE FINANCIAL For: Apr 14 Filed by: Handley Kevin L

April 16, 2026 3:17 PM
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: December 31, 2014
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
Handley Kevin L
(Last) (First) (Middle)
150 N MERAMEC
(Street)
ST LOUIS MO 63105
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ENTERPRISE FINANCIAL SERVICES CORP [ EFSC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Credit Officer
3. Date of Earliest Transaction (Month/Day/Year)
04/14/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/14/2026 M 380 A $ 0 6,560 D
Common Stock 04/14/2026 F 160 (1) D $ 58.3 6,400 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non Qualified Stock Option (Right to Buy) $ 43.81 02/06/2024 02/25/2031 Common Stock 1,612 1,612 D
Non Qualified Stock Option (Right to Buy) $ 48.34 02/03/2025 02/24/2032 Common Stock 1,230 1,230 D
Non Qualified Stock Option (Right to Buy) $ 54.46 02/10/2026 02/28/2033 Common Stock 1,684 1,684 D
Non Qualified Stock Option (Right to Buy) $ 39.5 (2) 02/28/2034 Common Stock 2,576 2,576 D
Non Qualified Stock Option (Right to Buy) $ 57.17 (3) 03/04/2035 Common Stock 1,791 1,791 D
Restricted Share Units (4) (5) (5) Common Stock 492 492 D
Restricted Share Units (4) (6) (6) Common Stock 599 599 D
Restricted Share Units (4) (7) (7) Common Stock 1,140 1,140 D
Restricted Share Units (4) 04/14/2026 M 380 (8) (8) Common Stock 380 $ 0 0 D
Explanation of Responses:
1. Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
2. This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
3. The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.
4. The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
5. The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
6. The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.
7. The RSU's vest 100% in the first quarter of 2029, subject to continued employment by the reporting person.
8. The RSU's vest 100% April 14, 2026, subject to continued employment by the reporting person.
/s/ Kevin L Handley 04/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Categories

SEC Filings