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Form 4 ASE Technology Holding For: Apr 09 Filed by: Chang Chien Shen

April 13, 2026 6:07 AM
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
Chang Chien Shen

(Last) (First) (Middle)
ROOM 1901, NO. 333
SECTION 1 KEELUNG RD.

(Street)
TAIPEI 110

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ASE Technology Holding Co., Ltd. [ ASX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
04/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 04/09/2026 M 3,000,000 A $ 41.10 (1) 4,747,647 D
Ordinary Shares 04/09/2026 M 1,500,000 A $ 99.70 (1) 6,247,647 D
Ordinary Shares 684,327,886 I By ASE Enterprises Limited
Ordinary Shares 265,024,820 I By Value Tower Ltd.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 41.10 (1) 04/09/2026 M 3,000,000 (2) 11/22/2028 Ordinary Shares 3,000,000 $ 0 0 D
Stock Option (Right to Buy) $ 99.70 (1) 04/09/2026 M 1,500,000 (3) 08/17/2033 Ordinary Shares 1,500,000 $ 0 1,500,000 D
Explanation of Responses:
1. New Taiwan Dollars.
2. Reflects stock options to purchase Ordinary Shares. These stock options were granted on November 23, 2018 and are fully vested and exercisable.
3. Reflects stock options to purchase Ordinary Shares. These stock options were granted on August 18, 2023 and vest in seven semi-annual installments. 40% of the options vested on August 18, 2025, 10% of the options vested on February 18, 2026, and the remaining installments will vest at10% each on August 18 2026, February 18, 2027, August 18, 2027, February 18, 2028 and August 18, 2028.
/s/ Georgette Yeh, attorney-in-fact for Chien Shen Chang 04/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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