Upgrade to SI Premium - Free Trial

Form 3 Spotify Technology S.A. For: Mar 18 Filed by: STAGGS THOMAS O

March 18, 2026 4:16 PM
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Expires: December 31, 2014
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person *
STAGGS THOMAS O

(Last) (First) (Middle)
33 BOULEVARD PRINCE HENRI

(Street)
LUXEMBOURG L-1724

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Spotify Technology S.A. [ SPOT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Share 154
D
Ordinary Share 23,094
I
By Trust (1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (2) 05/31/2026 Ordinary Share 5,961 362.36 D
Stock Option (2) 05/31/2026 Ordinary Share 2,981 241.57 D
Stock Option (2) 05/31/2027 Ordinary Share 6,562 169.16 D
Stock Option (2) 05/31/2027 Ordinary Share 9,843 112.77 D
Stock Option (3) 06/01/2028 Ordinary Share 7,212 153.92 D
Stock Option (4) 06/03/2029 Ordinary Share 3,539 313.62 D
Stock Option (5) 06/02/2030 Ordinary Share 1,652 672 D
Explanation of Responses:
1. The Ordinary Shares are held by the Staggs Trust, a revocable inter-vivos trust established by Mr. Staggs and his spouse.
2. The stock option is fully vested and currently exercisable.
3. The stock option is vested and exercisable with respect to 5,409 Ordinary Shares and will vest with respect to the remaining shares on February 15, 2027.
4. The stock option is vested and exercisable with respect to 1,770 Ordinary Shares and will vest with respect to the remaining shares in two substantially equal annual installments beginning on February 15, 2027.
5. The stock option is vested and exercisable with respect to 413 Ordinary Shares and will vest with respect to the remaining shares in three substantially equal annual installments beginning on February 15, 2027.
Remarks:
Exhibit 24 - Power of Attorney.
/s/ Sung Lee, Attorney-in-fact 03/18/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

ATTACHMENTS / EXHIBITS

EXHIBIT 24

Categories

SEC Filings