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Form 3 GENERAL ELECTRIC CO For: Apr 05 Filed by: Gowder Amy L

April 15, 2024 9:10 AM
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Gowder Amy L

(Last) (First) (Middle)
GE AEROSPACE
1 NEUMANN WAY

(Street)
EVENDALE OH 45215

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/05/2024
3. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) (1) Common Stock 32,782 (2) (3) D
Restricted Stock Units (4) (4) Common Stock 38,362 (2) (3) D
Restricted Stock Units (5) (5) Common Stock 5,754 (2) (3) D
Explanation of Responses:
1. The Restricted Stock Units were granted on June 1, 2022, and vest in two equal installments of 50% each, on the second and third anniversary of the grant date.
2. Reflects adjustments made to this award in connection with the spin-off of GE Vernova Inc.
3. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.
4. The Restricted Stock Units were granted on March 1, 2023, and vest in two equal installments of 50% each, on the third and fourth anniversary of the grant date.
5. The Restricted Stock Units were granted on March 1, 2023, and vest in two equal installments of 50% each, on the second and third anniversary of the grant date.
/s/ Brandon Smith, attorney in fact for Amy L. Gowder 04/15/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

ATTACHMENTS / EXHIBITS

EX-24

Categories

SEC Filings