Form 3 Sprinklr, Inc. For: Jun 22 Filed by: Sixth Street Specialty Lending, Inc.
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person
*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/22/2021 |
3. Issuer Name
and
Ticker or Trading Symbol
Sprinklr, Inc. [ CXM ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check
Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Class B Common Stock | (1) | (1) | Class A Common Stock | 9,209,304 | (1) | I | Held by Palette Investments, LLC (2) (3) (5) |
Class B Common Stock | (1) | (1) | Class A Common Stock | 484,700 | (1) | I | Held by Sixth Street Specialty Lending, Inc. (4) (5) |
Sixth Street Partners Management Company, L.P. By: /s/ David Stiepleman, Authorized Signatory of the GP of Sixth Street Partners Management Company, L.P. (7) | 08/27/2021 | |
** Signature of Reporting Person | Date | |
Alan Waxman By: /s/ Joshua Peck, on behalf of Alan Waxman (6)(7) | 08/27/2021 | |
** Signature of Reporting Person | Date | |
Sixth Street Specialty Lending, Inc. By: /s/ Ian Simmonds, Chief Financial Officer (7) | 08/27/2021 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
AGREEMENT OF JOINT FILING
This joint filing agreement (this “Agreement”) is made and entered into as of this 27th day of August 2021, by and among Sixth Street Partners Management Company, L.P., a Delaware limited partnership, Sixth Street Specialty Lending, Inc., a Delaware corporation and Alan Waxman.
The parties to this Agreement hereby agree to prepare jointly and file timely (and otherwise to deliver as appropriate) all filings on any Form 3, Form 4, Form 5 or Schedule 13D or Schedule 13G, and any and all amendments thereto and any other document relating thereto (collectively, the “Filings”) required to be filed by them pursuant to the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Each party to this Agreement further agrees and covenants to the other parties that it will fully cooperate with such other parties in the preparation and timely filing (and other delivery) of all such Filings.
This agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute one and the same instrument.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date first set forth above.
Dated: August 27, 2021
Sixth Street Partners Management Company, L.P.
By: /s/ David Stiepleman
Name: David Stiepleman
Title: Authorized Signatory of the GP of Sixth Street Partners Management Company, L.P.
Sixth Street Specialty Lending, Inc.
By: /s/ Ian Simmonds
Name: Ian Simmonds
Title: Chief Financial Officer
Alan Waxman
By: /s/ Joshua Peck (1)
Name: Joshua Peck, on behalf of Alan Waxman
(1) Joshua Peck is signing on behalf of Mr. Waxman pursuant to an authorization and designation letter dated July 12, 2021, which was previously filed with the Securities and Exchange Commission.