Form 8-K CATERPILLAR INC For: Oct 14
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of
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for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On October 14, 2020, William P. Ainsworth provided notice of his decision to retire as Group President, Caterpillar Inc. (the "Company"), effective December 31, 2020. Ramin Younessi also provided notice of his decision to retire as Group President of the Company on December 31, 2020. The Board of Directors of the Company has named Joseph E. Creed and Anthony D. Fassino as Group Presidents, effective January 1, 2021.
Item 9.01 Financial Statements and Exhibits
The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
October 20, 2020
/s/ Suzette M. Long
Suzette M. Long
Chief Legal Officer, General Counsel & Corporate Secretary