COLUMN 1 |
COLUMN 2 |
COLUMN 3 |
COLUMN 4 |
COLUMN 5 |
COLUMN 6 |
COLUMN 7 |
COLUMN 8 |
|
|
|
VALUE |
SHRS OR |
SH/ |
PUT/ |
INVESTMENT |
OTHER |
VOTING AUTHORITY |
NAME OF ISSUER |
TITLE OF CLASS |
CUSIP |
(x$1000) |
PRN AMT |
PRN |
CALL |
DISCRETION |
MANAGER |
SOLE |
SHARED |
NONE |
ACACIA COMMUNICATIONS INC COM |
COM |
00401C108 |
7,289 |
111,449 |
SH |
|
SOLE |
|
111,449 |
0 |
0 |
ADVANCED DISP SVCS INC DEL COM |
COM |
00790X101 |
6,260 |
192,210 |
SH |
|
SOLE |
|
192,210 |
0 |
0 |
AGBA ACQUISTION LTD |
COM |
G0120M133 |
893 |
87,800 |
SH |
|
SOLE |
|
87,800 |
0 |
0 |
ALDER BIOPHARMACEUTICALS INCCO |
COM |
014339105 |
13,272 |
703,703 |
SH |
|
SOLE |
|
703,703 |
0 |
0 |
ALDR 2 1/2 2/1/25 |
CONVERTIBLE BOND |
014339AA3 |
2,237 |
2,020,000 |
PRN |
|
SOLE |
|
2,020,000 |
0 |
0 |
ALEXION PHARMACEUTICALS INC CO |
COM |
015351109 |
220 |
2,250 |
SH |
|
SOLE |
|
2,250 |
0 |
0 |
ALLERGAN PLC SHS |
COM |
G0177J108 |
32,762 |
194,677 |
SH |
|
SOLE |
|
194,677 |
0 |
0 |
ALTABA INC |
COM |
021346101 |
16,684 |
856,444 |
SH |
|
SOLE |
|
856,444 |
0 |
0 |
AMCI ACQUISITION CORP CLASS A |
COM |
00165R101 |
4,438 |
442,500 |
SH |
|
SOLE |
|
442,500 |
0 |
0 |
AMCI ACQUISITION CORP WT EXP 0 |
WARRANT AND RIGH |
00165R119 |
147 |
418,600 |
SH |
|
SOLE |
|
418,600 |
0 |
0 |
ANDINA ACQUISITION CORP III RT |
WARRANT AND RIGH |
G04415132 |
73 |
243,600 |
SH |
|
SOLE |
|
243,600 |
0 |
0 |
ANDINA ACQUISITION CORP III SH |
COM |
G04415108 |
2,434 |
243,600 |
SH |
|
SOLE |
|
243,600 |
0 |
0 |
ANDINA ACQUISITION CORP III WT |
WARRANT AND RIGH |
G04415124 |
49 |
243,600 |
SH |
|
SOLE |
|
243,600 |
0 |
0 |
APEX TECHNOLOGY ACQUISITN |
UNITS |
03768F201 |
810 |
79,500 |
SH |
|
SOLE |
|
79,500 |
0 |
0 |
AROTECH CORP COM NEW |
COM |
042682203 |
1,518 |
516,300 |
SH |
|
SOLE |
|
516,300 |
0 |
0 |
AVAYA HLDGS CORP COM |
COM |
05351X101 |
648 |
63,300 |
SH |
|
SOLE |
|
63,300 |
0 |
0 |
B RILEY PRINCIPAL MERGER COR |
COM |
05586Y205 |
536 |
53,100 |
SH |
|
SOLE |
|
53,100 |
0 |
0 |
B RILEY PRINCIPAL MERGER CORCL |
COM |
05586Y106 |
2,974 |
300,100 |
SH |
|
SOLE |
|
300,100 |
0 |
0 |
B RILEY PRINCIPAL MERGER CORWT |
WARRANT AND RIGH |
05586Y114 |
46 |
100,150 |
SH |
|
SOLE |
|
100,150 |
0 |
0 |
BANCORP NEW JERSEY INC NEW COM |
COM |
059915108 |
1,758 |
104,080 |
SH |
|
SOLE |
|
104,080 |
0 |
0 |
BANCROFT FUND LTD COM |
MUTUAL FUNDS |
059695106 |
1,441 |
60,941 |
SH |
|
SOLE |
|
60,941 |
0 |
0 |
BANK OF AMERICA |
COM |
060505104 |
3,230 |
110,729 |
SH |
|
SOLE |
|
110,729 |
0 |
0 |
BANK OF AMERICA CV PFD L 7.250 |
CONVERTIBLE PREF |
060505682 |
262 |
175 |
SH |
|
SOLE |
|
175 |
0 |
0 |
BANK OF NEW YORK MELLON CORP |
COM |
064058100 |
859 |
19,000 |
SH |
|
SOLE |
|
19,000 |
0 |
0 |
BAUSCH HEALTH COMPANIES INC CO |
COM |
071734107 |
258 |
11,800 |
SH |
|
SOLE |
|
11,800 |
0 |
0 |
BROOKFIELD ASSET MGMT INC CL A |
COM |
112585104 |
821 |
15,469 |
SH |
|
SOLE |
|
15,469 |
0 |
0 |
BRUNSWICK CORP |
COM |
117043109 |
297 |
5,700 |
SH |
|
SOLE |
|
5,700 |
0 |
0 |
BUCKEYE PARTNERS L P UNIT LTD |
OIL & GAS PARTNE |
118230101 |
29,427 |
716,148 |
SH |
|
SOLE |
|
716,148 |
0 |
0 |
BUNGE LIMITED COM |
COM |
G16962105 |
255 |
4,500 |
SH |
|
SOLE |
|
4,500 |
0 |
0 |
BUNGE LIMITED |
COM |
G16962905 |
945 |
100 |
SH |
Call |
SOLE |
|
0 |
0 |
0 |
CAESARS ENTMT CORP COM |
COM |
127686103 |
9,728 |
834,272 |
SH |
|
SOLE |
|
834,272 |
0 |
0 |
CAMBREX CORP COM |
COM |
132011107 |
9,259 |
155,619 |
SH |
|
SOLE |
|
155,619 |
0 |
0 |
CARBON BLACK INC COM |
COM |
14081R103 |
17,022 |
654,962 |
SH |
|
SOLE |
|
654,962 |
0 |
0 |
CASTLE BRANDS INC COM |
COM |
148435100 |
487 |
386,730 |
SH |
|
SOLE |
|
386,730 |
0 |
0 |
CBS CORP CLASS A |
COM |
124857103 |
453 |
10,450 |
SH |
|
SOLE |
|
10,450 |
0 |
0 |
CELGENE CORP |
COM |
151020104 |
54,058 |
544,390 |
SH |
|
SOLE |
|
544,390 |
0 |
0 |
CHASERG TECHNLGY ACQUISITN CCL |
COM |
16166A103 |
2,958 |
295,536 |
SH |
|
SOLE |
|
295,536 |
0 |
0 |
CHASERG TECHNLGY ACQUISITN CWT |
WARRANT AND RIGH |
16166A111 |
132 |
147,768 |
SH |
|
SOLE |
|
147,768 |
0 |
0 |
CHENIERE ENERGY, INC. 4.250 0 |
CONVERTIBLE BOND |
16411RAG4 |
194 |
250,000 |
PRN |
|
SOLE |
|
250,000 |
0 |
0 |
CHIPOTLE MEXICAN GRILL INC CL |
COM |
169656105 |
5,463 |
6,500 |
SH |
|
SOLE |
|
6,500 |
0 |
0 |
CIRCOR INTL INC COM |
COM |
17273K109 |
4,669 |
124,337 |
SH |
|
SOLE |
|
124,337 |
0 |
0 |
CITIGROUP INC |
COM |
172967424 |
518 |
7,500 |
SH |
|
SOLE |
|
7,500 |
0 |
0 |
CLEAR CHANNEL OUTDOOR HLDG |
COM |
18453H106 |
163 |
64,500 |
SH |
|
SOLE |
|
64,500 |
0 |
0 |
CLVS 2 1/2 9/15/21 |
CONVERTIBLE BOND |
189464AB6 |
240 |
275,000 |
PRN |
|
SOLE |
|
275,000 |
0 |
0 |
CNH INDUSTRIAL NV |
COM |
N20944109 |
274 |
27,000 |
SH |
|
SOLE |
|
27,000 |
0 |
0 |
COASTAL FINANCIAL CORP/WA |
COM |
19046P209 |
907 |
60,000 |
SH |
|
SOLE |
|
60,000 |
0 |
0 |
COHEN & STEERS INC COM |
COM |
19247A100 |
412 |
7,500 |
SH |
|
SOLE |
|
7,500 |
0 |
0 |
CONAGRA BRANDS INC |
COM |
205887102 |
368 |
12,000 |
SH |
|
SOLE |
|
12,000 |
0 |
0 |
CONNECTICUT WTR SVC INC COM |
COM |
207797101 |
593 |
8,464 |
SH |
|
SOLE |
|
8,464 |
0 |
0 |
CORCEPT THERAPEUTICS INC OC-CO |
COM |
218352102 |
206 |
14,600 |
SH |
|
SOLE |
|
14,600 |
0 |
0 |
CORINDUS VASCULAR ROBOTICS ICO |
COM |
218730109 |
4,010 |
936,853 |
SH |
|
SOLE |
|
936,853 |
0 |
0 |
CYPRESS SEMICONDUCTOR CORP COM |
COM |
232806109 |
20,230 |
866,759 |
SH |
|
SOLE |
|
866,759 |
0 |
0 |
DISCOVERY INC-C |
COM |
25470F302 |
3,171 |
128,793 |
SH |
|
SOLE |
|
128,793 |
0 |
0 |
DISH NETWORK CORPORATION |
COM |
25470M109 |
296 |
8,700 |
SH |
|
SOLE |
|
8,700 |
0 |
0 |
DISNEY WALT PRODTNS |
COM |
254687106 |
391 |
3,000 |
SH |
|
SOLE |
|
3,000 |
0 |
0 |
DOVA PHARMACEUTICALS INC COM |
COM |
25985T102 |
922 |
33,000 |
SH |
|
SOLE |
|
33,000 |
0 |
0 |
EATON CORP PLC SHS |
COM |
G29183103 |
657 |
7,900 |
SH |
|
SOLE |
|
7,900 |
0 |
0 |
EDTECHX HLDGS ACQUISITION COCO |
COM |
28138X103 |
1,093 |
107,700 |
SH |
|
SOLE |
|
107,700 |
0 |
0 |
EL PASO ELEC CO COM NEW |
COM |
283677854 |
13,911 |
207,383 |
SH |
|
SOLE |
|
207,383 |
0 |
0 |
ENERGIZER HLDGS INC NEW |
COM |
29272W109 |
501 |
11,500 |
SH |
|
SOLE |
|
11,500 |
0 |
0 |
ENPRO INDS INC COM |
COM |
29355X107 |
213 |
3,100 |
SH |
|
SOLE |
|
3,100 |
0 |
0 |
ENTEGRA FINL CORP COM |
COM |
29363J108 |
2,926 |
97,400 |
SH |
|
SOLE |
|
97,400 |
0 |
0 |
EVOLENT HEALTH INC CL A |
COM |
30050B101 |
134 |
18,700 |
SH |
|
SOLE |
|
18,700 |
0 |
0 |
FALCON MINERALS CORP |
COM |
30607B109 |
451 |
78,514 |
SH |
|
SOLE |
|
78,514 |
0 |
0 |
FELLAZO INC |
COM |
G3362K104 |
1,452 |
145,800 |
SH |
|
SOLE |
|
145,800 |
0 |
0 |
FORUM MERGER II CORP CL A |
COM |
34986F103 |
3,730 |
368,900 |
SH |
|
SOLE |
|
368,900 |
0 |
0 |
FORUM MERGER II CORP WT EXP 09 |
WARRANT AND RIGH |
34986F111 |
218 |
368,900 |
SH |
|
SOLE |
|
368,900 |
0 |
0 |
FOX CORP CL B |
COM |
35137L204 |
4,551 |
144,302 |
SH |
|
SOLE |
|
144,302 |
0 |
0 |
GABELLI CV SECURITIES FUND |
MUTUAL FUNDS |
36240B109 |
1,904 |
357,988 |
SH |
|
SOLE |
|
357,988 |
0 |
0 |
GABELLI DIV&INC TR COM |
MUTUAL FUNDS |
36242H104 |
12,568 |
584,290 |
SH |
|
SOLE |
|
584,290 |
0 |
0 |
GABELLI GLB SML & MD CP VAL CO |
MUTUAL FUNDS |
36249W104 |
910 |
81,737 |
SH |
|
SOLE |
|
81,737 |
0 |
0 |
GABELLI GLOBAL UTIL & INCOMECO |
MUTUAL FUNDS |
36242L105 |
6,996 |
376,250 |
SH |
|
SOLE |
|
376,250 |
0 |
0 |
GABELLI GO ANYWHERE TRUST |
MUTUAL FUNDS |
36250J109 |
1,692 |
107,297 |
SH |
|
SOLE |
|
107,297 |
0 |
0 |
GABELLI MULTIMEDIA TRST INC |
MUTUAL FUNDS |
36239Q109 |
2,544 |
313,253 |
SH |
|
SOLE |
|
313,253 |
0 |
0 |
GAMCO INVESTORS INC COM |
COM |
361438104 |
58,973 |
3,016,501 |
SH |
|
SOLE |
|
3,016,501 |
0 |
0 |
GAMCO NAT RESOURCE GOLD X |
MUTUAL FUNDS |
36465E101 |
72 |
12,664 |
SH |
|
SOLE |
|
12,664 |
0 |
0 |
GANNETT INC |
COM |
36473H104 |
1,881 |
175,181 |
SH |
|
SOLE |
|
175,181 |
0 |
0 |
GCP APPLIED TECHNOLOGIES INCCO |
COM |
36164Y101 |
762 |
39,586 |
SH |
|
SOLE |
|
39,586 |
0 |
0 |
GDL FUND |
MUTUAL FUNDS |
361570104 |
15,835 |
1,723,101 |
SH |
|
SOLE |
|
1,723,101 |
0 |
0 |
GENERAL ELEC CO |
COM |
369604103 |
277 |
31,000 |
SH |
|
SOLE |
|
31,000 |
0 |
0 |
GENERAL ELEC CO |
COM |
369604903 |
216 |
100 |
SH |
Call |
SOLE |
|
0 |
0 |
0 |
GENESEE & WYOMING INC. |
COM |
371559105 |
19,571 |
177,094 |
SH |
|
SOLE |
|
177,094 |
0 |
0 |
GENOMIC HEALTH INC COM |
COM |
37244C101 |
2,584 |
38,100 |
SH |
|
SOLE |
|
38,100 |
0 |
0 |
GENWORTH FINL INC COM CL A |
COM |
37247D106 |
1,175 |
267,073 |
SH |
|
SOLE |
|
267,073 |
0 |
0 |
GIGCAPITAL2 INC |
COM |
375036209 |
2,096 |
203,500 |
SH |
|
SOLE |
|
203,500 |
0 |
0 |
GRIFOLS SA SP ADR REP B NVT |
COM |
398438408 |
7,825 |
390,271 |
SH |
|
SOLE |
|
390,271 |
0 |
0 |
GRUPO TELEVISA SA DE CV ADR (B |
COM |
40049J206 |
289 |
29,500 |
SH |
|
SOLE |
|
29,500 |
0 |
0 |
GYRODYNE LLC COM |
COM |
403829104 |
1,730 |
87,994 |
SH |
|
SOLE |
|
87,994 |
0 |
0 |
HCA HEALTHCARE INC |
COM |
40412C101 |
241 |
2,000 |
SH |
|
SOLE |
|
2,000 |
0 |
0 |
HEICO CORP NEW CL A |
COM |
422806208 |
7,988 |
82,091 |
SH |
|
SOLE |
|
82,091 |
0 |
0 |
HLX 4 1/8 9/15/23 |
CONVERTIBLE BOND |
42330PAJ6 |
234 |
200,000 |
PRN |
|
SOLE |
|
200,000 |
0 |
0 |
ICAHN ENTERPRISES LP DEPOSITRY |
COM |
451100101 |
462 |
7,200 |
SH |
|
SOLE |
|
7,200 |
0 |
0 |
ICPT 2.000 05/15/26 |
CONVERTIBLE BOND |
45845PAB4 |
318 |
350,000 |
PRN |
|
SOLE |
|
350,000 |
0 |
0 |
ICPT 3 1/4 7/1/23 |
CONVERTIBLE BOND |
45845PAA6 |
172 |
200,000 |
PRN |
|
SOLE |
|
200,000 |
0 |
0 |
INFN 2 1/8 9/1/24 |
CONVERTIBLE BOND |
45667GAC7 |
306 |
350,000 |
PRN |
|
SOLE |
|
350,000 |
0 |
0 |
INTERACTIVE BROKERS |
COM |
45841N107 |
1,721 |
32,000 |
SH |
|
SOLE |
|
32,000 |
0 |
0 |
INTERNAP CORP COM PAR |
COM |
45885A409 |
26 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
INTERNATIONAL GAME TECH PLC SH |
COM |
G4863A108 |
192 |
13,543 |
SH |
|
SOLE |
|
13,543 |
0 |
0 |
INTERNATIONAL SPEEDWAY A |
COM |
460335201 |
9,200 |
204,388 |
SH |
|
SOLE |
|
204,388 |
0 |
0 |
IPHI 1 1/8 12/1/20 |
CONVERTIBLE BOND |
45772FAB3 |
235 |
150,000 |
PRN |
|
SOLE |
|
150,000 |
0 |
0 |
KKR & CO INC CL A |
COM |
48251W104 |
3,287 |
122,410 |
SH |
|
SOLE |
|
122,410 |
0 |
0 |
LENNAR B SHARES |
COM |
526057302 |
7,921 |
178,531 |
SH |
|
SOLE |
|
178,531 |
0 |
0 |
LF CAP ACQUISITION CORP CL A |
COM |
50200K108 |
4,596 |
447,993 |
SH |
|
SOLE |
|
447,993 |
0 |
0 |
LF CAP ACQUISITION CORP WT EXP |
WARRANT AND RIGH |
50200K116 |
143 |
447,993 |
SH |
|
SOLE |
|
447,993 |
0 |
0 |
LIBERTY BRAVES GROUP C |
COM |
531229888 |
315 |
11,339 |
SH |
|
SOLE |
|
11,339 |
0 |
0 |
LIBERTY SIRIUS GROUP C |
COM |
531229607 |
26,917 |
641,500 |
SH |
|
SOLE |
|
641,500 |
0 |
0 |
LORAL SPACE & COMMUNICATNS ICO |
COM |
543881106 |
6,301 |
152,201 |
SH |
|
SOLE |
|
152,201 |
0 |
0 |
MADISON SQUARE GARDEN CO NEWCL |
COM |
55825T103 |
580 |
2,200 |
SH |
|
SOLE |
|
2,200 |
0 |
0 |
MAM SOFTWARE GROUP INC COM NEW |
COM |
55277Q201 |
3,252 |
269,673 |
SH |
|
SOLE |
|
269,673 |
0 |
0 |
MDCO 2 3/4 7/15/23 |
CONVERTIBLE BOND |
584688AG0 |
304 |
250,000 |
PRN |
|
SOLE |
|
250,000 |
0 |
0 |
MEDIDATA SOLUTIONS INC COM |
COM |
58471A105 |
27,802 |
303,850 |
SH |
|
SOLE |
|
303,850 |
0 |
0 |
MEGALITH FINANCIAL ACQUISITION |
COM |
58518F109 |
4,490 |
443,200 |
SH |
|
SOLE |
|
443,200 |
0 |
0 |
MELLANOX TECHNOLOGIES LTD SHS |
COM |
M51363113 |
29,694 |
270,959 |
SH |
|
SOLE |
|
270,959 |
0 |
0 |
MGM RESORTS INTERNATIONAL |
COM |
552953101 |
216 |
7,800 |
SH |
|
SOLE |
|
7,800 |
0 |
0 |
MIC 2 10/1/23 |
CONVERTIBLE BOND |
55608BAB1 |
228 |
250,000 |
PRN |
|
SOLE |
|
250,000 |
0 |
0 |
MILACRON HLDGS CORP COM |
COM |
59870L106 |
12,733 |
763,814 |
SH |
|
SOLE |
|
763,814 |
0 |
0 |
MITEK SYS INC COM NEW |
COM |
606710200 |
918 |
95,120 |
SH |
|
SOLE |
|
95,120 |
0 |
0 |
MONOCLE ACQUISITION CORP COM |
COM |
609754106 |
3,632 |
364,700 |
SH |
|
SOLE |
|
364,700 |
0 |
0 |
MONOCLE ACQUISITION CORP WT EX |
WARRANT AND RIGH |
609754114 |
128 |
284,300 |
SH |
|
SOLE |
|
284,300 |
0 |
0 |
MONOTYPE IMAGING HOLDINGS INCO |
COM |
61022P100 |
4,224 |
213,214 |
SH |
|
SOLE |
|
213,214 |
0 |
0 |
MUELLER INDS INC COM |
COM |
624756102 |
229 |
8,000 |
SH |
|
SOLE |
|
8,000 |
0 |
0 |
NASDAQ STOCK MARKET INC COM |
COM |
631103108 |
546 |
5,500 |
SH |
|
SOLE |
|
5,500 |
0 |
0 |
NATIONAL FUEL GAS CO N J COM |
COM |
636180101 |
399 |
8,500 |
SH |
|
SOLE |
|
8,500 |
0 |
0 |
NEBULA ACQUISITION CORP COM CL |
COM |
629076100 |
5,573 |
546,393 |
SH |
|
SOLE |
|
546,393 |
0 |
0 |
NEBULA ACQUISITION CORP WT EXP |
WARRANT AND RIGH |
629076118 |
93 |
93,031 |
SH |
|
SOLE |
|
93,031 |
0 |
0 |
NEE 4.872 9/1/22 CV PFD |
CONVERTIBLE PREF |
65339F796 |
452 |
9,000 |
SH |
|
SOLE |
|
9,000 |
0 |
0 |
NEW PROVIDENCE ACQ C |
COM |
64822P205 |
2,506 |
248,300 |
SH |
|
SOLE |
|
248,300 |
0 |
0 |
NEWMONT GOLDCORP CORP |
COM |
651639106 |
341 |
9,000 |
SH |
|
SOLE |
|
9,000 |
0 |
0 |
NII HLDGS INC COM PAR $0.001 |
COM |
62913F508 |
1,520 |
775,308 |
SH |
|
SOLE |
|
775,308 |
0 |
0 |
OIS 1 1/2 2/15/23 |
CONVERTIBLE BOND |
678026AH8 |
170 |
200,000 |
PRN |
|
SOLE |
|
200,000 |
0 |
0 |
OMNOVA SOLUTIONS INC COM |
COM |
682129101 |
10,116 |
1,004,533 |
SH |
|
SOLE |
|
1,004,533 |
0 |
0 |
OPKO HEALTH INC COM |
COM |
68375N103 |
21 |
10,000 |
SH |
|
SOLE |
|
10,000 |
0 |
0 |
OPTION CARE HEALTH INC COM |
COM |
68404L102 |
2,682 |
838,209 |
SH |
|
SOLE |
|
838,209 |
0 |
0 |
PACIFIC BIOSCIENCES CALIF INCO |
COM |
69404D108 |
6,720 |
1,302,391 |
SH |
|
SOLE |
|
1,302,391 |
0 |
0 |
PDCE 1 1/8 9/15/21 |
CONVERTIBLE BOND |
69327RAD3 |
301 |
325,000 |
PRN |
|
SOLE |
|
325,000 |
0 |
0 |
PIVOTAL INVT CORP II UNIT EX 0 |
UNITS |
72582K209 |
1,678 |
164,800 |
SH |
|
SOLE |
|
164,800 |
0 |
0 |
PIVOTAL SOFTWARE INC COM CL A |
COM |
72582H107 |
19,809 |
1,327,689 |
SH |
|
SOLE |
|
1,327,689 |
0 |
0 |
PNC FINANCIAL CORP |
COM |
693475105 |
505 |
3,600 |
SH |
|
SOLE |
|
3,600 |
0 |
0 |
PRESIDIO INC COM |
COM |
74102M103 |
7,799 |
461,455 |
SH |
|
SOLE |
|
461,455 |
0 |
0 |
PROFICIENT ALPHA ACQUISITION C |
COM |
74317H204 |
1,640 |
164,000 |
SH |
|
SOLE |
|
164,000 |
0 |
0 |
RDUS 3.000 09/01/24 |
CONVERTIBLE BOND |
750469AA6 |
367 |
400,000 |
PRN |
|
SOLE |
|
400,000 |
0 |
0 |
ROAN RES INC CL A COM |
COM |
769755109 |
130 |
105,550 |
SH |
|
SOLE |
|
105,550 |
0 |
0 |
RYMAN HOSPITALITY PPTYS INC CO |
COM |
78377T107 |
720 |
8,800 |
SH |
|
SOLE |
|
8,800 |
0 |
0 |
SCRIPPS E W CO OHIO CL A |
COM |
811054402 |
193 |
14,500 |
SH |
|
SOLE |
|
14,500 |
0 |
0 |
SONY CORP-ADR (B:SNE US) |
COM |
835699307 |
1,419 |
24,000 |
SH |
|
SOLE |
|
24,000 |
0 |
0 |
SOTHEBY HLDGS INC |
COM |
835898107 |
16,284 |
285,780 |
SH |
|
SOLE |
|
285,780 |
0 |
0 |
SPARK THERAPEUTICS INC COM |
COM |
84652J103 |
25,165 |
259,491 |
SH |
|
SOLE |
|
259,491 |
0 |
0 |
SPWR 4 1/15/23 |
CONVERTIBLE BOND |
867652AL3 |
667 |
725,000 |
PRN |
|
SOLE |
|
725,000 |
0 |
0 |
STEWARDSHIP FINL CORP COM |
COM |
860326107 |
2,255 |
144,555 |
SH |
|
SOLE |
|
144,555 |
0 |
0 |
SUNTRUST BANKS INC |
COM |
867914103 |
23,811 |
346,091 |
SH |
|
SOLE |
|
346,091 |
0 |
0 |
TALLGRASS ENERGY LP CLASS A SH |
COM |
874696107 |
2,425 |
124,600 |
SH |
|
SOLE |
|
124,600 |
0 |
0 |
TBPH 3 1/4 11/1/23 |
CONVERTIBLE BOND |
88339KAA0 |
555 |
600,000 |
PRN |
|
SOLE |
|
600,000 |
0 |
0 |
TELEPHONE & DATA SYS |
COM |
879433829 |
501 |
19,400 |
SH |
|
SOLE |
|
19,400 |
0 |
0 |
TENZING ACQUISITION CORP ORD S |
COM |
G8708A116 |
2,013 |
194,500 |
SH |
|
SOLE |
|
194,500 |
0 |
0 |
TENZING ACQUISITION CORP WT EX |
WARRANT AND RIGH |
G8708A108 |
49 |
194,500 |
SH |
|
SOLE |
|
194,500 |
0 |
0 |
TESLA MOTORS 1.250 03/1/21 |
CONVERTIBLE BOND |
88160RAC5 |
587 |
600,000 |
PRN |
|
SOLE |
|
600,000 |
0 |
0 |
TEXAS INSTRUMENTS INC |
COM |
882508104 |
388 |
3,000 |
SH |
|
SOLE |
|
3,000 |
0 |
0 |
TEXAS PAC LD TR SUB CTF PROP I |
COM |
882610108 |
260 |
400 |
SH |
|
SOLE |
|
400 |
0 |
0 |
TEXTRON INC |
COM |
883203101 |
387 |
7,900 |
SH |
|
SOLE |
|
7,900 |
0 |
0 |
TKK SYMPHONY ACQUISITION CORRT |
WARRANT AND RIGH |
G88950137 |
50 |
208,580 |
SH |
|
SOLE |
|
208,580 |
0 |
0 |
TKK SYMPHONY ACQUISITION CORWT |
WARRANT AND RIGH |
G88950129 |
19 |
208,580 |
SH |
|
SOLE |
|
208,580 |
0 |
0 |
TRINE ACQUISITION CORP COM CL |
COM |
89628U108 |
977 |
99,000 |
SH |
|
SOLE |
|
99,000 |
0 |
0 |
TRINE ACQUISITION CORP WT EXP |
WARRANT AND RIGH |
89628U116 |
39 |
49,500 |
SH |
|
SOLE |
|
49,500 |
0 |
0 |
TRINITY MERGER CORP COM CL A |
COM |
89653L106 |
4,417 |
423,100 |
SH |
|
SOLE |
|
423,100 |
0 |
0 |
TRINITY MERGER CORP WT EXP 051 |
WARRANT AND RIGH |
89653L114 |
537 |
423,100 |
SH |
|
SOLE |
|
423,100 |
0 |
0 |
TWO 6 1/4 1/15/22 |
CONVERTIBLE BOND |
90187BAA9 |
513 |
500,000 |
PRN |
|
SOLE |
|
500,000 |
0 |
0 |
VALLEY NATL BANCORP COM |
COM |
919794107 |
1,198 |
110,224 |
SH |
|
SOLE |
|
110,224 |
0 |
0 |
VANECK VECTORS GOLD MINERS ETF |
ETF - EQUITY |
92189F106 |
329 |
12,300 |
SH |
|
SOLE |
|
12,300 |
0 |
0 |
VANECK VECTORS ETF TR |
COM |
92189F906 |
390 |
100 |
SH |
Call |
SOLE |
|
0 |
0 |
0 |
VECTOIQ ACQUISITION CORP COM |
COM |
92243N103 |
3,492 |
342,000 |
SH |
|
SOLE |
|
342,000 |
0 |
0 |
VECTOIQ ACQUISITION CORP WT EX |
WARRANT AND RIGH |
92243N111 |
140 |
279,200 |
SH |
|
SOLE |
|
279,200 |
0 |
0 |
VEON LTD ADR |
COM |
91822M106 |
101 |
42,000 |
SH |
|
SOLE |
|
42,000 |
0 |
0 |
VERIZON COMMUNICATIONS |
COM |
92343V104 |
1,630 |
27,000 |
SH |
|
SOLE |
|
27,000 |
0 |
0 |
VERSUM MATLS INC COM |
COM |
92532W103 |
29,913 |
565,137 |
SH |
|
SOLE |
|
565,137 |
0 |
0 |
VIACOM INC NEW CL A |
COM |
92553P102 |
320 |
12,200 |
SH |
|
SOLE |
|
12,200 |
0 |
0 |
VIACOM INC NEW CL B |
COM |
92553P201 |
2,808 |
116,854 |
SH |
|
SOLE |
|
116,854 |
0 |
0 |
VITAMIN SHOPPE INC COM |
COM |
92849E101 |
2,318 |
355,453 |
SH |
|
SOLE |
|
355,453 |
0 |
0 |
VULCAN MATLS CO COM |
COM |
929160109 |
363 |
2,400 |
SH |
|
SOLE |
|
2,400 |
0 |
0 |
WABCO HLDGS INC |
COM |
92927K102 |
25,780 |
192,747 |
SH |
|
SOLE |
|
192,747 |
0 |
0 |
WELLCARE HEALTH PLANS INC COM |
COM |
94946T106 |
23,943 |
92,384 |
SH |
|
SOLE |
|
92,384 |
0 |
0 |
WELLS FARGO CV PFD L 7.500 |
CONVERTIBLE PREF |
949746804 |
375 |
250 |
SH |
|
SOLE |
|
250 |
0 |
0 |
WELLS FARGO & CO NEW |
COM |
949746101 |
4,121 |
81,693 |
SH |
|
SOLE |
|
81,693 |
0 |
0 |
WESCO AIRCRAFT HLDGS INC COM |
COM |
950814103 |
12,870 |
1,168,969 |
SH |
|
SOLE |
|
1,168,969 |
0 |
0 |
YATRA ONLINE INC ORD SHS |
COM |
G98338109 |
2,589 |
628,348 |
SH |
|
SOLE |
|
628,348 |
0 |
0 |
ZAYO GROUP HLDGS INC COM |
COM |
98919V105 |
29,555 |
871,840 |
SH |
|
SOLE |
|
871,840 |
0 |
0 |