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Form 3 Delphi Technologies PLC For: Aug 01 Filed by: Hu Richard

August 12, 2019 8:09 PM
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Hu Richard

(Last) (First) (Middle)
C/O DELPHI TECHNOLOGIES PLC
1 ANGEL COURT, 10TH FLOOR

(Street)
LONDON X0 EC2R 7HJ

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/01/2019
3. Issuer Name and Ticker or Trading Symbol
Delphi Technologies PLC [ DLPH ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President*
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 5,080 (1)
D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Units (2) (2) Ordinary Shares 764 (2) D
Restricted Share Units (3) (3) Ordinary Shares 3,086 (3) D
Restricted Share Units (4) (4) Ordinary Shares 4,938 (4) D
Dividend Equivalent Rights (5) (5) Ordinary Shares 30.356 (5) D
Explanation of Responses:
1. Includes ordinary shares plus an additional 510 restricted stock units previously granted pursuant to Rule 16b-3, which vest on February 28, 2020 and which earn dividend equivalents until fully vested.
2. Reflects restricted share units awarded to the reporting person on February 28, 2018 as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on each of February 28, 2020 and February 28, 2021.
3. Reflects restricted share units awarded to the reporting person on February 28, 2019 as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2020, February 28, 2021 and February 28, 2022.
4. Reflects restricted share units awarded to the reporting person on February 28, 2019 as a one-time special grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2020, February 28, 2021 and February 28, 2022.
5. Reflects dividend equivalent rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest proportionately with the restricted share units to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share.
Remarks:
*and General Manager Powertrain Products
/s/ Robert Boyle, Attorney-in-Fact for Richard Hu 08/12/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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