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Form 6-K PRUDENTIAL PLC For: Apr 02

April 2, 2019 11:38 AM
 
SECURITIES AND EXCHANGE COMMISSION 
 
Washington, D.C. 20549 
 
FORM 6-K 
 
REPORT OF FOREIGN PRIVATE ISSUER 
 
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934 
 
For the month of April, 2019
 
PRUDENTIAL PUBLIC LIMITED COMPANY 
 
(Translation of registrant's name into English) 
 
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address of principal executive offices)


 
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F X           Form 40-F


Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes              No X


 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82- 
 
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Michael Wells
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Executive (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Acquisition of shares for nil consideration following the release of an award made in 2016 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")
(ii)   Acquisition of shares for nil consideration following the release of an award made in 2016 under the Annual Incentive Plan by the Trustee
(iii)  Sale of shares in relation to the transactions described in (i) & (ii) above only to cover withholding tax and fees
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
Nil
227,217
 
(ii)
Nil
112,720
 
(iii)
GBP 15.6051
149,122
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
N/A
 
 
 
 
e)
 
Date of the transactions
 
2019-04-01
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
John Foley
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Executive Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Acquisition of shares for nil consideration following the release of an award made in 2016 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")
(ii)   Acquisition of shares for nil consideration following the release of an award made in 2016 under the Annual Incentive Plan by the Trustee
(iii)  Sale of shares in relation to the transactions described in (i) & (ii) above only to cover withholding tax and fees
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
Nil
 
98,525
(ii)
Nil
 
69,154
(iii)
GBP 15.6051
78,889
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
N/A
 
 
 
 
e)
 
Date of the transactions
 
2019-04-01
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Nicolaos Nicandrou
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Executive Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Acquisition of shares for nil consideration following the release of an award made in 2016 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")
(ii)   Acquisition of shares for nil consideration following the release of an award made in 2016 under the Annual Incentive Plan by the Trustee
(iii)  Sale of shares in relation to the transactions described in (i) & (ii) above (includes shares sold to cover withholding tax and fees)
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
Nil
 
93,402
(ii)
Nil
 
41,153
(iii)
GBP 15.6051
 
134,555
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
N/A
 
 
 
 
e)
 
Date of the transactions
 
2019-04-01
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
James Turner
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Risk Officer (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Acquisition of shares for nil consideration following the release of an award made in 2016 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")
(ii)   Acquisition of shares for nil consideration following the release of an award made in 2016 under the Group Deferred Bonus Plan by the Trustee
(iii)  Sale of shares in relation to the transactions described in (i) & (ii) above only to cover withholding tax and fees
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
Nil
 
22,602
(ii)
Nil
 
5,440
(iii)
GBP 15.6051
13,194
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
N/A
 
 
 
 
e)
 
Date of the transactions
 
2019-04-01
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Julian Adams
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Regulatory & Government Relations Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Acquisition of shares for nil consideration following the release of an award made in 2016 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")
(ii)    Acquisition of shares for nil consideration following the release of an award made in 2016 under the Annual Incentive Plan by the Trustee
(iii)   Sale of shares in relation to the transactions described in (i) and (ii) above (includes shares sold to cover withholding tax and fees)
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
Nil
 
58,432
(ii)
Nil
 
27,699
(iii)
GBP 15.6051
86,131
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
N/A
 
 
 
 
e)
 
Date of the transactions
 
2019-04-01
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Jonathan Oliver
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Communications Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)      Acquisition of shares for nil consideration following the release of an award made in 2016 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")
(ii)      Acquisition of shares for nil consideration following the release of an award made in 2016 under the Annual Incentive Plan by the Trustee
(iii)     Sale of shares in relation to the transactions described in (i) & (ii) above (includes shares sold to cover withholding tax and fees)
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
Nil
 
19,123
(ii)
Nil
 
4,585
(iii)
GBP 15.6051
23,708
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
N/A
 
 
 
 
e)
 
Date of the transactions
 
2019-04-01
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Alan Porter
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group General Counsel and Company Secretary (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Acquisition of shares for nil consideration following the release of an award made in 2016 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")
(ii)   Acquisition of shares for nil consideration following the release of an award made in 2016 under the Annual Incentive Plan by the Trustee
(iii)  Sale of shares in relation to the transactions described in (i) & (ii) above (includes shares sold to cover withholding tax and fees)
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
Nil
 
46,766
(ii)
Nil
 
15,114
(iii)
GBP 15.6051
61,880
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
N/A
 
 
 
 
e)
 
Date of the transactions
 
2019-04-01
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Al-Noor Ramji
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Digital Officer (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Acquisition of shares for nil consideration following the release of an award made in 2016 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")
(ii)   Sale of shares in relation to the transaction described in (i) above (includes shares sold to cover withholding tax and fees)
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
Nil
 
52,545
(ii)
GBP 15.6051
52,545
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
N/A
 
 
 
 
e)
 
Date of the transactions
 
2019-04-01
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Tim Rolfe
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Human Resources Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(iii)  Acquisition of shares for nil consideration following the release of an award made in 2016 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee")
(iv)  Acquisition of shares for nil consideration following the release of an award made in 2016 under the Annual Incentive Plan by the Trustee
(v)   Sale of shares in relation to the transactions described in (i) & (ii) above (includes shares sold to cover withholding tax and fees)
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
Nil
 
48,867
(ii)
Nil
 
21,518
(iii)
GBP 15.6051
70,385
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
N/A
 
 
 
 
e)
 
Date of the transactions
 
2019-04-01
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Michael Wells
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Executive (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria
(ii)   Receipt of an award under the Annual Incentive Plan to be released in April 2022
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
GBP 15.40
298,441
 
(ii)
GBP 15.40
55,394
 
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
353,835
 
GBP 15.40
e)
 
Date of the transactions
 
2019-04-02
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Mark FitzPatrick
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Financial Officer (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria
(ii)   Receipt of an award under the Annual Incentive Plan to be released in April 2022
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
GBP 15.40
123,376
 
(ii)
GBP 15.40
32,223
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
155,599
 
GBP 15.40
e)
 
Date of the transactions
 
2019-04-02
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Michael Falcon
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Executive Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
American Depositary Receipt ("ADR")
 
 
74435K204
 
b)
 
Nature of the transactions
 
 
(i)         Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria
(ii)        Receipt of an award under the Annual Incentive Plan to be released in April 2022
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
USD 40.58
78,856
 
(ii)
USD 40.58
 
25,994
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
104,850
 
USD 40.58
e)
 
Date of the transactions
 
2019-04-02
f)
 
Place of the transactions
 
New York Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
John Foley
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Executive Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria
(ii)   Receipt of an award under the Annual Incentive Plan to be released in April 2022
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
GBP 15.40
129,383
 
(ii)
GBP 15.40
30,800
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
160,183
 
GBP 15.40
e)
 
Date of the transactions
 
2019-04-02
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Nicolaos Nicandrou
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Executive Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria
(ii)   Receipt of an award under the Annual Incentive Plan to be released in April 2022
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
GBP 15.40
172,743
 
(ii)
GBP 15.40
44,760
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
217,503
 
GBP 15.40
e)
 
Date of the transactions
 
2019-04-02
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
James Turner
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Risk Officer (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria
(ii)   Receipt of an award under the Annual Incentive Plan to be released in April 2022
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
GBP 15.40
103,571
 
(ii)
GBP 15.40
20,605
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
124,176
 
GBP 15.40
e)
 
Date of the transactions
 
2019-04-02
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Julian Adams
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Regulatory and Government Relations Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria
(ii)   Receipt of an award under the Annual Incentive Plan to be released in April 2022
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
GBP 15.40
76,883
 
(ii)
GBP 15.40
23,501
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
100,384
 
GBP 15.40
e)
 
Date of the transactions
 
2019-04-02
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Jonathan Oliver
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Communications Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria
(ii)   Receipt of an award under the Annual Incentive Plan to be released in April 2022
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
GBP 15.40
25,194
 
(ii)
GBP 15.40
4,585
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
29,779
 
GBP 15.40
e)
 
Date of the transactions
 
2019-04-02
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Alan Porter
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group General Counsel & Company Secretary (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria
(ii)   Receipt of an award under the Annual Incentive Plan to be released in April 2022
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
GBP 15.40
61,558
 
(ii)
GBP 15.40
18,062
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
79,620
 
GBP 15.40
e)
 
Date of the transactions
 
2019-04-02
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Al-Noor Ramji
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Digital Officer (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria
(ii)   Receipt of an award under the Annual Incentive Plan to be released in April 2022
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
GBP 15.40
69,090
 
(ii)
GBP 15.40
37,435
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
106,525
 
GBP 15.40
e)
 
Date of the transactions
 
2019-04-02
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Tim Rolfe
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Human Resources Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2022 subject to the achievement of performance criteria
(ii)   Receipt of an award under the Annual Incentive Plan to be released in April 2022
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
GBP 15.40
64,285
 
(ii)
GBP 15.40
18,427
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
82,712
 
GBP 15.40
e)
 
Date of the transactions
 
2019-04-02
f)
 
Place of the transactions
 
London Stock Exchange
 
 
Additional information
 
Prudential plc is not affiliated in any manner with Prudential Financial Inc., a company whose principal place of business is in the United States of America.
 
Contact
 
Jennie Webb, Share Plans and Share Capital Manager, +44 (0)20 3977 9750
Chris Smith, Deputy Group Secretary, +44 (0)20 3977 9639
 
 
SIGNATURES
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
 
 
Date: 02 April 2019
 
 
 
 
PRUDENTIAL PUBLIC LIMITED COMPANY
 
 
 
By: /s/ Chris Smith
 
 
 
Chris Smith
 
Deputy Group Secretary
 
 
 

Categories

SEC Filings