Form 6-K PRUDENTIAL PLC For: Apr 02
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the
month of April, 2019
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant's name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address
of principal executive offices)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover Form 20-F or Form 40-F.
Form
20-F X
Form 40-F
Indicate
by check mark whether the registrant by furnishing the
information
contained
in this Form is also thereby furnishing the information to
the
Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes
No X
If
"Yes" is marked, indicate below the file number assigned to the
registrant
in connection with Rule 12g3-2(b): 82-
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Michael
Wells
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Chief Executive (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Annual Incentive Plan by the
Trustee
(iii) Sale of
shares in relation to the transactions described in (i) & (ii)
above only to cover withholding tax and fees
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
Nil
|
227,217
|
||
(ii)
|
Nil
|
112,720
|
||
(iii)
|
GBP
15.6051
|
149,122
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transactions
|
2019-04-01
|
||
f)
|
Place of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
John
Foley
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Executive
Director (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Annual Incentive Plan by the
Trustee
(iii) Sale of
shares in relation to the transactions described in (i) & (ii)
above only to cover withholding tax and fees
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
Nil
|
98,525
|
||
(ii)
|
Nil
|
69,154
|
||
(iii)
|
GBP
15.6051
|
78,889
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transactions
|
2019-04-01
|
||
f)
|
Place of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Nicolaos
Nicandrou
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Executive
Director (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Annual Incentive Plan by the
Trustee
(iii) Sale of
shares in relation to the transactions described in (i) & (ii)
above (includes shares sold to cover withholding tax and
fees)
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
Nil
|
93,402
|
||
(ii)
|
Nil
|
41,153
|
||
(iii)
|
GBP
15.6051
|
134,555
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transactions
|
2019-04-01
|
||
f)
|
Place of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
James
Turner
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Chief Risk Officer (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Group Deferred Bonus Plan by the
Trustee
(iii) Sale of
shares in relation to the transactions described in (i) & (ii)
above only to cover withholding tax and fees
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
Nil
|
22,602
|
||
(ii)
|
Nil
|
5,440
|
||
(iii)
|
GBP
15.6051
|
13,194
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transactions
|
2019-04-01
|
||
f)
|
Place of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Julian
Adams
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Regulatory & Government Relations Director (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Annual Incentive Plan by the
Trustee
(iii)
Sale of shares in relation to the transactions described in (i) and
(ii) above (includes shares sold to cover withholding tax and
fees)
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
Nil
|
58,432
|
||
(ii)
|
Nil
|
27,699
|
||
(iii)
|
GBP
15.6051
|
86,131
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transactions
|
2019-04-01
|
||
f)
|
Place of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Jonathan
Oliver
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Communications Director (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Annual Incentive Plan by the
Trustee
(iii)
Sale of shares in relation to the transactions described in (i)
& (ii) above (includes shares sold to cover withholding tax and
fees)
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
Nil
|
19,123
|
||
(ii)
|
Nil
|
4,585
|
||
(iii)
|
GBP
15.6051
|
23,708
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transactions
|
2019-04-01
|
||
f)
|
Place of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Alan
Porter
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
General Counsel and Company Secretary (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Annual Incentive Plan by the
Trustee
(iii) Sale of
shares in relation to the transactions described in (i) & (ii)
above (includes shares sold to cover withholding tax and
fees)
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
Nil
|
46,766
|
||
(ii)
|
Nil
|
15,114
|
||
(iii)
|
GBP
15.6051
|
61,880
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transactions
|
2019-04-01
|
||
f)
|
Place of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Al-Noor
Ramji
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Chief Digital Officer (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee")
(ii)
Sale of shares in relation to the transaction described in (i)
above (includes shares sold to cover withholding tax and
fees)
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
Nil
|
52,545
|
||
(ii)
|
GBP
15.6051
|
52,545
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transactions
|
2019-04-01
|
||
f)
|
Place of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Tim
Rolfe
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Human Resources Director (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(iii)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Prudential Long Term Incentive
Plan by the trustee of the Prudential plc Employee Share Trust (the
"Trustee")
(iv)
Acquisition of shares for nil consideration following the release
of an award made in 2016 under the Annual Incentive Plan by the
Trustee
(v)
Sale of shares in relation to the transactions described in (i)
& (ii) above (includes shares sold to cover withholding tax and
fees)
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
Nil
|
48,867
|
||
(ii)
|
Nil
|
21,518
|
||
(iii)
|
GBP
15.6051
|
70,385
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
||
e)
|
Date of the transactions
|
2019-04-01
|
||
f)
|
Place of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Michael
Wells
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Chief Executive (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
15.40
|
298,441
|
||
(ii)
|
GBP
15.40
|
55,394
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
353,835
GBP 15.40
|
||
e)
|
Date of the transactions
|
2019-04-02
|
||
f)
|
Place of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Mark
FitzPatrick
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Chief
Financial Officer (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
15.40
|
123,376
|
||
(ii)
|
GBP
15.40
|
32,223
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
155,599
GBP
15.40
|
||
e)
|
Date of the transactions
|
2019-04-02
|
||
f)
|
Place of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Michael
Falcon
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Executive
Director (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
American Depositary Receipt ("ADR")
74435K204
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
USD
40.58
|
78,856
|
||
(ii)
|
USD
40.58
|
25,994
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
104,850
USD 40.58
|
||
e)
|
Date of the transactions
|
2019-04-02
|
||
f)
|
Place of the transactions
|
New
York Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
John
Foley
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Executive
Director (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
15.40
|
129,383
|
||
(ii)
|
GBP
15.40
|
30,800
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
160,183
GBP 15.40
|
||
e)
|
Date of the transactions
|
2019-04-02
|
||
f)
|
Place of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Nicolaos
Nicandrou
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Executive
Director (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
15.40
|
172,743
|
||
(ii)
|
GBP
15.40
|
44,760
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
217,503
GBP 15.40
|
||
e)
|
Date of the transactions
|
2019-04-02
|
||
f)
|
Place of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
James
Turner
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Chief Risk Officer (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
15.40
|
103,571
|
||
(ii)
|
GBP
15.40
|
20,605
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
124,176
GBP 15.40
|
||
e)
|
Date of the transactions
|
2019-04-02
|
||
f)
|
Place of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Julian
Adams
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Regulatory and Government Relations Director (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
15.40
|
76,883
|
||
(ii)
|
GBP
15.40
|
23,501
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
100,384
GBP 15.40
|
||
e)
|
Date of the transactions
|
2019-04-02
|
||
f)
|
Place of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Jonathan
Oliver
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Communications Director (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
15.40
|
25,194
|
||
(ii)
|
GBP
15.40
|
4,585
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
29,779
GBP 15.40
|
||
e)
|
Date of the transactions
|
2019-04-02
|
||
f)
|
Place of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Alan
Porter
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
General Counsel & Company Secretary (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
15.40
|
61,558
|
||
(ii)
|
GBP
15.40
|
18,062
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
79,620
GBP 15.40
|
||
e)
|
Date of the transactions
|
2019-04-02
|
||
f)
|
Place of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Al-Noor
Ramji
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Chief Digital Officer (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
15.40
|
69,090
|
||
(ii)
|
GBP
15.40
|
37,435
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
106,525
GBP 15.40
|
||
e)
|
Date of the transactions
|
2019-04-02
|
||
f)
|
Place of the transactions
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Tim
Rolfe
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Human Resources Director (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2022 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Annual Incentive Plan to be released
in April 2022
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
15.40
|
64,285
|
||
(ii)
|
GBP
15.40
|
18,427
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
82,712
GBP 15.40
|
||
e)
|
Date of the transactions
|
2019-04-02
|
||
f)
|
Place of the transactions
|
London
Stock Exchange
|
Additional information
Prudential plc is not affiliated in any manner with Prudential
Financial Inc., a company whose principal place of business is in
the United States of America.
Contact
Jennie Webb, Share Plans and Share Capital Manager, +44 (0)20 3977
9750
Chris Smith, Deputy Group Secretary, +44 (0)20 3977
9639
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
Date: 02
April 2019
|
PRUDENTIAL
PUBLIC LIMITED COMPANY
|
|
|
|
By: /s/ Chris Smith
|
|
|
|
Chris
Smith
|
|
Deputy
Group Secretary
|