UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act
||December 31, 2014
|Estimated average burden|
|hours per response:
1. Name and Address of Reporting Person
|METLIFE, INC., 200 PARK AVENUE|
2. Date of Event Requiring Statement
3. Issuer Name
Ticker or Trading Symbol
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
||Officer (give title below)
||Other (specify below)
|EVP & Chief Accounting Officer||
5. If Amendment, Date of Original Filed
6. Individual or Joint/Group Filing (Check
||Form filed by One Reporting Person
||Form filed by More than One Reporting
|Table I - Non-Derivative Securities Beneficially Owned|
|1. Title of Security (Instr.
Amount of Securities Beneficially Owned (Instr.
||3. Ownership Form: Direct (D) or Indirect (I) (Instr.
||4. Nature of Indirect Beneficial Ownership (Instr.
No shares beneficially owned
Table II - Derivative Securities Beneficially Owned|
(e.g., puts, calls, warrants, options, convertible securities)
|1. Title of Derivative Security (Instr.
||2. Date Exercisable and Expiration Date
||3. Title and Amount of Securities Underlying Derivative Security (Instr.
||4. Conversion or Exercise Price of Derivative Security
||5. Ownership Form: Direct (D) or Indirect (I) (Instr.
||6. Nature of Indirect Beneficial Ownership (Instr.
||Amount or Number of Shares
|Explanation of Responses:|
|Exhibit list: Exhibit 24 - Power of Attorney|
||Mark A. Schuman, Authorized Signer
||** Signature of Reporting Person
|Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.|
|* If the form is filed by more than one reporting person,
|** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).|
|Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
Instruction 6 for procedure.|
|Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.|
LIMITED POWER OF ATTORNEY
FOR SECTION 16 REPORTING OBLIGATIONS
TO WHOM IT MAY CONCERN:
Pursuant to the authorization set forth in the instructions for the filing of
Form 3, Form 4, and Form 5, respectively (hereinafter referred to as the
"Reports"), under the requirements of the Securities Exchange Act of 1934, as
amended, the undersigned hereby designates and authorizes each of STEPHEN W.
GAUSTER, JEANNETTE N. PINA and MARK A. SCHUMAN to execute and file, or cause to
be filed, such Reports, and any amendments thereto, on behalf of the
undersigned, with the Securities and Exchange Commission and any other proper
bodies at any time when the filing of said Reports is in order, containing such
information as STEPHEN W. GAUSTER, JEANNETTE N. PINA, and MARK A. SCHUMAN may
The authority of STEPHEN W. GAUSTER , JEANNETTE N. PINA, and MARK A. SCHUMAN
under this authorization shall continue until the undersigned is no longer
required to file Reports with regard to the undersigned's ownership of or
transactions in securities of MetLife, Inc., unless earlier revoked by the
undersigned in writing.
The undersigned acknowledges that STEPHEN W. GAUSTER, JEANNETTE N. PINA, and
MARK A. SCHUMAN are not assuming any of the undersigned's responsibilities to
comply with Section 16 of the Securities Exchange Act of 1934, as amended.
Signature: /s/ Tamara Schock
Name (print): Tamara Schock
Date: November 4, 2018