Form 6-K PRUDENTIAL PLC For: Feb 11
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of February, 2019
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant's name into English)
LAURENCE POUNTNEY HILL,
LONDON, EC4R 0HH, ENGLAND
(Address
of principal executive offices)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover Form 20-F or Form 40-F.
Form
20-F X
Form 40-F
Indicate
by check mark whether the registrant by furnishing the
information
contained
in this Form is also thereby furnishing the information to
the
Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes
No X
If
"Yes" is marked, indicate below the file number assigned to the
registrant
in connection with Rule 12g3-2(b): 82-
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Michael
Wells
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Executive (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential
plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
|
b)
|
Nature of the transaction
|
Acquisition
of shares through the Prudential Group Share Incentive
Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP 15.18
|
13
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
13
GBP 15.18
|
|
e)
|
Date of the transaction
|
2019-02-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Mark
FitzPatrick
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Financial Officer (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential
plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
|
b)
|
Nature of the transaction
|
Acquisition
of shares through the Prudential Group Share Incentive
Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP 15.18
|
13
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
13
GBP 15.18
|
|
e)
|
Date of the transaction
|
2019-02-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
James
Turner
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Risk Officer (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential
plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
|
b)
|
Nature of the transaction
|
Acquisition
of shares through the Prudential Group Share Incentive
Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP 15.18
|
12
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
12
GBP 15.18
|
|
e)
|
Date of the transaction
|
2019-02-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
John
Foley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Executive
Director (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential
plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
|
b)
|
Nature of the transaction
|
Acquisition
of shares through the Prudential Group Share Incentive
Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP 15.18
|
11
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
11
GBP 15.18
|
|
e)
|
Date of the transaction
|
2019-02-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Julian
Adams
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Regulatory and Government Relations Director (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential
plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
|
b)
|
Nature of the transaction
|
Acquisition
of shares through the Prudential Group Share Incentive
Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP 15.18
|
13
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
13
GBP 15.18
|
|
e)
|
Date of the transaction
|
2019-02-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Jonathan
Oliver
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Communications Director (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential
plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
|
b)
|
Nature of the transaction
|
Acquisition
of shares through the Prudential Group Share Incentive
Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP 15.18
|
10
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
10
GBP 15.18
|
|
e)
|
Date of the transaction
|
2019-02-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Alan
Porter
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
General Counsel and Company Secretary (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential
plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
|
b)
|
Nature of the transaction
|
Acquisition
of shares through the Prudential Group Share Incentive
Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP 15.18
|
13
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
13
GBP 15.18
|
|
e)
|
Date of the transaction
|
2019-02-08
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
Additional information
Prudential plc is not affiliated in any manner with Prudential
Financial Inc., a company whose principal place of business is in
the United States of America.
Contact
Angela Zeng, Company Secretarial Assistant, +44 (0)20 7548
3943
Chris Smith, Deputy Group Secretary, +44 (0)20 7548
3578
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
Date: 11
February 2019
|
PRUDENTIAL
PUBLIC LIMITED COMPANY
|
|
|
|
By:
/s/ Chris Smith
|
|
|
|
Chris
Smith
|
|
Deputy
Group Secretary
|