FORM
3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act
of 1940
|
OMB APPROVAL |
OMB Number: |
3235-0104 |
Expires: |
December 31, 2014 |
Estimated average burden |
hours per response: |
0.5 |
|
|
1. Name and Address of Reporting Person
*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 09/04/2018
|
3. Issuer Name
and
Ticker or Trading Symbol
TENNECO INC
[
TEN
]
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
X |
Officer (give title below) |
|
Other (specify below) |
Senior Vice President* |
|
5. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check
Applicable Line)
X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting
Person |
|
Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
|
3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
Common Stock
|
0
|
D
|
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivative Security (Instr.
4)
|
2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
6. Nature of Indirect Beneficial Ownership (Instr.
5)
|
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units
|
|
|
Common Stock
|
14,414
|
0
|
D
|
|
Explanation of Responses: |
Remarks: |
*and Chief Human Resources Officer |
|
/s/ Brandon B. Smith, Attorney-in-fact for Kaled Awada |
09/06/2018 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
AND
CONFIRMING STATEMENT
KNOW ALL PERSONS BY THESE PRESENTS, that I hereby designate, appoint, and
constitute, and hereby confirm the designation, appointment and constitution of,
each of Maja Fabula, Kevin L. Freeman, Jason M. Hollar, Paul D. Novas, Audrey A.
Smith and Brandon B. Smith as my true and lawful attorney-in-fact and agent,
with full power of substitution, for me and in my name, place and stead, in any
and all capacities, to execute and file on my behalf all Forms 3, 4 and 5
(including any amendments thereto) that I may be required to file with the U.S.
Securities and Exchange Commission (the "SEC") and any stock exchange as a
result of my direct or indirect ownership of, or transactions in, securities of
Tenneco Inc. or its subsidiary companies. I hereby further grant unto each said
attorney-in-fact and agent all full power and authority to do and perform each
and every act and thing requisite and necessary to be done in and about the
premises, fully to all intents and purposes as I might or could do in person,
hereby ratifying and confirming all that each said attorney-in-fact and agent or
my substitute or substitutes may lawfully do or cause to be done by virtue of
the power and authority granted hereunder to each attorney-in-fact including,
without limitation, the full power and authority to apply for, change or
otherwise access any codes or other authorizations necessary to make the filings
with the SEC. The authority of Maja Fabula, Kevin L. Freeman, Jason M. Hollar,
Paul D. Novas, Audrey A. Smith and Brandon B. Smith under this Power of Attorney
and Confirming Statement shall continue until I am no longer required to file
Forms 3, 4 and 5 with regard to my direct or indirect ownership of or
transactions in securities of Tenneco Inc. or its subsidiary companies.
I hereby acknowledge Maja Fabula, Kevin L. Freeman, Jason M. Hollar, Paul D.
Novas, Audrey A. Smith and Brandon B. Smith are not assuming any of the
undersigned's responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934, as amended.
Date: August 25, 2018
Signed: /s/ Kaled Awada