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Form 4 Civitas Solutions, Inc. For: Aug 15 Filed by: PETERSEN DAVID M.

August 17, 2018 4:47 PM
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
PETERSEN DAVID M.

(Last) (First) (Middle)
C/O CIVITAS SOLUTIONS, INC.
313 CONGRESS STREET

(Street)
BOSTON MA 02210

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Civitas Solutions, Inc. [ CIVI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Redwood Op. Group President
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $ 17 08/15/2018 D (1) 23,477 (2) 10/30/2018 Common Stock 23,477 $ 0 0 D
Employee Stock Option (right to buy) $ 17 08/15/2018 A (1) 23,477 (2) 01/30/2019 Common Stock 23,477 $ 0 23,477 D
Employee Stock Option (right to buy) $ 25.1 08/15/2018 D (1) 6,515 (3) 10/30/2018 Common Stock 6,515 $ 0 0 D
Employee Stock Option (right to buy) $ 25.1 08/15/2018 A (1) 6,515 (3) 03/01/2019 Common Stock 6,515 $ 0 6,515 D
Employee Stock Option (right to buy) $ 17.05 08/15/2018 D (1) 9,160 (4) 10/30/2018 Common Stock 9,160 $ 0 0 D
Employee Stock Option (right to buy) $ 17.05 08/15/2018 A (1) 9,160 (4) 03/01/2019 Common Stock 9,160 $ 0 9,160 D
Employee Stock Option (right to buy) $ 19 08/15/2018 D (1) 8,658 (5) 10/30/2018 Common Stock 8,658 $ 0 0 D
Employee Stock Option (right to buy) $ 19 08/15/2018 A (1) 8,658 (5) 03/01/2019 Common Stock 8,658 $ 0 8,658 D
Explanation of Responses:
1. The reported transactions involve the amendments of four outstanding option grants to extend the post-service exercise period following the reporting person's retirement, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The reporting person will retire on September 30, 2018. In addition, 2,172 unvested options with an exercise price of $25.10 will vest on December 3, 2018, 3,054 unvested options with an exercise price of $17.05 will vest on December 6, 2018 and 2,886 unvested options with an exercise price of $19.00 will vest on December 8, 2018, notwithstanding the reporting person's retirement prior to such dates.
2. These options were fully vested.
3. Of these options, 4,343 were vested as of the date of this report, and 2,172 will vest on December 3, 2018.
4. Of these options, 3,053 were vested as of the date of this report, 3,054 will vest on December 6, 2018 and 3,053 were scheduled to vest on December 6, 2019 but will instead expire unexercised.
5. None of these options was vested as of the date of this report. Of these options, 2,886 will vest on December 8, 2018, and 2,886 were scheduled to vest on each of December 8, 2019 and December 8, 2020 but will instead expire unexercised.
/s/ Gina L. Martin, by Power of Attorney 08/17/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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