Form SD ANALOG DEVICES INC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form SD
Specialized Disclosure Report
Analog Devices, Inc.
(Exact name of registrant as specified in its charter)
Massachusetts | 04-2348234 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) | |
1-7819 (Commission File No.) | ||
One Technology Way, Norwood, MA | 02062-9106 | |
(Address of principal executive offices) | (Zip Code) | |
Margaret Seif | 781-329-4700 | |
Chief Legal Officer and Secretary | ||
(Name and telephone number, including area code, of the person to contact in connection with this report.) | ||
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
þ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2017.
Section 1 - Conflict Minerals Disclosure
Item 1.01 - Conflict Minerals Disclosure and Report
Item 1.02 - Exhibit
Analog Devices, Inc. has filed a Conflict Minerals Report as Exhibit 1.01 hereto. The Report is publicly available at www.analog.com under the heading "Investor Relations." The content of any website referred to in this Form SD is included for general information only and is not incorporated by reference in this Form SD.
Section 2 - Exhibits
Item 2.01 Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
Analog Devices, Inc. | ||
(registrant) | ||
/s/ Prashanth Mahendra-Rajah | Dated: May 30, 2018 | |
Prashanth Mahendra-Rajah | ||
Senior Vice President, Finance and Chief Financial Officer | ||
Exhibit 1.01
CONFLICT MINERALS REPORT OF ANALOG DEVICES, INC.
IN ACCORDANCE WITH RULE 13P-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934
(UNAUDITED)
Section 1: Introduction
This is the Conflict Minerals Report of Analog Devices, Inc. (“Analog Devices”, “we”, “our”) for calendar year 2017 in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1”). Numerous terms in this Report are defined in Rule 13p-1 and Form SD and the reader is referred to those sources and to 1934 Act Release No. 34-67716 (August 22, 2012) for such definitions and explanations thereof.
Gold, tantalum, tin or tungsten (collectively, “conflict minerals”) are necessary to the functionality or production of products manufactured or contracted to be manufactured by Analog Devices. Such products include Integrated Circuits, Assembled Products and Evaluation Boards, which (depending on the product) contain one or more conflict minerals (collectively, the “Products”). Based on the Reasonable Country of Origin Inquiry described below, Analog Devices either knows that necessary conflict minerals originated in the Democratic Republic of the Congo or an adjoining country (collectively, “Covered Countries”) and are not from recycled or scrap sources, or has reason to believe that necessary conflict minerals may have originated in the Covered Countries and has reason to believe that they may not be from recycled or scrap sources. Accordingly, we undertook due diligence to determine whether the necessary conflict minerals in the Products did originate or may have originated in the Covered Countries.
Analog Devices is many steps removed from the mining of the conflict minerals; we do not purchase raw ore or unrefined conflict minerals, and we do no purchasing in the Covered Countries. We either purchase conflict minerals indirectly from a smelter or refiner for use in our manufacturing processes or purchase components from suppliers that incorporate conflict minerals. The mine or other point of origin of conflict minerals cannot be determined with any certainty once the raw ores are smelted, refined and converted to ingots, bullion or other conflict-mineral containing derivatives. Smelters and refiners are consolidating points for raw ore and are therefore in the best position in the total supply chain to know the origin of the ores. Our due diligence measures were based on multi-industry initiatives with the smelters and refiners of conflict minerals who provide those conflict minerals to Analog Devices’ suppliers.
Section 1.1: Company Overview
Analog Devices is a leading global high-performance analog, technology company. We design, manufacture and market a broad portfolio of solutions that leverage high-performance analog, mixed-signal and digital signal processing technology, including integrated circuits (ICs), algorithms, software, and subsystems. Since our inception in 1965, we have focused on solving our customer’s toughest signal processing engineering challenges and playing a fundamental role in converting, conditioning, and processing real-world phenomena such as temperature, pressure, sound, light, speed and motion into electrical signals to be used in a wide array of electronic devices. We focus on sensing, measurement, and connectivity challenges that apply to a diverse set of customers and markets. We combine sensors, data converters, amplifiers and linear products, radio frequency (RF) ICs, power management products, and signal processing products into technology platforms that meet specific customer and market needs, leveraging our engineering investment across a broad base of customers. As new generations of applications, such as autonomous vehicles and the Internet of Things, evolve, new needs for Analog Devices’ high-performance analog signal processing and digital signal processing (DSP) products and technologies are emerging.
We focus on key strategic markets where our signal processing technology is often a critical differentiator in our customers’ products, in particular, the industrial, automotive, consumer and communications markets.
On March 10, 2017, we completed the acquisition of Linear Technology Corporation (Linear), a designer, manufacturer and marketer of high performance analog integrated circuits. The Linear supply chain is included in this report.
Section 1.2 Principal Products
We design, manufacture and market a broad line of high-performance ICs that incorporate analog, mixed-signal and digital signal processing technologies. Our ICs are designed to address a wide range of real-world signal processing applications. We sell our ICs to tens of thousands of customers worldwide, many of whom use products spanning our core technologies in a wide range of applications. Our IC product portfolio includes both general-purpose products used by a broad range of customers and applications, as well as application-specific products designed for specific clusters of customers in key target markets. By using readily available, high-performance, general-purpose products in their systems, our customers can reduce the time they need to bring new products to market. Given the high cost of developing more customized ICs, our standard products often provide a cost-effective solution for many low to medium volume applications. We also focus on working with leading customers to design application-specific solutions. We begin with our existing core technologies, which leverage our data conversion, amplification, RF and microwave, MEMS, power management and DSP capabilities, and devise a solution to more closely meet the needs of a specific customer or group of customers. Because we have already developed the core technology platform for our general-purpose products, we can create application-specific solutions quickly.
We produce and market a broad range of ICs and operate in one reportable segment based on the aggregation of eight operating segments. The ICs sold by each of our operating segments are manufactured using similar
semiconductor manufacturing processes and raw materials in either our own production facilities or by third-party wafer fabricators using proprietary processes. Our ICs are sold to customers globally through a direct sales force, third-party distributors, independent sales representatives and via our website. Our ten highest revenue products, in the aggregate, accounted for approximately 14% of our revenue for our fiscal year ended October 28, 2017 (fiscal 2017).
Section 2: Conflict Minerals Policy
Analog Devices has adopted a Conflict Minerals Policy. The ADI Conflict Minerals Policy is publicly available on our website (http://www.analog.com/media/en/Other/About-ADI/Sustainability/Analog_Devices_Conflict_Minerals_Policy_Statement.pdf) and is a key component of our conflict minerals program framework systems. This policy:
▪ | reflects ADI’s commitment to ethical practices and compliance with applicable laws and regulations, |
▪ | includes ADI’s actions to collaborate with other concerned electronics companies, under the Responsible Minerals Initiative (RMI), formerly the EICC-GeSI Conflict-Free Sourcing Initiative (CFSI), in developing methods to track the origin of conflict minerals used in the manufacture of electronic products, |
▪ | reflects ADI’s support of the Responsible Minerals Assurance Process (RMAP), formerly the Conflict-Free Smelter Program (CFSP), in assessing activities, processes, and systems used by the smelter or refiner (SOR) facility to conduct upstream supply chain due diligence of minerals for conflict-affected and high-risk areas, and |
▪ | is communicated to ADI’s supply chain with the expectation of compliance with the conflict minerals policy, and for the suppliers to provide sourcing information using the RMI Conflict Minerals Reporting Template (RMI CMRT) as a standard. |
▪ | provides dedicated conflict minerals contact information where any concerned party can report directly to ADI concerns or grievances related with conflict minerals sourcing. |
Section 3: Conflict Minerals Team
An internal team is tasked to implement our Conflict Minerals Policy and oversee ADI’s conflict minerals program. The Director of Environmental, Health, & Safety (EH&S), who reports to the Senior Vice President of Global Operations and Technology, is the assigned team leader and is supported by representatives from different functional groups.
Section 4: Reasonable Country of Origin Inquiry (RCOI)
Analog Devices engaged with our relevant suppliers to identify the smelters and refiners in our supply chain. We define relevant suppliers as those who supply materials to the Company that are known to contain any or all of the conflict minerals and that end up in our final products. We utilized an online platform to reach out to our relevant suppliers to request conflict minerals sourcing information using the RMI CMRT. Information provided by our relevant suppliers is reviewed for completeness and reasonableness, based on our knowledge of the supplier. If necessary, assessment reports were created to outline additional actions needed from suppliers regarding their submission, including but not limited to follow-up and escalation.
Section 5: Due Diligence
A. | Design of Analog Devices’ due diligence framework |
Analog Devices designed our due diligence measures to conform, in all material respects, with the internationally recognized due diligence framework in the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Second Edition (OECD 2013) (“OECD Framework”), including related supplements for each of the conflict minerals.
B. | Description of Analog Devices’ due diligence measures performed with respect to products manufactured during 2017 |
Analog Devices’ due diligence measures performed with respect to products manufactured during 2017 included:
•Comparing the smelters and refiners identified by relevant suppliers via the CMRT against the RMI list of smelter and refinery facilities that have received a “conformant” designation for conflict minerals by participating in an independent third-party smelter audit. We also validated the smelters’ status using RMI’s Active Smelters and Refiners List.
•Gathering more information on smelters or refiners (SORs) that are not listed on the references mentioned above by working with the SOR directly, contacting the SOR indirectly through our suppliers, or conducting internet research. If the result of this data collection process indicates that the SOR is legitimately processing conflict minerals, we forward the SOR information to RMI for further research. If, however, the result reveals that the SOR is not legitimate, we work with our supplier to conduct additional research on the SOR and to obtain
information indicating that it is legitimate, otherwise, the supplier is asked to remove the alleged smelter from the supplier CMRT.
•Reaching out directly to SORs who are no longer certified as conformant by a recognized certification program to gather information regarding their plans of recertification, or lack thereof. If the SOR decided not to pursue recertification, we will ask our supplier to discontinue engagement with the smelter.
•Reaching out directly to the RMI to gather additional information regarding questionable smelters. These include but are not limited to smelters who have been on the Active list (i.e., smelters who have been in the audit process but have not completed it) for more than 6 months, smelters whose certification status have expired, or newly added smelters.
•Working with our suppliers to strongly encourage smelters in our supply chain to participate in the RMAP or a similar program and to cease sourcing from SOR who decline to participate in a RMAP or similar program.
•Collaborating with suppliers to ensure accuracy of information being passed down the supply chain.
•Pursuing non-responsive suppliers to obtain a CMRT. Suppliers who failed to provide survey information were escalated to our purchasing group and the supplier’s management group. We will take measures up to and including termination of our relationship with the supplier, if warranted.
Section 6: Risk Management Plan
The OECD guidelines for managing risk are largely directed towards the upstream portion of the supply chain (SORs and mines of origin). Nevertheless, ADI as a downstream company in the supply chain, participates in the Responsible Minerals Assurance Process (RMAP) under the RMI consortium to identify and review the due diligence process of the SORs in the supply chain. RMI assesses and audits whether the SORs adhere to the due diligence measures per the OECD Guidance; compliant SORs are then designated as “conformant” and listed as such on the RMI website.
Our Risk Mitigation process includes the following:
• | In the event that a supplier reports on the RMI Conflict Minerals Reporting Template or it is discovered that the SOR has used conflict minerals sourced from mines that support armed conflict in the Covered Countries, then we work with the SOR to obtain its agreement to take |
steps to rectify the situation, including implementing corrective action to eliminate the use of non-DRC conflict free minerals in products supplied for ADI products, in an agreed upon timeframe. Should the SOR fail to mitigate the issue, ADI will discontinue engagement with the SOR.
• | ADI will continue to work with our suppliers and with RMI to encourage smelters who have not yet obtained the “conformant” designation to do so. |
Findings, including the number of SORs that are designated as conformant and suppliers that reported conformant status of all SORs during the preceding quarter relative to the total number of SORs and suppliers in the ADI supply chain, the number of SORs whose sources of minerals are undeterminable, and any supplier reporting use of minerals sourced from conflict mines are reported to the Senior Vice President of Global Operations and Technology and staff members quarterly.
The responses from our suppliers listed 298 entities as SORs of conflict minerals in their supply chains. A recognized responsible minerals assurance process verified 243 of these entities as conformant. The following is a summary of the SORs used by our suppliers broken out by mineral type:
Metal | Total Known Smelters Used | Conformant Smelters |
Gold | 138 | 95 |
Tantalum | 38 | 38 |
Tin | 78 | 70 |
Tungsten | 44 | 40 |
Total | 298 | 243 |
Section 7: Other Matters
Based on the information provided by our suppliers through December 31, 2017, we believe that the facilities that may have been used to process conflict minerals in our products include the smelters and refiners listed in Annex I below.
After exercising the due diligence described above, Analog Devices concluded that some of its necessary conflict minerals originated in the Covered Countries. Analog Devices was unable to determine whether or not such conflict minerals directly or indirectly financed an armed group in the Covered Countries. Based on information provided by our suppliers, as well as from the RCOI data from RMI, Analog Devices believes the countries of origin of the conflict minerals contained in our products may include the countries listed in Annex II below.
Analog Devices will undertake the following steps during the next compliance period to continue to improve the due diligence conducted and to further mitigate the risk that our necessary conflict minerals benefit armed groups, including:
▪ | Continuing to participate in industry initiatives, such as the RMI. |
▪ | Continuing to contact smelters and refiners identified as a result of the RCOI process and requesting their participation in obtaining a “conformant” designation from an industry program such as the RMAP program or equivalent, if they have not already done so. |
This report includes forward-looking statements, within the meaning of the Private Securities Litigation Reform Act of 1995, which involve risks and uncertainties. Forward-looking statements provide current expectations of future events based on certain assumptions and include any statement that does not directly relate to any historical or current fact. Forward-looking statements can also be identified by words such as “expects,” “plans,” “intends,” “will,” “may,” and similar terms. Forward-looking statements are not guarantees of future performance. Analog Devices assumes no obligation to revise or update any forward-looking statements for any reason, except as required by law.
ANNEX I
Metal | Smelter/Refiner | Country |
Gold | Abington Reldan Metals, LLC | United States of America |
Gold | Advanced Chemical Company* | United States of America |
Gold | Aida Chemical Industries Co., Ltd.* | Japan |
Gold | Al Etihad Gold Refinery DMCC* | United Arab Emirates |
Gold | Allgemeine Gold-und Silberscheideanstalt A.G.* | Germany |
Gold | Almalyk Mining and Metallurgical Complex (AMMC)* | Uzbekistan |
Gold | AngloGold Ashanti Corrego do Sitio Mineracao* | Brazil |
Gold | Argor-Heraeus S.A.* | Switzerland |
Gold | Asahi Pretec Corp.* | Japan |
Gold | Asahi Refining Canada Ltd.* | Canada |
Gold | Asahi Refining USA Inc.* | United States of America |
Gold | Asaka Riken Co., Ltd.* | Japan |
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey |
Gold | AU Traders and Refiners* | South Africa |
Gold | Aurubis AG* | Germany |
Gold | Bangalore Refinery** | India |
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines)* | Philippines |
Gold | Boliden AB* | Sweden |
Gold | C. Hafner GmbH + Co. KG* | Germany |
Gold | Caridad | Mexico |
Gold | CCR Refinery - Glencore Canada Corporation* | Canada |
Gold | Cendres + Metaux S.A.* | Switzerland |
Gold | Chimet S.p.A.* | Italy |
Gold | Chugai Mining | Japan |
Gold | Daejin Indus Co., Ltd.* | Korea, Republic of |
Gold | Daye Non-Ferrous Metals Mining Ltd. | China |
Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany |
Gold | DODUCO Contacts and Refining GmbH* | Germany |
Gold | Dowa* | Japan |
Gold | DSC (Do Sung Corporation)* | Korea, Republic of |
Gold | Eco-System Recycling Co., Ltd.* | Japan |
Gold | Emirates Gold DMCC* | United Arab Emirates |
Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe |
Gold | GCC Gujrat Gold Centre Pvt. Ltd. | India |
Gold | Geib Refining Corporation* | United States of America |
Gold | Gold Refinery of Zijin Mining Group Co., Ltd.* | China |
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China |
Gold | Guangdong Jinding Gold Limited | China |
Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China |
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China |
Gold | Heimerle + Meule GmbH* | Germany |
Gold | Heraeus Metals Hong Kong Ltd.* | China |
Gold | Heraeus Precious Metals GmbH & Co. KG* | Germany |
Metal | Smelter/Refiner | Country |
Gold | Hunan Chenzhou Mining Co., Ltd. | China |
Gold | HwaSeong CJ CO., LTD. | Korea, Republic of |
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.* | China |
Gold | Ishifuku Metal Industry Co., Ltd.* | Japan |
Gold | Istanbul Gold Refinery* | Turkey |
Gold | Japan Mint* | Japan |
Gold | Jiangxi Copper Co., Ltd.* | China |
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant* | Russian Federation |
Gold | JSC Uralelectromed* | Russian Federation |
Gold | JX Nippon Mining & Metals Co., Ltd.* | Japan |
Gold | Kaloti Precious Metals | United Arab Emirates |
Gold | Kazakhmys Smelting LLC | Kazakhstan |
Gold | Kazzinc* | Kazakhstan |
Gold | Kennecott Utah Copper LLC* | United States of America |
Gold | KGHM Polska Miedz Spolka Akcyjna** | Poland |
Gold | Kojima Chemicals Co., Ltd.* | Japan |
Gold | Korea Zinc Co., Ltd.* | Korea, Republic of |
Gold | Kyrgyzaltyn JSC* | Kyrgyzstan |
Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation |
Gold | L'azurde Company For Jewelry | Saudi Arabia |
Gold | Lingbao Gold Co., Ltd. | China |
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China |
Gold | L'Orfebre S.A.** | Andorra |
Gold | LS-NIKKO Copper Inc.* | Korea, Republic of |
Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China |
Gold | Materion* | United States of America |
Gold | Matsuda Sangyo Co., Ltd.* | Japan |
Gold | Metalor Technologies (Hong Kong) Ltd.* | China |
Gold | Metalor Technologies (Singapore) Pte., Ltd.* | Singapore |
Gold | Metalor Technologies (Suzhou) Ltd.* | China |
Gold | Metalor Technologies S.A.* | Switzerland |
Gold | Metalor USA Refining Corporation* | United States of America |
Gold | Metalurgica Met-Mex Penoles S.A. De C.V.* | Mexico |
Gold | Mitsubishi Materials Corporation* | Japan |
Gold | Mitsui Mining and Smelting Co., Ltd.* | Japan |
Gold | MMTC-PAMP India Pvt., Ltd.* | India |
Gold | Modeltech Sdn Bhd** | Malaysia |
Gold | Morris and Watson | New Zealand |
Gold | Morris and Watson Gold Coast | Australia |
Gold | Moscow Special Alloys Processing Plant* | Russian Federation |
Gold | Nadir Metal Rafineri San. Ve Tic. A.S.* | Turkey |
Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan |
Gold | Nihon Material Co., Ltd.* | Japan |
Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH* | Austria |
Gold | Ohura Precious Metal Industry Co., Ltd.* | Japan |
Metal | Smelter/Refiner | Country |
Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)* | Russian Federation |
Gold | OJSC Novosibirsk Refinery* | Russian Federation |
Gold | PAMP S.A.* | Switzerland |
Gold | Pease & Curren | United States of America |
Gold | Penglai Penggang Gold Industry Co., Ltd. | China |
Gold | Prioksky Plant of Non-Ferrous Metals* | Russian Federation |
Gold | PT Aneka Tambang (Persero) Tbk* | Indonesia |
Gold | PX Precinox S.A.* | Switzerland |
Gold | Rand Refinery (Pty) Ltd.* | South Africa |
Gold | Refinery of Seemine Gold Co., Ltd. | China |
Gold | Remondis Argentia B.V.** | Netherlands |
Gold | Republic Metals Corporation* | United States of America |
Gold | Royal Canadian Mint* | Canada |
Gold | SAAMP* | France |
Gold | Sabin Metal Corp. | United States of America |
Gold | SAFINA A.S.** | Czech Republic |
Gold | Sai Refinery | India |
Gold | Samduck Precious Metals* | Korea, Republic of |
Gold | Samwon Metals Corp. | Korea, Republic of |
Gold | SAXONIA Edelmetalle GmbH* | Germany |
Gold | SEMPSA Joyeria Plateria S.A.* | Spain |
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China |
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd.* | China |
Gold | Sichuan Tianze Precious Metals Co., Ltd.* | China |
Gold | Singway Technology Co., Ltd.* | Taiwan, Province of China |
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals* | Russian Federation |
Gold | Solar Applied Materials Technology Corp.* | Taiwan, Province of China |
Gold | Sudan Gold Refinery | Sudan |
Gold | Sumitomo Metal Mining Co., Ltd.* | Japan |
Gold | SungEel HiMetal Co., Ltd.* | Korea, Republic of |
Gold | T.C.A S.p.A* | Italy |
Gold | Tanaka Kikinzoku Kogyo K.K.* | Japan |
Gold | The Refinery of Shandong Gold Mining Co., Ltd.* | China |
Gold | Tokuriki Honten Co., Ltd.* | Japan |
Gold | Tongling Nonferrous Metals Group Co., Ltd. | China |
Gold | Tony Goetz NV | Belgium |
Gold | TOO Tau-Ken-Altyn | Kazakhstan |
Gold | Torecom* | Korea, Republic of |
Gold | Umicore Brasil Ltda.* | Brazil |
Gold | Umicore Precious Metals Thailand* | Thailand |
Gold | Umicore S.A. Business Unit Precious Metals Refining* | Belgium |
Gold | United Precious Metal Refining, Inc.* | United States of America |
Gold | Universal Precious Metals Refining Zambia | Zambia |
Metal | Smelter/Refiner | Country |
Gold | Valcambi S.A.* | Switzerland |
Gold | Western Australian Mint (T/a The Perth Mint)* | Australia |
Gold | WIELAND Edelmetalle GmbH* | Germany |
Gold | Yamakin Co., Ltd.* | Japan |
Gold | Yokohama Metal Co., Ltd.* | Japan |
Gold | Yunnan Copper Industry Co., Ltd. | China |
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation* | China |
Tantalum | Changsha South Tantalum Niobium Co., Ltd.* | China |
Tantalum | D Block Metals, LLC* | United States of America |
Tantalum | Exotech Inc.* | United States of America |
Tantalum | F&X Electro-Materials Ltd.* | China |
Tantalum | FIR Metals & Resource Ltd.* | China |
Tantalum | Global Advanced Metals Aizu* | Japan |
Tantalum | Global Advanced Metals Boyertown* | United States of America |
Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd.* | China |
Tantalum | Guangdong Zhiyuan New Material Co., Ltd.* | China |
Tantalum | H.C. Starck Co., Ltd.* | Thailand |
Tantalum | H.C. Starck Hermsdorf GmbH* | Germany |
Tantalum | H.C. Starck Inc.* | United States of America |
Tantalum | H.C. Starck Ltd.* | Japan |
Tantalum | H.C. Starck Smelting GmbH & Co. KG* | Germany |
Tantalum | H.C. Starck Tantalum and Niobium GmbH* | Germany |
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd.* | China |
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd.* | China |
Tantalum | Jiangxi Tuohong New Raw Material* | China |
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd.* | China |
Tantalum | Jiujiang Tanbre Co., Ltd.* | China |
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd.* | China |
Tantalum | KEMET Blue Metals* | Mexico |
Tantalum | KEMET Blue Powder* | United States of America |
Tantalum | LSM Brasil S.A.* | Brazil |
Tantalum | Metallurgical Products India Pvt., Ltd.* | India |
Tantalum | Mineracao Taboca S.A.* | Brazil |
Tantalum | Mitsui Mining and Smelting Co., Ltd.* | Japan |
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd.* | China |
Tantalum | NPM Silmet AS* | Estonia |
Tantalum | Power Resources Ltd.* | Macedonia, The Former Yugoslav Republic of |
Tantalum | QuantumClean* | United States of America |
Tantalum | Resind Industria e Comercio Ltda.* | Brazil |
Tantalum | RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.* | China |
Tantalum | Solikamsk Magnesium Works OAO* | Russian Federation |
Tantalum | Taki Chemical Co., Ltd.* | Japan |
Tantalum | Telex Metals* | United States of America |
Metal | Smelter/Refiner | Country |
Tantalum | Ulba Metallurgical Plant JSC* | Kazakhstan |
Tantalum | XinXing HaoRong Electronic Material Co., Ltd.* | China |
Tin | Alpha* | United States of America |
Tin | An Vinh Joint Stock Mineral Processing Company | Viet Nam |
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.* | China |
Tin | China Tin Group Co., Ltd.* | China |
Tin | CV Ayi Jaya* | Indonesia |
Tin | CV Dua Sekawan* | Indonesia |
Tin | CV Gita Pesona* | Indonesia |
Tin | CV United Smelting* | Indonesia |
Tin | CV Venus Inti Perkasa* | Indonesia |
Tin | Dowa* | Japan |
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Viet Nam |
Tin | EM Vinto* | Bolivia (Plurinational State of) |
Tin | Estanho de Rondonia S.A. | Brazil |
Tin | Fenix Metals* | Poland |
Tin | Gejiu Fengming Metallurgy Chemical Plant* | China |
Tin | Gejiu Jinye Mineral Company* | China |
Tin | Gejiu Kai Meng Industry and Trade LLC* | China |
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd.* | China |
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.* | China |
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China |
Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd.* | China |
Tin | Guanyang Guida Nonferrous Metal Smelting Plant* | China |
Tin | HuiChang Hill Tin Industry Co., Ltd.* | China |
Tin | Huichang Jinshunda Tin Co., Ltd.* | China |
Tin | Jiangxi Ketai Advanced Material Co., Ltd.* | China |
Tin | Jiangxi New Nanshan Technology Ltd.* | China |
Tin | Magnu's Minerais Metais e Ligas Ltda.* | Brazil |
Tin | Malaysia Smelting Corporation (MSC)* | Malaysia |
Tin | Melt Metais e Ligas S.A.* | Brazil |
Tin | Metallic Resources, Inc.* | United States of America |
Tin | Metallo Belgium N.V.* | Belgium |
Tin | Metallo Spain S.L.U.* | Spain |
Tin | Mineracao Taboca S.A.* | Brazil |
Tin | Minsur* | Peru |
Tin | Mitsubishi Materials Corporation* | Japan |
Tin | Modeltech Sdn Bhd** | Malaysia |
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Viet Nam |
Tin | O.M. Manufacturing (Thailand) Co., Ltd.* | Thailand |
Tin | O.M. Manufacturing Philippines, Inc.* | Philippines |
Tin | Operaciones Metalurgical S.A.* | Bolivia (Plurinational State of) |
Tin | PT Aries Kencana Sejahtera* | Indonesia |
Metal | Smelter/Refiner | Country |
Tin | PT Artha Cipta Langgeng* | Indonesia |
Tin | PT ATD Makmur Mandiri Jaya* | Indonesia |
Tin | PT Babel Inti Perkasa* | Indonesia |
Tin | PT Bangka Prima Tin* | Indonesia |
Tin | PT Bangka Tin Industry* | Indonesia |
Tin | PT Belitung Industri Sejahtera* | Indonesia |
Tin | PT Bukit Timah* | Indonesia |
Tin | PT DS Jaya Abadi* | Indonesia |
Tin | PT Eunindo Usaha Mandiri* | Indonesia |
Tin | PT Inti Stania Prima* | Indonesia |
Tin | PT Karimun Mining* | Indonesia |
Tin | PT Kijang Jaya Mandiri* | Indonesia |
Tin | PT Lautan Harmonis Sejahtera* | Indonesia |
Tin | PT Menara Cipta Mulia* | Indonesia |
Tin | PT Mitra Stania Prima* | Indonesia |
Tin | PT Panca Mega Persada* | Indonesia |
Tin | PT Premium Tin Indonesia* | Indonesia |
Tin | PT Prima Timah Utama* | Indonesia |
Tin | PT Rajehan Ariq* | Indonesia |
Tin | PT Refined Bangka Tin* | Indonesia |
Tin | PT Sariwiguna Binasentosa* | Indonesia |
Tin | PT Stanindo Inti Perkasa* | Indonesia |
Tin | PT Sukses Inti Makmur* | Indonesia |
Tin | PT Sumber Jaya Indah* | Indonesia |
Tin | PT Timah (Persero) Tbk Kundur* | Indonesia |
Tin | PT Timah (Persero) Tbk Mentok* | Indonesia |
Tin | PT Tinindo Inter Nusa* | Indonesia |
Tin | PT Tommy Utama* | Indonesia |
Tin | Resind Industria e Comercio Ltda.* | Brazil |
Tin | Rui Da Hung* | Taiwan, Province of China |
Tin | Soft Metais Ltda.* | Brazil |
Tin | Super Ligas | Brazil |
Tin | Thaisarco* | Thailand |
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Viet Nam |
Tin | White Solder Metalurgia e Mineracao Ltda.* | Brazil |
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd.* | China |
Tin | Yunnan Tin Company Limited* | China |
Tungsten | A.L.M.T. TUNGSTEN Corp.* | Japan |
Tungsten | ACL Metais Eireli* | Brazil |
Tungsten | Asia Tungsten Products Vietnam Ltd.* | Viet Nam |
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd.* | China |
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd.* | China |
Tungsten | Fujian Jinxin Tungsten Co., Ltd.* | China |
Tungsten | Ganzhou Haichuang Tungsten Co., Ltd.** | China |
Metal | Smelter/Refiner | Country |
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd.* | China |
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd.* | China |
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd.* | China |
Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | China |
Tungsten | Global Tungsten & Powders Corp.* | United States of America |
Tungsten | Guangdong Xianglu Tungsten Co., Ltd.* | China |
Tungsten | H.C. Starck Smelting GmbH & Co. KG* | Germany |
Tungsten | H.C. Starck Tungsten GmbH* | Germany |
Tungsten | Hunan Chenzhou Mining Co., Ltd.* | China |
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji* | China |
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd.* | China |
Tungsten | Hydrometallurg, JSC* | Russian Federation |
Tungsten | Japan New Metals Co., Ltd.* | Japan |
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd.* | China |
Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | China |
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd.* | China |
Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | China |
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.* | China |
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd.* | China |
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd.* | China |
Tungsten | Kennametal Fallon* | United States of America |
Tungsten | Kennametal Huntsville* | United States of America |
Tungsten | Malipo Haiyu Tungsten Co., Ltd.* | China |
Tungsten | Moliren Ltd.* | Russian Federation |
Tungsten | Niagara Refining LLC* | United States of America |
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC* | Viet Nam |
Tungsten | Philippine Chuangxin Industrial Co., Inc.* | Philippines |
Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City* | China |
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd.* | Viet Nam |
Tungsten | Unecha Refractory metals plant* | Russian Federation |
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd.* | Viet Nam |
Tungsten | Wolfram Bergbau und Hutten AG* | Austria |
Tungsten | Woltech Korea Co., Ltd.* | Korea, Republic of |
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd.* | China |
Tungsten | Xiamen Tungsten Co., Ltd.* | China |
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.* | China |
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd.* | China |
* Smelter name included in the RMI Conformant Smelters List as of May 8, 2018
** Smelter name included in the RMI Active Smelters and Refiners List as of May 8, 2018
ANNEX II
Argentina | Laos |
Australia | Madagascar |
Austria | Malaysia |
Benin | Mali |
Bolivia (Plurinational State of) | Mexico |
Brazil | Mongolia |
Burkina Faso | Mozambique |
Burundi | Myanmar |
Cambodia | Namibia |
Canada | Nicaragua |
Chile | Nigeria |
China | Panama |
Colombia | Peru |
Congo, Democratic Republic of the | Portugal |
Ecuador | Russian Federation |
Eritrea | Rwanda |
Ethiopia | Senegal |
France | Sierra Leone |
Germany | South Africa |
Ghana | Spain |
Guatemala | Thailand |
Guinea | Togo |
Guyana | Uganda |
Honduras | United Kingdom of Great Britain and Northern Ireland |
India | United States of America |
Indonesia | Uzbekistan |
Japan | Viet Nam |
Kazakhstan | Zimbabwe |