Upgrade to SI Premium - Free Trial

Form 4 Hamilton Beach Brands For: Apr 02 Filed by: RANKIN ALISON A

April 3, 2018 2:40 PM
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: December 31, 2014
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
RANKIN ALISON A

(Last) (First) (Middle)
4421 WATERFRONT DR.

(Street)
GLEN ALLEN VA 23060

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Hamilton Beach Brands Holding Co [ HBB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Member of a Group
3. Date of Earliest Transaction (Month/Day/Year)
04/02/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 04/02/2018 A (1) 913 A (2) 195,203 I Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin (3)
Class A Common Stock 2,046 I Co-Trustee for the benefit of Reporting Person's daughter (3)
Class A Common Stock 3,933 I Co-Trustee for the benefit of Reporting Person's daughter (3)
Class A Common Stock 18,231 I Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust (3)
Class A Common Stock 20,119 I Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust (3)
Class A Common Stock 75,504 I Proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock 29,986 I Proportionate limited partnership interest in shares held by Rankin Associates II, L.P
Class A Common Stock 6,613 I Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin
Class A Common Stock 200 I Reporting Person's spouse serves as Trustee for the benefit of A. Farnham Rankin
Class A Common Stock 200 I Reporting Person's spouse serves as Trustee for the benefit of Elisabeth M. Rankin
Class A Common Stock 5,370 I Reporting Person's spouse serves as Trustee of GST for the benefit of A. Farnham Rankin
Class A Common Stock 5,370 I Reporting Person's spouse serves as Trustee of GST for the benefit of Elisabeth M. Rankin
Class A Common Stock 25 I Spouse's proportionate general partnership interest in shares of Rankin Associates IV, L.P. (3)
Class A Common Stock 2,000 I Spouse's proportionate general partnership interest shares held by Rankin Associates I, L.P. (3)
Class A Common Stock 2,808 I Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock 85,056 I Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. (3)
Class A Common Stock 4,693 I Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. (3)
Class A Common Stock 1,975 I Spouse's proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as GP (3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (2) (2) (2) Class A Common Stock 2,046 2,046 I Co-Trustee for the benefit of Reporting Person's daughter (3)
Class B Common Stock (2) (2) (2) Class A Common Stock 3,933 3,933 I Co-Trustee for the benefit of Reporting Person's daughter (3)
Class B Common Stock (2) (2) (2) Class A Common Stock 20,119 20,119 I Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust (3)
Class B Common Stock (2) (2) (2) Class A Common Stock 18,231 18,231 I Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust (3)
Class B Common Stock (2) (2) (2) Class A Common Stock 75,504 75,504 I Proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class B Common Stock (2) (2) (2) Class A Common Stock 29,986 29,986 I Proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Class B Common Stock (2) (2) (2) Class A Common Stock 6,613 6,613 I Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin
Class B Common Stock (2) (2) (2) Class A Common Stock 200 200 I Reporting Person's spouse serves as Trustee for the benefit of A. Farnham Rankin
Class B Common Stock (2) (2) (2) Class A Common Stock 200 200 I Reporting Person's spouse serves as Trustee for the benefit of Elisabeth M. Rankin
Class B Common Stock (2) (2) (2) Class A Common Stock 193,586 193,586 I Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin (3)
Class B Common Stock (2) (2) (2) Class A Common Stock 5,370 5,370 I Reporting Person's Spouse serves as Trustee of GST for the benefit of A. Farnham Rankin
Class B Common Stock (2) (2) (2) Class A Common Stock 5,370 5,370 I Reporting Person's spouse serves as Trustee of GST for the benefit of Elisabeth M. Rankin
Class B Common Stock (2) (2) (2) Class A Common Stock 25 25 I Spouse's proportionate general partnership interest in shares of Rankin Associates IV, L.P. (3)
Class B Common Stock (2) (2) (2) Class A Common Stock 2,000 2,000 I Spouse's proportionate general partnership interest shares held by Rankin Associates I, L.P. (3)
Class B Common Stock (2) (2) (2) Class A Common Stock 2,808 2,808 I Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P (3)
Class B Common Stock (2) (2) (2) Class A Common Stock 85,056 85,056 I Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. (3)
Class B Common Stock (2) (2) (2) Class A Common Stock 4,693 4,693 I Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. (3)
Class B Common Stock (2) (2) (2) Class A Common Stock 1,975 1,975 I Spouse's proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as GP (3)
Explanation of Responses:
1. Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan.
2. N/A
3. Reporting Person disclaims beneficial ownership of all such shares.
/s/ Derek R. Redmond, attorney-in-fact 04/03/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Categories

SEC Filings