Form 3 CARLISLE COMPANIES INC For: Jan 08 Filed by: FREIBERG TRENT A.

January 16, 2018 1:33 PM
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Expires: December 31, 2014
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person *
FREIBERG TRENT A.

(Last) (First) (Middle)
C/O CARLISLE COMPANIES INCORPORATED
16430 N. SCOTTSDALE ROAD, SUITE 400

(Street)
SCOTTSDALE AZ 85254

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/08/2018
3. Issuer Name and Ticker or Trading Symbol
CARLISLE COMPANIES INC [ CSL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, CFSP
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 26,456 (1)
D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Options (2) 02/05/2023 Common Stock 10,290 64.8 D
Common Stock Options (3) 02/04/2024 Common Stock 9,645 73.08 D
Common Stock Options (4) 02/03/2025 Common Stock 8,635 92.46 D
Common Stock Options (5) 02/02/2026 Common Stock 9,460 83.31 D
Common Stock Options (6) 02/07/2027 Common Stock 8,305 107.73 D
Explanation of Responses:
1. Consists of (i) 19,438 shares held in nominee form, (ii) 1,800 performance shares previously granted, vested, and earned that have been deferred into the issuer's non-qualified deferred compensation plan, (iii) 4,285 previously awarded restricted shares, and (iv) 933 shares held in the issuer's qualified defined contribution plan.
2. 3,430 options exercisable on each of February 6, 2014, February 6, 2015 and February 6, 2016, cumulatively.
3. 3,215 options exercisable on each of February 5, 2015, February 5, 2016 and February 5, 2017, cumulatively.
4. 2,878 options exercisable on each of February 4, 2016 and February 4, 2017 and 2,879 options exercisable on February 4, 2018, cumulatively.
5. 3,153 options exercisable on each of February 3, 2017 and February 3, 2018 and 3,154 options exercisable on February 3, 2019, cumulatively.
6. 2,768 options exercisable on each of February 8, 2018 and February 8, 2019 and 2,769 options exercisable on February 8, 2020, cumulatively.
/s/ Trent A. Freiberg by Michael L. Roberson attorney-in-fact 01/16/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.


 

Categories

SEC Filings