Form 4 CONTROL4 CORP For: Nov 27 Filed by: JAECH JEREMY A

November 29, 2017 11:26 AM
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person *
JAECH JEREMY A

(Last) (First) (Middle)
C/O CONTROL4 CORPORATION
11734 S. ELECTION ROAD

(Street)
SALT LAKE CITY UT 84020

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CONTROL4 CORP [ CTRL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/27/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/27/2017 M 13,267 A $ 11.72 31,002 D
Common Stock 11/27/2017 S 4,868 D $ 34.45 (1) 26,134 D
Common Stock 11/27/2017 M 14,934 A $ 16.97 41,068 D
Common Stock 11/27/2017 S 7,933 D $ 34.5 (2) 33,135 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $ 11.72 11/27/2017 M 13,267 (3) 04/29/2025 Common Stock 13,267 $ 0 0 D
Stock Option (right to buy) $ 16.97 11/27/2017 M 14,934 (4) 05/29/2024 Common Stock 14,934 $ 0 0 D
Explanation of Responses:
1. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $34.41 per share to $34.50 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
2. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $34.50 per share to $34.54 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
3. Non-qualified Stock Options granted April 30, 2015, which vested over 1 year and are now fully vested and exercisable.
4. Non-qualified Stock Options granted May 30, 2014, which vested over 3 years and are now fully vested and exercisable.
/s/ Greg Bishop, attorney-in-fact for Jeremy Jaech 11/29/2017
** Signature of Reporting Person Date
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