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Form 13F-HR SUN LIFE FINANCIAL INC For: Jun 30

August 10, 2016 1:12 PM

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
Report for the Calendar Year or Quarter Ended: 06-30-2016
Check here if Amendment Amendment Number:
This Amendment (Check only one.): is a restatement.
adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Sun Life Financial INC
Address: Sun Life Assurance CO of Canada
150 King Street West Suite 1400
Toronto , A6M5H 1J9
Form 13F File Number: 028-05799

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Jack Donnelly
Title: Sr. Managing Director, Investment Strategic Research
Phone: 781-446-1165
Signature, Place, and Date of Signing:
Jack Donnelly Wellesley Hills , MA 08-09-2016
[Signature] [City, State] [Date]
Report Type (Check only one.):
13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
X 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 127
Form 13F Information Table Value Total: 846,431
(thousands)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
028-12046 Sun Life Institutional Investments (U.S.) LLC
028-12047 Sun Life Assurance Company of Canada

List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No. Form 13F File Number Name
1 028-12046 Sun Life Institutional Investments (U.S.) LLC
2 028-12047 Sun Life Assurance Company of Canada

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Expires: July 31, 2015
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 617 3,521 SH SOLE 1 0 0 0
AES Corp COM 00130H105 295 23,668 SH SOLE 1 0 0 0
Alphabet Inc Class C 02079K107 1,262 1,824 SH SOLE 1 0 0 0
Alphabet Inc Class A 02079K305 1,150 1,635 SH SOLE 1 0 0 0
American Express Co PFD 025816BJ7 3,487 3,600,000 SH SOLE 1 0 0 0
American International Group COM NEW 026874784 813 15,380 SH SOLE 1 0 0 0
Amgen Inc COM 031162100 708 4,652 SH SOLE 1 0 0 0
Apple Inc COM 037833100 1,093 11,431 SH SOLE 1 0 0 0
Archer Daniels Midland Co COM 039483102 538 12,538 SH SOLE 1 0 0 0
AT&T Inc COM 00206R102 526 12,165 SH SOLE 1 0 0 0
Bank of America Corp BANK OF AMERICA CORPORATION 7.25%CNV PFD L 060505682 502 420 SH SOLE 1 0 0 0
Bank of New York Mellon Corp PFD 064058AD2 2,509 2,500,000 SH SOLE 1 0 0 0
Barclays Bank PLC CALL 06738C828 1,918 1,940,000 SH SOLE 1 0 0 0
BARCLAYS BANK PLC ADR PFD SR 5 06739H362 52 2,000 SH SOLE 1 0 0 0
BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 103 4,000 SH SOLE 1 0 0 0
Baxter International Inc COM 071813109 226 4,995 SH SOLE 1 0 0 0
BB&T Corp COM 054937107 338 9,492 SH SOLE 1 0 0 0
Berkshire Hathaway Inc CLASS B NEW 084670702 561 3,877 SH SOLE 1 0 0 0
Boeing Co COM 097023105 505 3,888 SH SOLE 1 0 0 0
Boston Scientific Corp COM 101137107 1,289 55,142 SH SOLE 1 0 0 0
Bristol-Myers Squibb Co COM 110122108 731 9,938 SH SOLE 1 0 0 0
Bunge LTD COM G16962105 360 6,081 SH SOLE 1 0 0 0
California Resources Corp COM NEW 13057Q206 2 176 SH SOLE 1 0 0 0
CCG Commercial Pool II Inc COM 12501RAF6 14 1,000 SH SOLE 1 0 0 0
Centurylink Inc COM 156700106 216 7,445 SH SOLE 1 0 0 0
Charles Schwab Corp COM NEW 808513105 516 20,378 SH SOLE 1 0 0 0
Chevron Corp COM NEW 166764100 700 6,675 SH SOLE 1 0 0 0
Citigroup Inc PFD 172967JZ5 487 500,000 SH SOLE 1 0 0 0
Coca-Cola Co COM 191216100 452 9,976 SH SOLE 1 0 0 0
Connecticut Light & Power PFD 207597709 50 902 SH SOLE 1 0 0 0
ConocoPhillips COM 20825C104 200 4,584 SH SOLE 1 0 0 0
Consumer Discretionary SPDR * SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 28,886 370,095 SH SOLE 1 0 0 0
Consumer Staples Sector SPDR * SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 20,135 365,092 SH SOLE 1 0 0 0
CST Brands Inc COM 12646R105 56 1,291 SH SOLE 1 0 0 0
CVS Health Corp COM 126650100 698 7,294 SH SOLE 1 0 0 0
DR Horton Inc COM 23331A109 634 20,127 SH SOLE 1 0 0 0
Eli Lilly & Co COM 532457108 560 7,110 SH SOLE 1 0 0 0
Emerson Electric Co COM 291011104 332 6,374 SH SOLE 1 0 0 0
Energy Select Sector SPDR Fund * SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 13,391 196,233 SH SOLE 1 0 0 0
Exxon Mobil Corp COM 30231G102 1,009 10,766 SH SOLE 1 0 0 0
Fifth Third Bancorp COM 316773100 396 22,502 SH SOLE 1 0 0 0
Financial Select Sector SPDR * SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 30,075 1,317,327 SH SOLE 1 0 0 0
General Electric Co COM 369604103 826 26,235 SH SOLE 1 0 0 0
General Electric Co PFD 369604BQ5 7,494 7,063,000 SH SOLE 1 0 0 0
General Electric Co PFD 369622394 1,569 59,200 SH SOLE 1 0 0 0
Goldman Sachs Capital Trust II PFD 381427AA1 180 240,000 SH SOLE 1 0 0 0
Goldman Sachs Group Inc COM 38141G104 468 3,147 SH SOLE 1 0 0 0
Goodyear Tire & Rubber Co COM 382550101 691 26,924 SH SOLE 1 0 0 0
Halyard Health Inc COM 40650V100 20 606 SH SOLE 1 0 0 0
Health Care Select Sector SPDR * SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 31,292 436,307 SH SOLE 1 0 0 0
Hess Corp COM 42809H107 296 4,919 SH SOLE 1 0 0 0
Honeywell International Inc COM 438516106 773 6,648 SH SOLE 1 0 0 0
Huntington Bancshares Inc HUNTINGTON BANCSHARES INC PFD CONV SER A 446150401 188 133 SH SOLE 1 0 0 0
Industrial Select Sect SPDR * SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 18,935 338,361 SH SOLE 1 0 0 0
International Paper Co COM 460146103 925 21,823 SH SOLE 1 0 0 0
Ishares Core MSCI EAFE ETF * ISHARES TR CORE MSCI EAFE 46432F842 5,297 102,075 SH SOLE 2 0 0 0
Ishares Dow Jones US Telecom * ISHARES TR DJ US TELECOMM 464287713 4,337 130,237 SH SOLE 1 0 0 0
ISHARES MSCI EAFE INDEX FUND MSCI EAFE Index 464287465 45,083 807,800 SH SOLE 1 0 0 0
ISHARES MSCI FRANCE ETF MSCI France Index 464286707 2,410 105,400 SH SOLE 1 0 0 0
ISHARES MSCI GERMANY ETF MSCI Germany Index 464286806 483 20,100 SH SOLE 1 0 0 0
ISHARES MSCI JAPAN ETF MSCI Japan Index 464286848 6,253 543,706 SH SOLE 1 0 0 0
ISHARES MSCI MEXICO CAPPED ETF MSCI Mexico 464286822 952 18,905 SH SOLE 1 0 0 0
Ishares MSCI United Kingdom In Ishares MSCI United Kingdom In 46434V548 2,777 180,650 SH SOLE 1 0 0 0
ISHARES MSCI UNITED KINGDOM INDEX FUND MSCI United Kingdom 46434V548 2,000 130,100 SH SOLE 1 0 0 0
IShares Tr * ISHARES TR CORE S&P500 ETF 464287200 32,754 155,454 SH SOLE 2 0 0 0
ISHARES TR RUS 2000 GRW ETF 464287648 73 530 SH SOLE 1 0 0 0
ISHARES TR CORE US GRW ETF 464287671 1,069 13,083 SH SOLE 1 0 0 0
ISHARES TR MSCI ACWI EX US 464288240 72 1,837 SH SOLE 1 0 0 0
JP Morgan Chase & Co PFD 46625HHA1 3,570 3,500,000 SH SOLE 1 0 0 0
JP Morgan Chase & Co PFD 46625HJQ4 4,405 4,000,000 SH SOLE 1 0 0 0
JP Morgan Chase & Co PFD 48126HAA8 1,113 1,090,000 SH SOLE 1 0 0 0
Kimberly-Clark Corp COM 494368103 524 3,811 SH SOLE 1 0 0 0
Legg Mason Inc COM 524901105 348 11,806 SH SOLE 1 0 0 0
Lloyds Banking Group PLC COM 539439AC3 1,562 1,460,000 SH SOLE 1 0 0 0
Lockheed Martin Corp COM 539830109 777 3,132 SH SOLE 1 0 0 0
Materials Select Sector SPDR * SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 4,867 105,030 SH SOLE 1 0 0 0
Maxwell Health PFD 233823301 5,000 928,160 SH SOLE 1 0 0 0
Merck & Co Inc COM NEW 58933Y105 439 7,623 SH SOLE 1 0 0 0
Morgan Stanley COM NEW 617446448 301 11,585 SH SOLE 1 0 0 0
Morgan Stanley PFD 61762V200 890 30,000 SH SOLE 1 0 0 0
Morgan Stanley Capital Trt IV PFD 617462205 255 10,000 SH SOLE 1 0 0 0
Mosaic Holdings Inc COM NEW 61945C103 288 10,984 SH SOLE 1 0 0 0
NBC Universal Enterprise Inc PFD 63946CAE8 1,547 1,500,000 SH SOLE 1 0 0 0
Northern Trust Corp PFD 665859872 5,420 195,020 SH SOLE 1 0 0 0
Occidental Petroleum Corp COM 674599105 270 3,567 SH SOLE 1 0 0 0
Pepsico Inc COM 713448108 506 4,774 SH SOLE 1 0 0 0
Pfizer Inc COM 717081103 632 17,960 SH SOLE 1 0 0 0
Philip Morris Intl Inc COM 718172109 400 3,930 SH SOLE 1 0 0 0
PNC Financial Services Group COM 693475105 541 6,650 SH SOLE 1 0 0 0
PNC Financial Services Group PFD 693475AK1 4,772 4,275,000 SH SOLE 1 0 0 0
POWERSHARES QQQ TRUST SERIES 1 MSCI EAFE Index 73935A104 36,085 335,550 SH SOLE 1 0 0 0
Procter & Gamble Co COM 742718109 611 7,215 SH SOLE 1 0 0 0
Raytheon Co COM NEW 755111507 710 5,223 SH SOLE 1 0 0 0
Salesforce Com Inc COM 79466L302 1,013 12,755 SH SOLE 1 0 0 0
SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 240 4,570 SH SOLE 1 0 0 0
SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 468 11,139 SH SOLE 1 0 0 0
Shire PLC * SHIRE PLC SPONSORED ADR 82481R106 382 2,073 SH SOLE 1 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 3,825 18,258 SH SOLE 1 0 0 0
SPDR S&P 500 ETF TRUST TR UNIT 78462F103 272,628 1,301,142 SH SOLE 1 0 0 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 4,764 17,500 SH SOLE 1 0 0 0
State Street Corp COM 857477103 384 7,114 SH SOLE 1 0 0 0
State Street Corp PFD 857477608 1,410 50,000 SH SOLE 1 0 0 0
Target Corp COM 87612E106 382 5,465 SH SOLE 1 0 0 0
Technology Select Sector SPDR * SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 43,446 1,001,986 SH SOLE 1 0 0 0
Travelers Cos Inc COM 89417E109 587 4,932 SH SOLE 1 0 0 0
United Technologies Corp COM 913017109 499 4,864 SH SOLE 1 0 0 0
US Bancorp COM NEW 902973304 499 12,368 SH SOLE 1 0 0 0
US Bancorp PFD 902973833 3,306 107,347 SH SOLE 1 0 0 0
USB Capital IX PFD 91731KAA8 409 500,000 SH SOLE 1 0 0 0
Utilities Select Sector SPDR * SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 9,185 175,060 SH SOLE 1 0 0 0
Valero Energy Corp COM NEW 91913Y100 593 11,619 SH SOLE 1 0 0 0
VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 2,226 22,195 SH SOLE 1 0 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 11,546 60,073 SH SOLE 1 0 0 0
VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 38 370 SH SOLE 1 0 0 0
VANGUARD INDEX FDS SMALL CP ETF 922908751 359 3,100 SH SOLE 1 0 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 6,357 59,318 SH SOLE 1 0 0 0
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 13,160 307,119 SH SOLE 1 0 0 0
Vanguard REIT Index Fund * VANGUARD INDEX FDS REIT ETF 922908553 92,802 1,046,600 SH SOLE 1 0 0 0
Vanguard REIT Index Fund * VANGUARD INDEX FDS REIT ETF 922908553 3,498 39,446 SH SOLE 2 0 0 0
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 3,499 38,104 SH SOLE 1 0 0 0
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2,923 40,910 SH SOLE 1 0 0 0
Veritiv Corp COM 923454102 16 417 SH SOLE 1 0 0 0
Verizon Communications Inc COM 92343V104 559 10,012 SH SOLE 1 0 0 0
Wachovia Capital Trust III CALL 92978AAA0 2,469 2,500,000 SH SOLE 1 0 0 0
Wachovia Capital Trust III CALL 92978AAA0 988 1,000,000 SH SOLE 1 0 0 0
Walt Disney Co COM 254687106 430 4,394 SH SOLE 1 0 0 0
WMIH CORP COM 92936P100 110 49,502 SH SOLE 1 0 0 0

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