Form 6-K BANK OF MONTREAL /CAN/ For: Nov 28
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FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
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| For the month of: November, 2014 | �� | Commission File Number: 001-13354 |
BANK OF MONTREAL
(Name of Registrant)
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| 100 King Street West | � | |
| 1 First Canadian Place | � | 129 rue Saint-Jacques |
| Toronto, Ontario | � | Montreal, Quebec |
| Canada, M5X 1A1 | � | Canada, H2Y 1L6 |
| (Executive Offices) | � | (Head Office) |
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
Form 20-F��������� ������Form 40-F���
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Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):���
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):���
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.��Yes�����No���
If �Yes� is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):
82-��������������������.
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INCORPORATION BY REFERENCE
The information contained in this Form 6-K and any exhibits hereto shall be deemed filed with the Securities and Exchange Commission (�SEC�) solely for purposes of incorporation by reference into and as part of the following registration statements of the registrant on file with and declared effective by the SEC:
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| � | 1. | Registration Statement � Form F-3 � File No.�333-196387 |
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| � | 2. | Registration Statement � Form F-3 � File No.�33-96354 |
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| � | 3. | Registration Statement � Form F-3 � File No.�333-189814 |
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| � | 4. | Registration Statement � Form S-8 � File No.�333-191591 |
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| � | 5. | Registration Statement � Form S-8 � File No.�333-182644 |
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| � | 6. | Registration Statement � Form S-8 � File No.�333-180968 |
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| � | 7. | Registration Statement � Form S-8 � File No.�333-177579 |
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| � | 8. | Registration Statement � Form S-8 � File No.�333-177568 |
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| � | 9. | Registration Statement � Form S-8 � File No.�333-176479 |
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| � | 10. | Registration Statement � Form S-8 � File No.�333-175413 |
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| � | 11. | Registration Statement � Form S-8 � File No.�333-175412 |
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| � | 12. | Registration Statement � Form S-8 � File No.�333-113096 |
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| � | 13. | Registration Statement � Form S-8 � File No.�333-14260 |
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| � | 14. | Registration Statement � Form S-8 � File No.�33-92112 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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| � | � | BANK OF MONTREAL | ||||
| � | � | By: | � | /s/ Thomas E. Flynn | ||
| � | � | Name: | � | Thomas E. Flynn | ||
| � | � | Title: | � | Chief Financial Officer | ||
| Date: November�28, 2014 | � | � | By: | � | /s/ Barbara M. Muir | |
| � | � | Name: | � | Barbara M. Muir | ||
| � | � | Title: | � | Senior Vice-President, Deputy General | ||
| � | � | � | Counsel, Corporate Affairs and Corporate Secretary | |||
EXHIBIT INDEX
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| Exhibit | �� | Description of Exhibit |
| 99.1 | �� | Press Release � BMO Capital Trust to Redeem $600,000,000 Trust Capital Securities � Series D (�BMO�BOaTS � Series D�) |
Exhibit 99.1
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News
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FOR IMMEDIATE RELEASE
BMO Capital Trust to Redeem $600,000,000 Trust Capital Securities � Series�D�(�BMO�BOaTS���Series�D�)
TORONTO, November�28, 2014�� BMO Capital Trust (the �Trust�), a subsidiary of Bank of Montreal, today announced its intention to redeem at par all of its Trust Capital Securities � Series�D (�BMO BOaTS�� Series�D�), on December�31, 2014. The BMO BOaTS � Series D are redeemable at the Trust�s option from December�31, 2014, at a redemption amount equal to $1,000 plus unpaid indicated distributions. Notice will be delivered to BMO BOaTS�� Series D holders in accordance with the terms outlined in the BMO BOaTS�� Series D prospectus.
After December�31, 2014, holders of BMO BOaTS � Series D will be entitled only to receiving the redemption price and will no longer be entitled to indicated distributions and exercising any other rights.
About BMO Financial Group
Established in 1817 as Bank of Montreal, BMO Financial Group is a highly diversified financial services organization based in North America. The bank offers a broad range of retail banking, wealth management and investment banking products and services to more than 12�million customers. BMO Financial Group had total assets exceeding $586�billion and approximately 47,000 employees at July�31, 2014.
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For News Media Inquiries:
Ralph Marranca, Toronto, [email protected], (416)�867-3996
Ronald Monet, Montreal, [email protected], (514)�877-1873
For Investor Relations Inquiries:
Sharon Haward-Laird, Toronto, [email protected], (416)�867-6656
Andrew Chin, Toronto, [email protected], (416)�867-7019
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| Internet: www.bmo.com |
� | Twitter: @BMOMedia |